UBS Warburg(EMM)
29 September 2000
FORM 38.5 (SUMMARY)
Lodge with Company Announcements Office and the Panel. Use a separate form for
each class of securities in which dealings have been made.
CONNECTED EXEMPT MARKET-MAKERS:
DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND MERGERS
Name of EMM UBS WARBURG
..............................................................................
Date of disclosure 29 September 2000
..............................................................................
Contact Name Roger Bradley
..............................................................................
Telephone number 020-7568 5846
..............................................................................
Please see attached disclosure of dealings under Rule 38.5 in the securities
of the following companies:
BAIRD (WILLIAM) PLC ORDINARY
CAPITAL SHOPPING CENTRES PLC ORDINARY
LIBERTY INTERNATIONAL PLC ORDINARY
OXFORD ASYMMETRY INTERNATIONAL PLC ORDINARY
OXFORD ASYMMETRY INTERNATIONAL PLC CONTRACT FOR DIFFERENCE
AMENDMENT
If the attached Rule 38.5 disclosure is to amend a previous disclosure, please
state which element(s) of previous disclosure was incorrect:
..............................................................................
In the case of option business or dealings in derivatives full details should
be given on a separate sheet so that the nature of the dealings can be fully
understood. For options this should include the number of securities under
option, the exercise period (or in the case of exercise, the exercise date),
the exercise price and any option money paid or received. For derivatives this
should include, at least, the number of reference securities to which they
relate (when relevant), the maturity date (or if applicable the closing out
date) and the reference price.
For full details of disclosure requirements see Rules 8 and 38 of the Code. If
in doubt contact the Monitoring Section of the Panel, Tel No: 020-7638 0129.
FORM 38.5
CONNECTED EXEMPT MARKET-MAKERS:
DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND MERGERS
Dealing in BAIRD(WILLIAM) PLC (name of company)
..............................................................................
Class of Security ORD 50P
..............................................................................
Date of disclosure 29-Sep-00
..............................................................................
Date of dealing 28-Sep-00
..............................................................................
Name of EMM UBS WARBURG
..............................................................................
Name of offeree / offeror with whom connected BAIRD(WILLIAM) PLC
..............................................................................
Total Number of securities bought 190,000
......................................................
Highest price paid* 72 GBP
......................................................
Lowest price paid* 70 GBP
......................................................
Total number of securities sold 100,000
......................................................
Highest price received* 73 GBP
......................................................
Lowest price received* 68 GBP
......................................................
*Currency must be stated
FORM 38.5
CONNECTED EXEMPT MARKET-MAKERS:
DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND MERGERS
Dealing in CAPITAL SHOPPING CENTRES PLC (name of company)
..............................................................................
Class of Security ORD 50P
..............................................................................
Date of disclosure 29-Sep-00
..............................................................................
Date of dealing 28-Sep-00
..............................................................................
Name of EMM UBS WARBURG
..............................................................................
Name of offeree / offeror with whom connected LIBERTY INTERNATIONAL PLC
..............................................................................
Total Number of securities bought 1,000
......................................................
Highest price paid* 400 GBP
......................................................
Lowest price paid* 400 GBP
......................................................
Total number of securities sold 0
......................................................
Highest price received* 0 GBP
......................................................
Lowest price received* 0 GBP
......................................................
*Currency must be stated
FORM 38.5
CONNECTED EXEMPT MARKET-MAKERS:
DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND MERGERS
Dealing in LIBERTY INTERNATIONAL PLC (name of company)
..............................................................................
Class of Security ORD GBP0.50
..............................................................................
Date of disclosure 29-Sep-00
..............................................................................
Date of dealing 28-Sep-00
..............................................................................
Name of EMM UBS WARBURG
..............................................................................
Name of offeree / offeror with whom connected LIBERTY INTERNATIONAL PLC
..............................................................................
Total Number of securities bought 16,200
......................................................
Highest price paid* 513 GBP
......................................................
Lowest price paid* 512 GBP
......................................................
Total number of securities sold 49
......................................................
Highest price received* 518 GBP
......................................................
Lowest price received* 518 GBP
......................................................
*Currency must be stated
FORM 38.5
CONNECTED EXEMPT MARKET-MAKERS:
DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND MERGERS
Dealing in OXFORD ASYMMETRY INTERNATIONAL PLC (name of company)
..............................................................................
Class of Security ORD GBP0.10
..............................................................................
Date of disclosure 29-Sep-00
..............................................................................
Date of dealing 28-Sep-00
..............................................................................
Name of EMM UBS WARBURG
..............................................................................
Name of offeree / offeror with whom connected OXFORD ASYMMETRY
INTERNATIONAL PLC
..............................................................................
Total Number of securities bought 31,230
......................................................
Highest price paid* 805 GBP
......................................................
Lowest price paid* 790 GBP
......................................................
Total number of securities sold 0
......................................................
Highest price received* 0 GBP
......................................................
Lowest price received* 0 GBP
......................................................
*Currency must be stated
FORM 38.5
CONNECTED EXEMPT MARKET-MAKERS:
DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND MERGERS
Dealing in OXFORD ASYMMETRY INTERNATIONAL PLC (name of company)
..............................................................................
Class of Security CONTRACT FOR DIFFERENCE
..............................................................................
Expiry 28 JUNE 2001
..............................................................................
Client BOUGHT TO OPEN
..............................................................................
Date of disclosure 29-Sep-00
..............................................................................
Date of dealing 28-Sep-00
..............................................................................
Name of EMM UBS WARBURG
..............................................................................
Name of offeree / offeror with whom connected OXFORD ASYMMETRY
INTERNATIONAL PLC
..............................................................................
Total Number of securities bought 0
......................................................
Highest price paid* 0 GBP
......................................................
Lowest price paid* 0 GBP
......................................................
Total number of securities sold 31,080
......................................................
Highest price received* 8.05 GBP
......................................................
Lowest price received* 8.05 GBP
......................................................
*Currency must be stated
