Goldman Sachs Group

Form 8.3 - Allergan Plc

RNS Number : 0987D
Goldman Sachs Grp. (Non Exmpt Ent.)
14 February 2020
 

 

FORM 8.3

 

IRISH TAKEOVER PANEL

 

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER  RULES, 2013

 

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

 

1. KEY INFORMATION

 

Name of person dealing (Note 1)

GOLDMAN SACHS NON EXEMPT ENTITY GROUP

Company dealt in

ALLERGAN PLC

Class of relevant security to which the dealings being disclosed relate (Note2)

USD 0.0001 ordinary shares

Date of dealing

13 February 2020

 

2. INTERESTS AND SHORT POSITIONS

 

(a) Interests and short positions (following dealing) in the class of relevant security dealt in  (Note 3)

 

 

Long

Short

 

Number

(%)

Number

(%)

(1) Relevant securities

10,162,297.264

(3.09)

7,892,186.264

(2.40)

(2) Derivatives (other than options)

3,401,617

(1.03)

5,816,213

(1.77)

(3) Options and agreements to purchase/sell

177,400

(0.05)

125,000

(0.03)

Total

13,741,314.264

(4.18)

13,833,399.264

(4.21)

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in  (Note 3)

 

Class of relevant security:

Long

Short

 

Number

(%)

Number

(%)

(1) Relevant securities

 

 

 

 

(2) Derivatives (other than options)

 

 

 

 

(3) Options and agreements to purchase/sell

 

 

 

 

Total

 

 

 

 

 

3.    DEALINGS (Note 4)

(a) Purchases and sales

 

Purchase/sale

Number of relevant securities

Price per unit  (Note 5)

