For filings with the FCA include the annex |
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For filings with issuer exclude the annex |
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TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi |
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1. Identity of the issuer or the underlying issuer |
Wilmington Group Plc |
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2 Reason for the notification (please tick the appropriate box or boxes): |
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An acquisition or disposal of voting rights |
P |
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
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An event changing the breakdown of voting rights |
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Other (please specify): |
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3. Full name of person(s) subject to the |
Herald Investment Management Limited |
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4. Full name of shareholder(s) |
Discretionary investment management clients of Herald Investment Management Limited |
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5. Date of the transaction and date on |
9th November 2015 |
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6. Date on which issuer notified: |
10th November 2015 |
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7. Threshold(s) that is/are crossed or |
5% |
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8. Notified details: |
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A: Voting rights attached to shares viii, ix |
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Class/type of
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Situation previous |
Resulting situation after the triggering transaction |
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Number |
Number |
Number |
Number of voting |
% of voting rights x |
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Indirect |
Direct xi |
Indirect xii |
Direct |
Indirect |
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GB0009692319 |
4,361,501 |
4,361,501 |
4,286,501 |
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4,286,501 |
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4.93% |
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B: Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial |
Expiration |
Exercise/ |
Number of voting |
% of voting |
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None |
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Nil |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi |
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Resulting situation after the triggering transaction |
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Type of financial |
Exercise price |
Expiration date xvii |
Exercise/ |
Number of voting rights instrument refers to
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% of voting rights xix, xx
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None |
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Nominal |
Delta |
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Nil |
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Total (A+B+C) |
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Number of voting rights |
Percentage of voting rights |
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4,286,501 |
4.93% |
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9. Chain of controlled undertakings through which the voting rights and/or the |
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N/A
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Proxy Voting: |
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10. Name of the proxy holder: |
N/A |
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11. Number of voting rights proxy holder will cease |
N/A |
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12. Date on which proxy holder will cease to hold |
N/A |
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14. Contact name: |
Andrew Miller CFO |
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15. Contact telephone number: |
020 7553 6308 |
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Note: Annex should only be submitted to the FCA not the issuer |
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Annex: Notification of major interests in share |
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A: Identity of the persons or legal entity subject to the notification obligation |
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Full name (including legal form of legal entities)
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Herald Investment Management Limited |
Contact address (registered office for legal entities)
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10/11 Charterhouse Square London EC1M 6EE |
Phone number & email
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020 7553 6308 |
Other useful information (at least legal representative for legal persons)
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Andrew Miller CFO |
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B: Identity of the notifier, if applicable |
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Full name
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See above |
Contact address
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Phone number & email
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Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation) |
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C: Additional information |
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To calculate the percentage of voting rights held after the triggering transaction we have used the figure of 86,939,147 total voting rights in issue announced to the market by the company via RNS on 1st November 2015.
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For notes on how to complete form TR-1 please see the FCA website. |