Morgan Stanley Cap

Form 8.5 (EPT/RI)Replacement Royal Dutch Shell Plc

RNS Number : 2545F
Morgan Stanley Capital Services LLC
10 November 2015
 

AMENDMENT (Section 2b)                                                                                                                                                                                                                                                                                                                                                                                                                                  

 

 FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley Capital Services LLC

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Royal Dutch Shell Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

 

BG Group Plc

(d) Date dealing undertaken:

06 NOVEMBER 2015

(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?

Yes

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 The currency of all prices and other monetary amounts should be stated.

 

 

(a)        Purchases and sales

 

 Class of relevant security

 Purchases/sales

 Total   number of securities

 Highest price per unit paid/received

 Lowest price per unit paid/received

 A ADSs

 PURCHASES

 81,226

 52.2350 USD

 51.6200 USD

 A ADSs

 SALES

 1,327

 52.0750 USD

 51.6900 USD

 B ADSs

 PURCHASES

 18,300

 52.1900 USD

 51.6700 USD

 B ADSs

 SALES

 1,050

 52.1800 USD

 51.8700 USD

 

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security

 Product description

            e.g. CFD

 Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

 Number of reference securities

 Price per unit

 A ADSs

 CFD

 LONG

 100

 51.6900 USD

 A ADSs

 CFD

 LONG

 1,200

 51.9302 USD

 A ADSs

 CFD

 LONG

 11

 52.0200 USD

 A ADSs

 CFD

 LONG

 16

 52.0200 USD

 A ADSs

 CFD

 SHORT

 72,826

 51.8591 USD

 A ADSs

 CFD

 SHORT

 300

 51.8733 USD

 A ADSs

 CFD

 SHORT

 500

 51.9060 USD

 A ADSs

 CFD

 SHORT

 2,500

 51.9196 USD

 A ADSs

 CFD

 SHORT

 2,600

 51.9290 USD

 A ADSs

 CFD

 SHORT

 2,100

 51.9364 USD

 A ADSs

 CFD

 SHORT

 300

 52.0400 USD

 A ADSs

 CFD

 SHORT

 100

 52.2350 USD

 B ADSs

 CFD

 LONG

 100

 51.9300 USD

 B ADSs

 CFD

 LONG

 200

 52.0000 USD

 B ADSs

 CFD

 LONG

 428

 52.1180 USD

 B ADSs

 CFD

 LONG

 322

 52.1180 USD

 B ADSs

 CFD

 SHORT

 700

 51.8864 USD

 B ADSs

 CFD

 SHORT

 1,300

 51.9369 USD

 B ADSs

 CFD

 SHORT

 3,400

 51.9573 USD

 B ADSs

 CFD

 SHORT

 9,100

 51.9736 USD

 B ADSs

 CFD

 SHORT

 3,000

 51.9765 USD

 B ADSs

 CFD

 SHORT

 800

 51.9857 USD

 EUR 0.07 A ordinary

 CFD

 LONG

 4,702

 24.1375 EUR

 EUR 0.07 A ordinary

 CFD

 LONG

 129,835

 24.1573 EUR

 EUR 0.07 A ordinary

 CFD

 LONG

 7,426

 24.1651 EUR

 EUR 0.07 A ordinary

 CFD

 LONG

 117

 24.1950 EUR

 EUR 0.07 A ordinary

 CFD

 LONG

 89

 24.1950 EUR

 EUR 0.07 A ordinary

 CFD

 LONG

 700

 24.1950 EUR

 EUR 0.07 A ordinary

 CFD

 LONG

 25

 24.2000 EUR

 EUR 0.07 A ordinary

 CFD

 LONG

 1

 24.2750 EUR

 EUR 0.07 A ordinary

 CFD

 SHORT

 56

 24.0200 EUR

 EUR 0.07 A ordinary

 CFD

 SHORT

 448

 24.1091 EUR

 EUR 0.07 A ordinary

 CFD

 SHORT

 18

 24.1091 EUR

 EUR 0.07 A ordinary

 CFD

 SHORT

 10

 24.1091 EUR

 EUR 0.07 A ordinary

 CFD

 SHORT

 3,204

 24.1300 EUR

 EUR 0.07 A ordinary

 CFD

 SHORT

 11,900

 24.1349 EUR

 EUR 0.07 A ordinary

 CFD

 SHORT

 79

 24.1516 EUR

 EUR 0.07 A ordinary

 CFD

 SHORT

 384

 24.1950 EUR

 EUR 0.07 A ordinary

 CFD

 LONG

 3,784

 17.0626 GBP

 EUR 0.07 A ordinary

 CFD

 LONG

 1,650

 17.0743 GBP

 EUR 0.07 A ordinary

 CFD

 LONG

 26,712

 17.1316 GBP

 EUR 0.07 A ordinary

 CFD

 LONG

 2,980

 17.1316 GBP

 EUR 0.07 A ordinary

 CFD

 LONG

 29,613

 17.1316 GBP

 EUR 0.07 A ordinary

 CFD

 LONG

 14,254

 17.1316 GBP

 EUR 0.07 A ordinary

 CFD

 LONG

 34,316

 17.1316 GBP

 EUR 0.07 A ordinary

 CFD

 LONG

 917

 17.1317 GBP

 EUR 0.07 A ordinary

 CFD

 LONG

 2,879

 17.1317 GBP

 EUR 0.07 A ordinary