Purchase

327,705

199.2600 USD

Purchase

21

199.2600 USD

Purchase

80

199.2600 USD

Purchase

1

199.2600 USD

Purchase

2

199.2600 USD

Purchase

250

199.2600 USD

Purchase

417

199.2600 USD

Purchase

21

199.2600 USD

Purchase

1,595

199.2600 USD

Purchase

205,000

199.2600 USD

Purchase

879

199.2600 USD

Purchase

129

199.2600 USD

Purchase

158

199.2600 USD

Purchase

3

199.2600 USD

Purchase

55

199.2600 USD

Purchase

12

199.2600 USD

Purchase

2,280

199.2600 USD

Purchase

2

199.2600 USD

Purchase

86

199.2600 USD

Purchase

34

199.2600 USD

Purchase

2

199.2600 USD

Purchase

624

199.2600 USD

Purchase

327,705

199.2600 USD

Purchase

821

199.2600 USD

Purchase

21

199.2600 USD

Purchase

332

199.2600 USD

Purchase

26,089

199.2600 USD

Purchase

1,441

199.2600 USD

Purchase

782

199.2600 USD

Purchase

3,100

199.2600 USD

Purchase

180,000

199.2600 USD

Purchase

37

199.2600 USD

Purchase

2

199.2800 USD

Purchase

2

199.3900 USD

Purchase

62,480

199.4700 USD

Purchase

100

199.6700 USD

Purchase

100

200.3400 USD

Purchase

100

200.7200 USD

Purchase

16

200.7300 USD

Purchase

100

200.7750 USD

Purchase

100

200.8000 USD

Purchase

93

200.9700 USD

Purchase

7

200.9700 USD

Purchase

100

201.0950 USD

Sale

100

199.1600 USD

Sale

20

199.1600 USD

Sale

8

199.1600 USD

Sale

72

199.1600 USD

Sale

200

199.1900 USD

Sale

100

199.1900 USD

Sale

100

199.1900 USD

Sale

100

199.2000 USD

Sale

200

199.2000 USD

Sale

12

199.2100 USD

Sale

100

199.2100 USD

Sale

100

199.2100 USD

Sale

100

199.2100 USD

Sale

100

199.2200 USD

Sale

100

199.2200 USD

Sale

100

199.2200 USD

Sale

100

199.2200 USD

Sale

100

199.2200 USD

Sale

100

199.2300 USD

Sale

32

199.2300 USD

Sale

100

199.2300 USD

Sale

100

199.2300 USD

Sale

10

199.2300 USD

Sale

5

199.2300 USD

Sale

100

199.2300 USD

Sale

100

199.2300 USD

Sale

20

199.2400 USD

Sale

100

199.2400 USD

Sale

100

199.2400 USD

Sale

100

199.2400 USD

Sale

100

199.2400 USD

Sale

100

199.2400 USD

Sale

100

199.2400 USD

Sale

200

199.2400 USD

Sale

200

199.2400 USD

Sale

100

199.2400 USD

Sale

100

199.2400 USD

Sale

80

199.2400 USD

Sale

10

199.2400 USD

Sale

55

199.2400 USD

Sale

100

199.2400 USD

Sale

100

199.2400 USD

Sale

200

199.2400 USD

Sale

100

199.2450 USD

Sale

100

199.2500 USD

Sale

100

199.2500 USD

Sale

100

199.2500 USD

Sale

100

199.2500 USD

Sale

100

199.2500 USD

Sale

879

199.2600 USD

Sale

100

199.2600 USD

Sale

37

199.2600 USD

Sale

90

199.2600 USD

Sale

21

199.2600 USD

Sale

129

199.2600 USD

Sale

1,480

199.2600 USD

Sale

2

199.2600 USD

Sale

3,000

199.2600 USD

Sale

624

199.2600 USD

Sale

1,441

199.2600 USD

Sale

1,066

199.2600 USD

Sale

205,000

199.2600 USD

Sale

2

199.2600 USD

Sale

100

199.2600 USD

Sale

2

199.2600 USD

Sale

1,553

199.2600 USD

Sale

821

199.2600 USD

Sale

10

199.2600 USD

Sale

119

199.2600 USD

Sale

1,594

199.2600 USD

Sale

1

199.2600 USD

Sale

1,189

199.2600 USD

Sale

100

199.2600 USD

Sale

12

199.2600 USD

Sale

180,000

199.2600 USD

Sale

327,705

199.2600 USD

Sale

3,388

199.2600 USD

Sale

3

199.2600 USD

Sale

34

199.2600 USD

Sale

303

199.2600 USD

Sale

21

199.2600 USD

Sale

59

199.2600 USD

Sale

41

199.2600 USD

Sale

21

199.2600 USD

Sale

55

199.2600 USD

Sale

594

199.2600 USD

Sale

67

199.2700 USD

Sale

62

199.2700 USD

Sale

100

199.2700 USD

Sale

86

199.2800 USD

Sale

20

199.2800 USD

Sale

99

199.2800 USD

Sale

1

199.2800 USD

Sale

100

199.2800 USD

Sale

100

199.2800 USD

Sale

13

199.2800 USD

Sale

14

199.2900 USD

Sale

100

199.3000 USD

Sale

100

199.3000 USD

Sale

88

199.3000 USD

Sale

100

199.3000 USD

Sale

100

199.3000 USD

Sale

12

199.3000 USD

Sale

100

199.3100 USD

Sale

100

199.3100 USD

Sale

100

199.3100 USD

Sale

98

199.3100 USD

Sale

2

199.3100 USD

Sale

100

199.3150 USD

Sale

100

199.3150 USD

Sale

100

199.3300 USD

Sale

100

199.3300 USD

Sale

100

199.3700 USD

Sale

100

199.4000 USD

Sale

64

199.4000 USD

Sale

17

199.4000 USD

Sale

100

199.4200 USD

Sale

100

199.4400 USD

Sale

100

199.4500 USD

Sale

100

199.4500 USD

Sale

32

199.4600 USD

Sale

68

199.4600 USD

Sale

100

199.4700 USD

Sale

100

199.4700 USD

Sale

100

199.4700 USD

Sale

100

199.4800 USD

Sale

56

199.4900 USD

Sale

100

199.4900 USD

Sale

100

199.4950 USD

Sale

100

199.5000 USD

Sale

62

199.5300 USD

Sale

100

199.5300 USD

Sale

29

199.5300 USD

Sale

38

199.5300 USD

Sale

100

199.5300 USD

Sale

100

199.5400 USD

Sale

100

199.5400 USD

Sale

100

199.5700 USD

Sale

100

199.5700 USD

Sale

100

199.6050 USD

Sale

100

199.6200 USD

Sale

79

200.1800 USD

Sale

39

200.2800 USD

Sale

28

200.4300 USD

Sale

22

200.5300 USD

Sale

34

200.6100 USD

Sale

66

200.6100 USD

Sale

100

200.6200 USD

Sale

1

200.6200 USD

Sale

100

200.6200 USD

Sale

100

200.6300 USD

Sale

100

200.6500 USD

Sale

6

200.6500 USD

Sale

4

200.7300 USD

Sale

96

200.7300 USD

Sale

217

200.8000 USD

Sale

334

200.8000 USD

Sale

417

200.8000 USD

Sale

32

200.8000 USD

Sale

100

201.0300 USD

Sale

6,610

202.1000 USD

 

(b) Derivatives transactions (other than options transactions)

 

Product name, e.g. CFD

Nature of transaction  (Note 6)

Number of relevant securities  (Note 7)

Price per unit  (Note 5)

CFD

Reducing a long position

226,709

199.2600 USD

CFD

Reducing a short position

100

199.2600 USD

CFD

Reducing a long position

100,996

199.2600 USD

CFD

Opening a long position

82

200.6433 USD

CFD

Opening a long position

182

200.6433 USD

CFD

Opening a long position

295

200.6433 USD

CFD

Opening a long position

41

200.6433 USD

CFD

Opening a short position

100

200.8000 USD

CFD

Opening a long position

100

201.0300 USD

CFD

Reducing a short position

24,667

202.1000 USD

CFD

Reducing a short position

58,400

202.1000 USD

CFD

Reducing a long position

19,884

202.1000 USD

CFD

Reducing a long position

56,573

202.1000 USD

 

(c) Options transactions in respect of existing relevant securities

 

(i) Writing, selling, purchasing or varying

 

Product name,e.g. call option

Writing, selling,  purchasing, varying etc.

