Director/PDMR Shareholding

RNS Number : 2837K

Worldsec Ld

09 April 2018

9 April 2018

Worldsec Limited

(the "Company")

Director/PDMR Shareholdings

NOTIFICATION AND PUBLIC DISCLOSURE OF TRANSACTIONS BY PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES AND PERSONS CLOSELY ASSOCIATED WITH THEM

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Ernest She
2	Reason for the notification
a)	Position/status	Director of Worldsec Limited/PDMR
b)	Initial notification/Amendment	Initial Notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Worldsec Limited
b)	LEI	213800RSLE74B1NP4X17
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument	Ordinary shares of US$0.001 each
	Identification code	BMG9774L1019
b)	Nature of the transaction	Subscription for ordinary shares pursuant to open offer
c)	Price(s) and volumes(s)	Price(s)	Volume(s)
		US$0.15 US$0.15	103,365 80,000
d)	Aggregated information
	Aggregated volume	183,365
	Price	US$0.15
e)	Date of the transaction	5 April 2018
f)	Place of the transaction	Outside a trading venue

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Alastair Gunn-Forbes
2	Reason for the notification
a)	Position/status	Director of Worldsec Limited/PDMR.
b)	Initial notification/Amendment	Initial Notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Worldsec Limited
b)	LEI	213800RSLE74B1NP4X17
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument	Ordinary shares of US$0.001 each
	Identification code	BMG9774L1019
b)	Nature of the transaction	Subscription for ordinary shares pursuant to open offer
c)	Price(s) and volumes(s)	Price(s)	Volume(s)
		US$0.15	15,000
d)	Aggregated information	N/A (single transaction)
	Aggregated volume
	Price
e)	Date of the transaction	5 April 2018
f)	Place of the transaction	Outside a trading venue

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Henry Cheong
2	Reason for the notification
a)	Position/status	Director of Worldsec Limited/PDMR.
b)	Initial notification/Amendment	Initial Notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Worldsec Limited
b)	LEI	213800RSLE74B1NP4X17
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument	Ordinary shares of US$0.001 each
	Identification code	BMG9774L1019
b)	Nature of the transaction	Subscription for ordinary shares pursuant to open offer
c)	Price(s) and volumes(s)	Price(s)	Volume(s)
		US$0.15 US$0.15 US$0.15 US$0.15	941,594 577,436 8,406 4,721,561
d)	Aggregated information
	Aggregated volume	6,248,997
	Price	US$0.15
e)	Date of the transaction	5 April 2018
f)	Place of the transaction	Outside a trading venue

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	HC Investment Holdings Limited
2	Reason for the notification
a)	Position/status	Legal person in which Henry Cheong (Director of Worldsec Limited) holds 100 per cent. of the issued shares/PCA
b)	Initial notification/Amendment	Initial Notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Worldsec Limited
b)	LEI	213800RSLE74B1NP4X17
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument	Ordinary shares of US$0.001 each
	Identification code	BMG9774L1019
b)	Nature of the transaction	Subscription for ordinary shares pursuant to open offer
c)	Price(s) and volumes(s)	Price(s)	Volume(s)
		US$0.15 US$0.15	5,000,000 5,000,000
d)	Aggregated information
	Aggregated volume	10,000,000
	Price	US$0.15
e)	Date of the transaction	5 April 2018
f)	Place of the transaction	Outside a trading venue

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Grand Acumen Holdings Limited
2	Reason for the notification
a)	Position/status	Legal person in which Henry Cheong (Director of Worldsec Limited) holds 25 per cent. of the issued shares/PCA
b)	Initial notification/Amendment	Initial Notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Worldsec Limited
b)	LEI	213800RSLE74B1NP4X17
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument	Ordinary shares of US$0.001 each
	Identification code	BMG9774L1019
b)	Nature of the transaction	Purchase of ordinary shares pursuant to open offer
c)	Price(s) and volumes(s)	Price(s)	Volume(s)
		US$0.15	3,225,000
d)	Aggregated information	N/A (single transaction)
	Aggregated volume
	Price
e)	Date of the transaction	5 April 2018
f)	Place of the transaction	Outside a trading venue