BofA Merrill Lynch

Form 8.5 (EPT/RI)

RNS Number : 3098N
Bank of America Merrill Lynch
09 June 2010
 



 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH


RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY


Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Bank of America Merrill Lynch

 

(b) Name of offeror/offeree in relation to whose

Babcock International Group


relevant securities this form relates:

 

(c) Name of the party to the offer with which exempt

Advisor to VT Group Plc




principal trader is connected:

 

(d) Date dealing undertaken:

08/06/2010

 

(e) Has the EPT previously disclosed, or is it today

YES - .


disclosing, under the Code in respect of any other


party to this offer?

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of

Purchase/

Total number

Highest price

Lowest price


relevant

Sales

of securities

per unit

per unit


security


paid/received

paid/received

 

Common - GB0009697037

Purchase

109,499

GBP 5.67

GBP 5.64

 

Common - GB0009697037

Sale

254,003

GBP 5.66

GBP 5.63

 

(b) Derivatives transactions (other than options)

 

Class of

Product

Nature of dealing

Number of

Price per unit


relevant

description


reference securities


security

eg. CFD

 

Common - GB0009697037

Swap

LONG

3072

GBP 5.64

 

Common - GB0009697037

Swap

LONG

1284

GBP 5.64

 

Common - GB0009697037

Swap

LONG

1248

GBP 5.66

 

Common - GB0009697037

Swap

LONG

1237

GBP 5.66

 

Common - GB0009697037

Swap

LONG

380

GBP 5.65

 

Common - GB0009697037

Swap

LONG

136

GBP 5.67

 

Class of

Product

Nature of dealing

Number of

Price per unit


relevant

description


reference securities


security

eg. CFD

 

Common - GB0009697037

Swap

SHORT

139

GBP 5.66

 

Common - GB0009697037

Swap

SHORT

167

GBP 5.64

 

Common - GB0009697037

Swap

SHORT

744

GBP 5.66

 

Common - GB0009697037

Swap

SHORT

1057

GBP 5.64

 

Common - GB0009697037

Swap

SHORT

1081

GBP 5.64

 

Common - GB0009697037

Swap

SHORT

1237

GBP 5.66

 

Common - GB0009697037

Swap

SHORT

1420

GBP 5.66

 

Common - GB0009697037

Swap

SHORT

2077

GBP 5.66

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of

 

Product

Writing,

Number of

Exercise

Type

Expiry

Option


relevant


description

purchasing,

securities

price


date

money


security


selling,

to which

per unit


paid/


varying etc.

option


received


relates


per unit

 

(ii) Exercising

 

Class of relevant

Product description

Number of securities

Exercise price per


security


unit

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant

Nature of dealing

 

Details

Price per unit (if


security


applicable)

 

3. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding,


formal or informal, relating to relevant securities which may be an inducement to deal


or refrain from dealing entered into by the exempt principal trader making the


disclosure and any party to the offer or any person acting in concert with a party to the


offer:

 

NONE

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between


the exempt principal trader making the disclosure and any other person relating to:


(i) the voting rights of any relevant securities under any option; or


(ii) the voting rights or future acquisition or disposal of any relevant securities to which


any derivative is referenced:

 

NONE

 

Date of disclosure:

09/06/2010

 

Contact name:

Bhavika Mistry

 

Telephone number:

+44 207 995 4747

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH


RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY


Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Bank of America Merrill Lynch

 

(b) Name of offeror/offeree in relation to whose

VT Group Plc


relevant securities this form relates:

 

(c) Name of the party to the offer with which exempt

Advisor to VT Group Plc




principal trader is connected:

 

(d) Date dealing undertaken:

08/06/2010

 

(e) Has the EPT previously disclosed, or is it today

YES - .


disclosing, under the Code in respect of any other


party to this offer?

