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Brewin Dolphin Hldgs (BRW)

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Friday 30 November, 2018

Brewin Dolphin Hldgs

Director/PDMR Shareholding

RNS Number : 1060J
Brewin Dolphin Holdings PLC
30 November 2018
 

The notification set out below is provided in accordance with the requirements of the EU Market Abuse Regulation.

 

Details of the person discharging managerial responsibilities / person closely associated

 

Name

 

 

Susan Beckett

 

Reason for the notification

 

Position/status

 

 

Chief Risk Officer (PDMR)

Initial notification /Amendment

 

 

Initial notification

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

Name

 

 

Brewin Dolphin Holdings PLC

LEI

 

 

213800PS7FS5UYOWAC49

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

 

Shares

 

GB0001765816

Nature of the transaction

 

 

Grant of nil cost share options under the Deferred Profit Share Plan

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

322.0p

 

24,327

Aggregated information

 

 

- Aggregated volume

 

 

- Price

 

 

 

 

 

24,327 shares

 

 

322.0p

 

 

 

Date of the transaction

 

 

2018-11-29

Place of the transaction

 

 

London Stock Exchange

Details of the person discharging managerial responsibilities / person closely associated

 

Name

 

 

Robin Beer

 

Reason for the notification

 

Position/status

 

 

Managing Director of Investment Solutions & Distribution (PDMR)

Initial notification /Amendment

 

 

Initial notification

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

Name

 

 

Brewin Dolphin Holdings PLC

LEI

 

 

213800PS7FS5UYOWAC49

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

 

Shares

 

GB0001765816

Nature of the transaction

 

 

Grant of nil cost share options under the Deferred Profit Share Plan

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

322.0p

 

34,678

 

Aggregated information

 

 

- Aggregated volume

 

 

- Price

 

 

 

 

 

34,678 shares

 

 

322.0p

 

 

Date of the transaction

 

 

2018-11-29

Place of the transaction

 

 

London Stock Exchange

Details of the person discharging managerial responsibilities / person closely associated

 

Name

 

 

Richard Buxton

 

Reason for the notification

 

Position/status

 

 

Group Human Resources Director (PDMR)

Initial notification /Amendment

 

 

Initial notification

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

Name

 

 

Brewin Dolphin Holdings PLC

LEI

 

 

213800PS7FS5UYOWAC49

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

 

Shares

 

GB0001765816

Nature of the transaction

 

 

Grant of nil cost share options under the Deferred Profit Share Plan

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

322.0p

 

22,774

Aggregated information

 

 

- Aggregated volume

 

 

- Price

 

 

 

 

 

22,774 shares

 

 

322.0p

 

 

 

Date of the transaction

 

 

2018-11-29

Place of the transaction

 

 

London Stock Exchange

Details of the person discharging managerial responsibilities / person closely associated

 

Name

 

 

Charles Ferry

 

Reason for the notification

 

Position/status

 

 

Managing Director of Private Clients (PDMR)

Initial notification /Amendment

 

 

Initial notification

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

Name

 

 

Brewin Dolphin Holdings PLC

LEI

 

 

213800PS7FS5UYOWAC49

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

 

Shares

 

GB0001765816

Nature of the transaction

 

 

Grant of nil cost share options under the Deferred Profit Share Plan

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

322.0p

 

41,407

Aggregated information

 

 

- Aggregated volume

 

 

- Price

 

 

 

 

 

41,407 shares

 

 

322.0p

 

 

 

Date of the transaction

 

 

2018-11-29

Place of the transaction

 

 

London Stock Exchange

Details of the person discharging managerial responsibilities / person closely associated

 

Name

 

 

Nicholas Fitzgerald

Reason for the notification

 

Position/status

 

 

Managing Director of Financial Planning (PDMR)

Initial notification /Amendment

 

 

Initial notification

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

Name

 

 

Brewin Dolphin Holdings PLC

LEI

 