 CFD

 LONG

 5,854

 17.1317 GBP

 EUR 0.07 A ordinary

 CFD

 LONG

 34,316

 17.1317 GBP

 EUR 0.07 A ordinary

 CFD

 LONG

 29,613

 17.1317 GBP

 EUR 0.07 A ordinary

 CFD

 LONG

 26,712

 17.1317 GBP

 EUR 0.07 A ordinary

 CFD

 LONG

 14,254

 17.1317 GBP

 EUR 0.07 A ordinary

 CFD

 LONG

 2,980

 17.1317 GBP

 EUR 0.07 A ordinary

 CFD

 SHORT

 1,140

 17.0624 GBP

 EUR 0.07 A ordinary

 CFD

 SHORT

 53

 17.0780 GBP

 EUR 0.07 A ordinary

 CFD

 SHORT

 1,606

 17.0895 GBP

 EUR 0.07 B ordinary

 CFD

 LONG

 45

 24.2750 EUR

 EUR 0.07 B ordinary

 CFD

 LONG

 3,301

 17.0408 GBP

 EUR 0.07 B ordinary

 CFD

 LONG

 257

 17.0408 GBP

 EUR 0.07 B ordinary

 CFD

 LONG

 170

 17.0408 GBP

 EUR 0.07 B ordinary

 CFD

 LONG

 691

 17.0408 GBP

 EUR 0.07 B ordinary

 CFD

 LONG

 2,633

 17.0408 GBP

 EUR 0.07 B ordinary

 CFD

 LONG

 81

 17.0408 GBP

 EUR 0.07 B ordinary

 CFD

 LONG

 1,588

 17.0408 GBP

 EUR 0.07 B ordinary

 CFD

 LONG

 1,100

 17.0408 GBP

 EUR 0.07 B ordinary

 CFD

 LONG

 4,649

 17.0408 GBP

 EUR 0.07 B ordinary

 CFD

 LONG

 28,556

 17.0408 GBP

 EUR 0.07 B ordinary

 CFD

 LONG

 19,867

 17.0408 GBP

 EUR 0.07 B ordinary

 CFD

 LONG

 12,366

 17.0408 GBP

 EUR 0.07 B ordinary

 CFD

 LONG

 36,091

 17.0408 GBP

 EUR 0.07 B ordinary

 CFD

 LONG

 2,607

 17.1485 GBP

 EUR 0.07 B ordinary

 CFD

 LONG

 1,687

 17.1556 GBP

 EUR 0.07 B ordinary

 CFD

 LONG

 937

 17.1556 GBP

 EUR 0.07 B ordinary

 CFD

 LONG

 33

 17.1663 GBP

 EUR 0.07 B ordinary

 CFD

 LONG

 289

 17.1692 GBP

 EUR 0.07 B ordinary

 CFD

 LONG

 1,634

 17.1802 GBP

 EUR 0.07 B ordinary

 CFD

 LONG

 648

 17.1802 GBP

 EUR 0.07 B ordinary

 CFD

 LONG

 1,313

 17.1802 GBP

 EUR 0.07 B ordinary

 CFD

 LONG

 968

 17.1802 GBP

 EUR 0.07 B ordinary

 CFD

 LONG

 1,890

 17.2012 GBP

 EUR 0.07 B ordinary

 CFD

 LONG

 2,254

 17.2516 GBP

 EUR 0.07 B ordinary

 CFD

 LONG

 7,746

 17.2573 GBP

 EUR 0.07 B ordinary

 CFD

 LONG

 2,224

 17.2627 GBP

 EUR 0.07 B ordinary

 CFD

 LONG

 1,540

 17.2627 GBP

 EUR 0.07 B ordinary

 CFD

 LONG

 968

 17.2627 GBP

 EUR 0.07 B ordinary

 CFD

 LONG

 113

 17.2627 GBP

 EUR 0.07 B ordinary

 CFD

 LONG

 3,686

 17.2627 GBP

 EUR 0.07 B ordinary

 CFD

 LONG

 238

 17.2627 GBP

 EUR 0.07 B ordinary

 CFD

 LONG

 6,509

 17.2627 GBP

 EUR 0.07 B ordinary

 CFD

 LONG

 39,978

 17.2627 GBP

 EUR 0.07 B ordinary

 CFD

 LONG

 359

 17.2627 GBP

 EUR 0.07 B ordinary

 CFD

 LONG

 17,313

 17.2627 GBP

 EUR 0.07 B ordinary

 CFD

 LONG

 27,814

 17.2627 GBP

 EUR 0.07 B ordinary

 CFD

 LONG

 4,621

 17.2627 GBP

 EUR 0.07 B ordinary

 CFD

 LONG

 50,527

 17.2627 GBP

 EUR 0.07 B ordinary

 CFD

 LONG

 675

 17.2850 GBP

 EUR 0.07 B ordinary

 CFD

 LONG

 1,325

 17.2887 GBP

 EUR 0.07 B ordinary

 CFD

 SHORT

 1,516

 17.1727 GBP

 EUR 0.07 B ordinary

 CFD

 SHORT

 31,822

 17.1778 GBP

 EUR 0.07 B ordinary

 CFD

 SHORT

 18,198

 17.1778 GBP

 EUR 0.07 B ordinary

 CFD

 SHORT

 632

 17.2033 GBP

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security

 Product description             e.g. call option

 Writing, purchasing, selling, varying etc.

 Number of securities to which option relates

 Exercise price per unit

 Type   e.g. American, European etc.

 Expiry date

 Option money paid/ received per unit

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 

(ii)        Exercise

 

 Class of relevant security

 Product description            e.g. call option

 Number of securities

 Exercise price per unit

 N/A

 N/A

 N/A

 N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security

 Nature of dealing            e.g. subscription, conversion

 Details

 Price per unit (if applicable)

 N/A

 N/A

 N/A

 N/A

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

Date of disclosure:

10 NOVEMBER 2015

Contact name:

Craig Horsley

Telephone number:

+44(141) 245 7736

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 


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