Brewin Dolphin Hldgs

Holding(s) in Company

RNS Number : 3531Z
Brewin Dolphin Holdings PLC
21 September 2009
 







TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi



1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are

attached:
 ii

Brewin Dolphin

2 Reason for the notification (please tick the appropriate box or boxes):

An acquisition or disposal of voting rights

X

An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached


An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments


An event changing the breakdown of voting rights


Other (please specify):



3. Full name of person(s) subject to the
notification obligation:
 iii

BT Pension Scheme Trustees Limited as trustee of the BT Pension Scheme. See Section 9 for further information.

4. Full name of shareholder(s) 
 (if different from 3.):iv

Hermes Focus Asset Management Limited

5. Date of the transaction and date on
which the threshold is crossed or

reached:
 v

16 September 2009

6. Date on which issuer notified:

18 September 2009

7. Threshold(s) that is/are crossed or
reached:
 vi, vii

3%

  

8. Notified details:

A: Voting rights attached to shares viii, ix

Class/type of
shares


if possible using
the ISIN CODE

Situation previous
to the 
triggering
transaction

Resulting situation after the triggering transaction

Number
of

Shares

Number
of

V
oting
Rights

Number
of shares

Number of voting
rights

% of voting rights x

Direct

Direct xi

Indirect xii

Direct

Indirect

Ord GBP 1p

6,317,197

6,317,197

0

0

6,792,197

0%

3.15%

GB0001765816


0176581



B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial
instrument

Expiration
date
 xiii

Exercise/ 
Conversion Period xiv

Number of voting
rights that may be

acquired if the

instrument is

exercised/ converted.

% of voting
rights







C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi

Resulting situation after the triggering transaction

Type of financial
instrument

Exercise price

Expiration date xvii

Exercise/
Conversion period
 xviii

Number of voting rights instrument refers to


% of voting rights xix, xx








Nominal

Delta




Total (A+B+C)

Number of voting rights

Percentage of voting rights

6,792,197

3.15%

  

9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:
 xxi


BT Pension Scheme Trustees Limited is the parent undertaking of Britel Fund Trustees Limited, which is the parent undertaking of Hermes Fund Managers Limited. Hermes Fund Managers Limited is the parent undertaking of:


  • Hermes Equity Ownership Services Limited (voting rights held in this issuer: 0.034%)

  • Hermes Investment Management Limited (voting rights held in this issuer: 0.083%)

  • Hermes Focus Asset Management Limited (voting rights held in this issuer: 3.033%)


Please see Section 13 for further information.



Proxy Voting:

10. Name of the proxy holder:

See Comment in Section 13.

11. Number of voting rights proxy holder will cease
to hold:

See Comment in Section 13.

12. Date on which proxy holder will cease to hold
voting rights:

See Comment in Section 13.



13. Additional information:

Hermes Equity Ownership Services Limited hold the voting rights under a standing proxy contained in agreements for the provision of voting services to various underlying clients for the purposes of DTR 5.2.1(h), which includes all the shares owned directly by BT Pension Scheme.


Hermes Investment Management Limited hold the voting rights under a standing proxy contained in investment management agreements with various underlying clients for the purposes of DTR 5.2.1(h).


Hermes Focus Asset Management Limited hold the voting rights as General Partner under a standing proxy contained in limited partnership agreements with various limited partnerships for the purposes of DTR 5.2.1(h).


All voting rights held on behalf of the above entities are aggregated for the purposes of DTR 5.2.1(e).


This disclosure is made by BT Pension Scheme Trustees Limited, which is the ultimate parent undertaking for the purposes of DTR 5.2.1(e).

14. Contact name:

Bianca da Silva / Margaret Moss

15. Contact telephone number:

020 7680 2163/ 020 7680 2125


Note: Annex should only be submitted to the FSA not the issuer

Annex: Notification of major interests in share


A: Identity of the persons or legal entity subject to the notification obligation

Full name 

(including legal form of legal entities)


BT Pension Scheme Trustees Limited

Contact address 

(registered office for legal entities)


1 Portsoken StreetLondon E1 8HZ

Phone number & email


020 7702 0888

Other useful information 

(at least legal representative for legal persons)


BT Pension Scheme Trustees Limited is the parent undertaking of the group of companies subject to the notification obligation as indirect holders of voting rights for the purpose of DTR 5.2.1(h) and 5.2.1 (e).




B: Identity of the notifier, if applicable

Full name


Hermes Administration Services Limited as agent for BT Pension Scheme Trustees Limited


Contact address


1 Portsoken StreetLondon E1 8HZ

Phone number & email


020 7680 2163/ 020 7680 2125

Other useful information

(e.g. functional relationship with the person or legal entity subject to the notification obligation)

Hermes Administration Services Limited acts as the authorised administration agent on behalf of BT pension Scheme Trustees Limited




C: Additional information

Please contact Bianca da Silva/ Margaret Moss on the above number for further information.


[email protected]



This information is provided by RNS
The company news service from the London Stock Exchange
 
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