Number of securities to which the option relates  (Note 7)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit  (Note 5)

 

 

 

 

 

 

 

 

(ii)            Exercising

 

Product name,e.g. call option

Number of securities

Exercise price per unit  (Note 5)

 

 

 

 

(d)            Other dealings (including transactions in respect of new securities)  (Note 4)

 

Nature of transaction  (Note 8)

Details

Price per unit (if applicable)  (Note 5)

 

 

 

 

4. OTHER INFORMATION

 

Agreements, arrangements or understandings relating to options or derivatives

 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced.  If none, this should be stated. 

NONE

 

Is a Supplemental Form 8 attached? (Note 9)        YES

 

Date of disclosure

14 February 2020

Contact name

Kashif Rafiq and Papa Lette

Telephone number

+44(20) 7051 0547 / +44(20) 7774 7442

If a connected EFM, name of offeree/offeror with which connected

ALLERGAN PLC

If a connected EFM, state nature of connection (Note 10)

 

 

SUPPLEMENTAL FORM 8

 

IRISH TAKEOVER PANEL

 

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

 

DETAILS OF OPEN POSITIONS

OPEN POSITIONS (Note 1)

 

Product name,e.g. call option

Written or purchased

Number of relevant securities to which the option or derivative relates

Exercise price (Note 2)

Type, e.g. American, European etc.

Expiry date

Call Option

Sold

50,000

200.0000 USD

AMER

15/05/2020

Put Option

Sold

16,500

160.0000 USD

AMER

21/02/2020

Put Option

Sold

35,900

160.0000 USD

AMER

21/02/2020

Put Option

Sold

50,000

180.0000 USD

AMER

15/05/2020

Put Option

Purchased

75,000

185.0000 USD

AMER

21/08/2020

Put Option

Sold

75,000

185.0000 USD

AMER

15/05/2020

Swap

Sold

509

0.0000

N/A

17/07/2020

Swap

Sold

588

0.0000

N/A

30/06/2020

Swap

Sold

594

0.0000

N/A

29/07/2020

Swap

Sold

594

0.0000

N/A

28/07/2020

Swap

Sold

594

0.0000

N/A

22/07/2020

Swap

Sold

615

0.0000

N/A

24/07/2020

Swap

Sold

688

0.0000

N/A

29/04/2020

Swap

Sold

763

0.0000

N/A

30/06/2020

Swap

Sold

849

0.0000

N/A

27/07/2020

Swap

Sold

884

0.0000

N/A

24/07/2020

Swap

Sold

952

0.0000

N/A

02/02/2021

Swap

Sold

1,002

0.0000

N/A

21/01/2021

Swap

Sold

1,019

0.0000

N/A

22/07/2020

Swap

Sold

1,022

0.0000

N/A

03/02/2021

Swap

Sold

1,022

0.0000

N/A

29/01/2021

Swap

Sold

1,022

0.0000

N/A

28/10/2020

Swap

Sold

1,023

0.0000

N/A

23/10/2020

Swap

Sold

1,448

0.0000

N/A

10/11/2020

Swap

Sold

1,698

0.0000

N/A

22/07/2020

Swap

Sold

2,057

0.0000

N/A

30/06/2020

Swap

Sold

2,340

0.0000

N/A

24/07/2020

Swap

Sold

2,632

0.0000

N/A

03/08/2020

Swap

Sold

2,675

0.0000

N/A

05/01/2021

Swap

Sold

2,869

0.0000

N/A

15/07/2020

Swap

Sold

8,100

0.0000

N/A

18/08/2020

Swap

Sold

13,915

0.0000

N/A

26/08/2020

Swap

Sold

21,600

0.0000

N/A

26/08/2020

Swap^

Purchased

70,000

0.0000

N/A

15/04/2020

Swap

Sold

101,755

0.0000

N/A

26/08/2020

Swap^

Purchased

116,000

0.0000

N/A

13/04/2020

Swap

Sold

154,746

0.0000

N/A

21/10/2020

Swap

Sold

157,950

0.0000

N/A

26/08/2020

Swap^

Sold

210,000

0.0000

N/A

11/05/2020

Swap^

Purchased

210,000

0.0000

N/A

11/05/2020

Swap^

Purchased

210,000

0.0000

N/A

11/05/2020

Swap^

Purchased

256,000

0.0000

N/A

23/03/2020

Swap^

Purchased

309,000

0.0000

N/A

18/06/2020

Swap^

Purchased

383,000

0.0000

N/A

10/03/2020

Swap^

Purchased

431,000

0.0000

N/A

13/03/2020

Swap^

Purchased

497,000

0.0000

N/A

12/03/2020

Swap^

Purchased

498,000

0.0000

N/A

08/05/2020

^Please note this product is part of a basket of securities for which ALLERGAN PLC is a component

 


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