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of

Purchase/

Total number

Highest price

Lowest price


relevant

Sales

of securities

per unit

per unit


security


paid/received

paid/received

 

Common - GB0031729733

Purchase

8,326

GBP 7.43

GBP 7.41

 

Common - GB0031729733

Sale

20,385

GBP 7.44

GBP 7.42

 

(b) Derivatives transactions (other than options)

 

Class of

Product

Nature of dealing

Number of

Price per unit


relevant

description


reference securities


security

eg. CFD

 

Common - GB0031729733

Swap

LONG

2527

GBP 7.42

 

Common - GB0031729733

Swap

LONG

2289

GBP 7.42

 

Common - GB0031729733

Swap

LONG

891

GBP 7.42

 

Common - GB0031729733

Swap

LONG

780

GBP 7.42

 

Common - GB0031729733

Swap

LONG

90

GBP 7.41

 

Common - GB0031729733

Swap

LONG

80

GBP 7.42

 

Class of

Product

Nature of dealing

Number of

Price per unit


relevant

description


reference securities


security

eg. CFD

 

Common - GB0031729733

Swap

SHORT

90

GBP 7.44

 

Common - GB0031729733

Swap

SHORT

407

GBP 7.43

 

Common - GB0031729733

Swap

SHORT

548

GBP 7.43

 

Common - GB0031729733

Swap

SHORT

780

GBP 7.44

 

Common - GB0031729733

Swap

SHORT

780

GBP 7.42

 

Common - GB0031729733

Swap

SHORT

891

GBP 7.44

 

Common - GB0031729733

Swap

SHORT

1979

GBP 7.44

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of

 

Product

Writing,

Number of

Exercise

Type

Expiry

Option


relevant


description

purchasing,

securities

price


date

money


security


selling,

to which

per unit


paid/


varying etc.

option


received


relates


per unit

 

(ii) Exercising

 

Class of relevant

Product description

Number of securities

Exercise price per


security


unit

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant

Nature of dealing

 

Details

Price per unit (if


security


applicable)

 

3. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding,


formal or informal, relating to relevant securities which may be an inducement to deal


or refrain from dealing entered into by the exempt principal trader making the


disclosure and any party to the offer or any person acting in concert with a party to the


offer:

 

NONE

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between


the exempt principal trader making the disclosure and any other person relating to:


(i) the voting rights of any relevant securities under any option; or


(ii) the voting rights or future acquisition or disposal of any relevant securities to which


any derivative is referenced:

 

NONE

 

Date of disclosure:

09/06/2010

 

Contact name:

Bhavika Mistry

 

Telephone number:

+44 207 995 4747

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH


RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY


Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Bank of America Merrill Lynch

 

(b) Name of offeror/offeree in relation to whose

RENSBURG SHEPPARDS PLC


relevant securities this form relates:

 

(c) Name of the party to the offer with which exempt

Advisor to Investec Plc




principal trader is connected:

 

(d) Date dealing undertaken:

08/06/2010

 

(e) Has the EPT previously disclosed, or is it today

YES - .


disclosing, under the Code in respect of any other


party to this offer?

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of

Purchase/

Total number

Highest price

Lowest price


relevant

Sales

of securities

per unit

per unit


security


paid/received

paid/received

 

Common - GB00B0712D26

Purchase

139

GBP 7.49

GBP 7.49

 

(b) Derivatives transactions (other than options)

 

Class of

Product

Nature of dealing

Number of

Price per unit


relevant

description


reference securities


security

eg. CFD

 

Common - GB00B0712D26

Swap

LONG

139

GBP 7.49

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of

 

Product

Writing,

Number of

Exercise

Type

Expiry

Option


relevant


description

purchasing,

securities

price


date

money


security


selling,

to which

per unit


paid/


varying etc.

option


received


relates


per unit

 

(ii) Exercising

 

Class of relevant

Product description

Number of securities

Exercise price per


security


unit

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant

Nature of dealing

 

Details

Price per unit (if


security


applicable)

 

3. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding,


formal or informal, relating to relevant securities which may be an inducement to deal


or refrain from dealing entered into by the exempt principal trader making the


disclosure and any party to the offer or any person acting in concert with a party to the


offer:

 

NONE

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between


the exempt principal trader making the disclosure and any other person relating to:


(i) the voting rights of any relevant securities under any option; or


(ii) the voting rights or future acquisition or disposal of any relevant securities to which


any derivative is referenced:

 

NONE

 

Date of disclosure:

09/06/2010

 

Contact name:

Bhavika Mistry

 

Telephone number:

+44 207 995 4747

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH


RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY


Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Bank of America Merrill Lynch

 

(b) Name of offeror/offeree in relation to whose

Investec Plc


relevant securities this form relates:

 

(c) Name of the party to the offer with which exempt

Advisor to INVESTEC PLC




principal trader is connected:

 

(d) Date dealing undertaken:

08/06/2010

 

(e) Has the EPT previously disclosed, or is it today

YES - .


disclosing, under the Code in respect of any other


party to this offer?

