Brewin Dolphin Hldgs
Blocklisting Interim Review
Brewin Dolphin Holdings PLC
("Brewin Dolphin" of the "Company")
BLOCK LISTING SIX MONTHLY RETURN
3rd April 2012
|
Name of applicant: |
Brewin Dolphin Holdings plc |
|||
|
Name of scheme: |
Senior Employee Matching Share Purchase Scheme issued and nil pd Dec 2005 block listing |
|||
|
Period of return: |
From: |
1 Oct 2012 |
To: |
31 March 2013 |
|
Balance of unallotted securities under scheme(s) from previous return: |
142,985
|
|||
|
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): |
Nil |
|||
|
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): |
-142,985 |
|||
|
Equals: Balance under scheme(s) not yet issued/allotted at end of period: |
0 |
|||
|
Name of applicant: |
Brewin Dolphin Holdings plc |
|||
|
Name of scheme: |
Senior Employee Matching Purchase Scheme issued matching option Dec 2005 blocklisting
|
|||
|
Period of return: |
From: |
1 Oct 2012 |
To: |
31 March 2013 |
|
Balance of unallotted securities under scheme(s) from previous return: |
382,143
|
|||
|
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): |
Nil |
|||
|
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): |
-156,041 |
|||
|
Less: Number of securities removed from the block listing due to expiry during the period: |
226,102 |
|||
|
Equals: Balance under scheme(s) not yet issued/allotted at end of period: |
0 |
|||
|
Name of applicant: |
Brewin Dolphin Holdings plc |
|||
|
Name of scheme: |
1994 Approved Executive Share option Scheme granted in December 2002 @ £0.375 Block listing |
|||
|
Period of return: |
From: |
1 Oct 2012 |
To: |
31 March 2013 |
|
Balance of unallotted securities under scheme(s) from previous return: |
39,167
|
|||
|
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): |
Nil |
|||
|
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): |
-6,250 |
|||
|
Less: Number of securities removed from the block listing due to expiry during the period: |
32,917 |
|||
|
Equals: Balance under scheme(s) not yet issued/allotted at end of period: |
0 |
|||
|
Name of applicant: |
Brewin Dolphin Holdings plc |
|||
|
Name of scheme: |
Blocklisting of 1994 Approved Executive Share option Scheme granted in December 2003 @ £0.813
|
|||
|
Period of return: |
From: |
1 Oct 2012 |
To: |
31 March 2013 |
|
Balance of unallotted securities under scheme(s) from previous return: |
224,997
|
|||
|
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): |
Nil |
|||
|
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): |
-40,000 |
|||
|
Equals: Balance under scheme(s) not yet issued/allotted at end of period: |
184,997 |
|||
|
Name of applicant: |
Brewin Dolphin Holdings plc |
|||
|
Name of scheme: |
Blocklisting of 2004 Approved Executive Share Option Scheme granted in December 2004 @ £0.98 |
|||
|
Period of return: |
From: |
1 Oct 2012 |
To: |
31 March 2013 |
|
Balance of unallotted securities under scheme(s) from previous return: |
188,652
|
|||
|
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): |
Nil |
|||
|
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): |
-47,000 |
|||
|
Equals: Balance under scheme(s) not yet issued/allotted at end of period: |
141,652 |
|||
|
Name of applicant: |
Brewin Dolphin Holdings plc |
|||
|
Name of scheme: |
Blocklisting of 2004 Approved Executive Share option Scheme granted in December 2005 @ £1.45 |
|||
|
Period of return: |
From: |
1 Oct 2012 |
To: |
31 March 2013 |
|
Balance of unallotted securities under scheme(s) from previous return: |
483,819
|
|||
|
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): |
Nil |
|||
|
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): |
-136,000 |
|||
|
Equals: Balance under scheme(s) not yet issued/allotted at end of period: |
347,819 |
|||
|
Name of applicant: |
Brewin Dolphin Holdings plc |
|||
|
Name of scheme: |
Blocklisting of 2004 Approved Executive Share option Scheme granted in December 2006 @ £1.7525 |
|||
|
Period of return: |
From: |
1 Oct 2012 |
To: |
31 March 2013 |
|
Balance of unallotted securities under scheme(s) from previous return: |
Nil
|
|||
|
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): |
713,482 |
|||
|
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): |
-187,263 |
|||
|
Equals: Balance under scheme(s) not yet issued/allotted at end of period: |
526,219 |
|||
|
Name of applicant: |
Brewin Dolphin Holdings plc |
|||
|
Name of scheme: |
Blocklisting of 2004 Approved Executive Share option Scheme granted in December 2007 @ £1.68 |
|||
|
Period of return: |
From: |
1 Oct 2012 |
To: |
31 March 2013 |
|
Balance of unallotted securities under scheme(s) from previous return: |
Nil
|
|||
|
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): |
676,120 |
|||
|
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): |
-303,353 |
|||
|
Equals: Balance under scheme(s) not yet issued/allotted at end of period: |
372,767 |
|||
This information is provided by RNS