 

213800PS7FS5UYOWAC49

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

 

Shares

 

GB0001765816

Nature of the transaction

 

 

Grant of nil cost share options under the Deferred Profit Share Plan

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

322.0p

 

32,608

Aggregated information

 

 

- Aggregated volume

 

 

- Price

 

 

 

 

 

32,608 shares

 

 

322.0p

 

 

 

Date of the transaction

 

 

2018-11-29

Place of the transaction

 

 

London Stock Exchange

Details of the person discharging managerial responsibilities / person closely associated

 

Name

 

 

David Nicol

Reason for the notification

 

Position/status

 

 

Chief Executive (Director/PDMR)

Initial notification /Amendment

 

 

Initial notification

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

Name

 

 

Brewin Dolphin Holdings PLC

LEI

 

 

213800PS7FS5UYOWAC49

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

 

Shares

 

GB0001765816

Nature of the transaction

 

 

Grant of nil cost share options under the Deferred Profit Share Plan

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

322.0p

 

44,715

Aggregated information

 

 

- Aggregated volume

 

 

- Price

 

 

 

 

 

44,715 shares

 

 

322.0p

 

 

 

Date of the transaction

 

 

2018-11-29

Place of the transaction

 

 

London Stock Exchange

Details of the person discharging managerial responsibilities / person closely associated

 

Name

 

 

Grant Parkinson

Reason for the notification

 

Position/status

 

 

Chief Operating Officer (PDMR)

Initial notification /Amendment

 

 

Initial notification

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

Name

 

 

Brewin Dolphin Holdings PLC

LEI

 

 

213800PS7FS5UYOWAC49

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

 

Shares

 

GB0001765816

Nature of the transaction

 

 

Grant of nil cost share options under the Deferred Profit Share Plan

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

322.0p

 

23,291

Aggregated information

 

 

- Aggregated volume

 

 

- Price

 

 

 

 

 

23,291 shares

 

 

322.0p

 

 

 

Date of the transaction

 

 

2018-11-29

Place of the transaction

 

 

London Stock Exchange

The notification set out below is provided in accordance with the requirements of the EU Market Abuse Regulation.

 

Details of the person discharging managerial responsibilities / person closely associated

 

Name

 

 

Susan Beckett

 

Reason for the notification

 

Position/status

 

 

Chief Risk Officer (PDMR)

Initial notification /Amendment

 

 

Initial notification

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

Name

 

 

Brewin Dolphin Holdings PLC

LEI

 

 

213800PS7FS5UYOWAC49

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

 

Shares

 

GB0001765816

Nature of the transaction

 

 

Grant of conditional share award under the Long Term Incentive Plan

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

322.0p

 

77,639

Aggregated information

 

 

- Aggregated volume

 

 

- Price

 

 

 

 

 

77,639 shares

 

 

322.0p

 

 

 

Date of the transaction

 

 

2018-11-29

Place of the transaction

 

 

London Stock Exchange



Details of the person discharging managerial responsibilities / person closely associated

 

Name

 

 

Robin Beer

 

Reason for the notification

 

Position/status

 

 

Managing Director of Investment Solutions & Distribution (PDMR)

Initial notification /Amendment

 

 

Initial notification

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

Name

 

 

Brewin Dolphin Holdings PLC

LEI

 

 

213800PS7FS5UYOWAC49

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

 

Shares

 

GB0001765816

Nature of the transaction

 

 

Grant of conditional share award under the Long Term Incentive Plan

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

322.0p

 

77,639

Aggregated information

 

 

- Aggregated volume

 

 

- Price

 

 

 

 

 

77,639 shares

 

 

322.0p

 

 

Date of the transaction

 

 

2018-11-29

Place of the transaction

 

 

London Stock Exchange

Details of the person discharging managerial responsibilities / person closely associated

 

Name

 

 

Richard Buxton

 