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of

Purchase/

Total number

Highest price

Lowest price


relevant

Sales

of securities

per unit

per unit


security


paid/received

paid/received

 

Common - GB00B17BBQ50

Purchase

70,406

GBP 4.72

GBP 4.65

 

Common - GB00B17BBQ50

Sale

82,979

GBP 4.73

GBP 4.63

 

(b) Derivatives transactions (other than options)

 

Class of

Product

Nature of dealing

Number of

Price per unit


relevant

description


reference securities


security

eg. CFD

 

Common -

Swap

LONG

2436

GBP 4.67

 

Common -

Swap

LONG

1903

GBP 4.71

 

Common -

Swap

LONG

1706

GBP 4.69

 

Common -

Swap

LONG

11212

GBP 4.73

 

Common -

Swap

LONG

9866

GBP 4.66

 

Common -

Swap

LONG

2848

GBP 4.66

 

Common -

Swap

LONG

2117

GBP 4.66

 

Common -

Swap

LONG

1964

GBP 4.67

 

Common -

Swap

LONG

39

GBP 4.65

 

Common -

Swap

LONG

597

GBP 4.67

 

Common -

Swap

LONG

723

GBP 4.65

 

Common -

Swap

LONG

901

GBP 4.67

 

Common -

Swap

LONG

1000

GBP 4.68

 

Common -

Swap

LONG

4540

GBP 4.65

 

Class of

Product

Nature of dealing

Number of

Price per unit


relevant

description


reference securities


security

eg. CFD

 

Common -

Swap

SHORT

2530

GBP 4.67

 

Common -

Swap

SHORT

9866

GBP 4.66

 

Common -

Swap

SHORT

32000

GBP 4.66

 

Common -

Swap

SHORT

11212

GBP 4.72

 

Common -

Swap

SHORT

7814

GBP 4.67

 

Common -

Swap

SHORT

6173

GBP 4.67

 

Common -

Swap

SHORT

4540

GBP 4.66

 

Common -

Swap

SHORT

2475

GBP 4.66

 

Common -

Swap

SHORT

2211

GBP 4.63

 

Common -

Swap

SHORT

1706

GBP 4.72

 

Common -

Swap

SHORT

1000

GBP 4.65

 

Common -

Swap

SHORT

723

GBP 4.68

 

Common -

Swap

SHORT

597

GBP 4.65

 

Common -

Swap

SHORT

468

GBP 4.65

 

Common -

Swap

SHORT

327

GBP 4.63

 

Common -

Swap

SHORT

5007

GBP 4.67

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of

 

Product

Writing,

Number of

Exercise

Type

Expiry

Option


relevant


description

purchasing,

securities

price


date

money


security


selling,

to which

per unit


paid/


varying etc.

option


received


relates


per unit

 

(ii) Exercising

 

Class of relevant

Product description

Number of securities

Exercise price per


security


unit

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant

Nature of dealing

 

Details

Price per unit (if


security


applicable)

 

3. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding,


formal or informal, relating to relevant securities which may be an inducement to deal


or refrain from dealing entered into by the exempt principal trader making the


disclosure and any party to the offer or any person acting in concert with a party to the


offer:

 

NONE

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between


the exempt principal trader making the disclosure and any other person relating to:


(i) the voting rights of any relevant securities under any option; or


(ii) the voting rights or future acquisition or disposal of any relevant securities to which


any derivative is referenced:

 

NONE

 

Date of disclosure:

09/06/2010

 

Contact name:

Bhavika Mistry

 

Telephone number:

+44 207 995 4747

 


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The company news service from the London Stock Exchange
 
END
 
 
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