Reason for the notification

 

Position/status

 

 

Group Human Resources Director (PDMR)

Initial notification /Amendment

 

 

Initial notification

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

Name

 

 

Brewin Dolphin Holdings PLC

LEI

 

 

213800PS7FS5UYOWAC49

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

 

Shares

 

GB0001765816

Nature of the transaction

 

 

Grant of conditional share award under the Long Term Incentive Plan

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

322.0p

 

77,639

Aggregated information

 

 

- Aggregated volume

 

 

- Price

 

 

 

 

 

77,639 shares

 

 

322.0p

 

 

 

Date of the transaction

 

 

2018-11-29

Place of the transaction

 

 

London Stock Exchange

Details of the person discharging managerial responsibilities / person closely associated

 

Name

 

 

Charles Ferry

 

Reason for the notification

 

Position/status

 

 

Managing Director of Private Clients (PDMR)

Initial notification /Amendment

 

 

Initial notification

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

Name

 

 

Brewin Dolphin Holdings PLC

LEI

 

 

213800PS7FS5UYOWAC49

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

 

Shares

 

GB0001765816

Nature of the transaction

 

 

Grant of conditional share award under the Long Term Incentive Plan

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

322.0p

 

77,639

Aggregated information

 

 

- Aggregated volume

 

 

- Price

 

 

 

 

 

77,639 shares

 

 

322.0p

 

 

 

Date of the transaction

 

 

2018-11-29

Place of the transaction

 

 

London Stock Exchange

Details of the person discharging managerial responsibilities / person closely associated

 

Name

 

 

Nicholas Fitzgerald

Reason for the notification

 

Position/status

 

 

Managing Director of Financial Planning (PDMR)

Initial notification /Amendment

 

 

Initial notification

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

Name

 

 

Brewin Dolphin Holdings PLC

LEI

 

 

213800PS7FS5UYOWAC49

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

 

Shares

 

GB0001765816

Nature of the transaction

 

 

Grant of conditional share award under the Long Term Incentive Plan

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

322.0p

 

77,639

Aggregated information

 

 

- Aggregated volume

 

 

- Price

 

 

 

 

 

77,639 shares

 

 

322.0p

 

 

 

Date of the transaction

 

 

2018-11-29

Place of the transaction

 

 

London Stock Exchange

Details of the person discharging managerial responsibilities / person closely associated

 

Name

 

 

Grant Parkinson

Reason for the notification

 

Position/status

 

 

Chief Operating Officer (PDMR)

Initial notification /Amendment

 

 

Initial notification

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

Name

 

 

Brewin Dolphin Holdings PLC

LEI

 

 

213800PS7FS5UYOWAC49

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

 

Shares

 

GB0001765816

Nature of the transaction

 

 

Grant of conditional share award under the Long Term Incentive Plan

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

322.0p

 

77,639

Aggregated information

 

 

- Aggregated volume

 

 

- Price

 

 

 

 

 

77,639 shares

 

 

322.0p

 

 

 

Date of the transaction

 

 

2018-11-29

Place of the transaction

 

 

London Stock Exchange

Details of the person discharging managerial responsibilities / person closely associated

 

Name

 

 

David Nicol

Reason for the notification

 

Position/status

 

 

Chief Executive (Director/PDMR)

Initial notification /Amendment

 

 

Initial notification

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

Name

 

 

Brewin Dolphin Holdings PLC

LEI

 

 

213800PS7FS5UYOWAC49

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

 

Shares

 

GB0001765816

Nature of the transaction

 

 

Grant of conditional share award under the Long Term Incentive Plan

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

322.0p

 

131,987

Aggregated information

 

 

- Aggregated volume

 

 

- Price

 

 

 

 

 

131,987 shares

 

 

322.0p

 

 

 

Date of the transaction

 

 

2018-11-29

Place of the transaction

 

 

London Stock Exchange

 

 

 

 


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