JP Morgan Sec LLC

AbbVie Inc. 38.5(b)

RNS Number : 5028L
J.P. Morgan Securities LLC
30 April 2020
 

Ap27

 

 

FORM   38.5(b)

 

IRISH TAKEOVER PANEL

 

DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

 

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RECOGNISED INTERMEDIARY STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

 

 

1.  KEY   INFORMATION

 

Nameofexemptprincipaltrader

J.P Morgan Securities LLC

Companydealtin

AbbVie Inc.

Classofrelevantsecuritytowhichthe dealingsbeingdisclosedrelate (Note 1)

Common stock

Date of dealing

29 April 2020

 

2.  INTERESTS AND SHORT POSITIONS

 

(a)  Interests   and   short   positions   (following   dealing)   in   the   class   of   relevant   security   dealt   in   (Note   2)

 

 

Long

Short

 

Number

 

(%)

Number

 

(%)

  11,057,166  0.75

 4,303,476  0.29

(2) Derivatives (other than options)

 6,057,571  0.41

 7,738,773  0.52

(3)Optionsandagreementstopurchase/sell

 756,700  0.05

 758,000  0.05

Total

 17,871,437  1.21

 12,800,249  0.86

             

 

 

(b)  Interests and short positions in relevant securities of the company, other than the class dealt in  (Note   2)

 

Classofrelevantsecurity:

Long

Short

 

Number

 

(%)

Number

 

(%)

 

 

(2) Derivatives (other than options)

 

 

(3)Optionsandagreementstopurchase/sell

 

 

Total

 

 

             

 

Ap28

 

 

3.  DEALINGS  (Note   3)

 

(a)  Purchases and sales

 

Purchase/sale

Numberofrelevantsecurities

Priceperunit (Note 4)

Sale (Borrow Return)

 

Purchases

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Sales

98,700

 

100

300

796

404

65

3,000

4,330

1,100

300

795

1,595

5

200

300

300

3

7

433

100

100

3

961

1,289

200

12,879

2,523

4,574

3

2

3

100

33

200

2,397

100

1

18,130

75

3,079

1

6,891

500

629

47

285

200

19,595

3

100

7

108

1,052

20,283

163

2

8

100

5

100

57

3,301

50

1,151

7,440

100

185

179

2,751

8

6

5

62

9

214

150

101

100

104

3

130

122

7

2,373

111

1,593

398

2

4

15

8,368

140

6

1,118

100

100

610

4,501

3,031

100

30

2,915

1

2

100

5

33

1,919

33

9,628

16,318

3

100

152

147

2

82

2

16,198

2

6

100

24

9

5

48

5

2

100

2

4

2

4

3

2

2

 

3,000

78

1,212

4,330

1,312

18

966

100

56

381

101

6

100

1,595

399

1,018

21

221

202

100

217

97

1,030

160

2,144

2,084

3,728

2,628

3,545

1,618

100

714

85

2,338

1,496

2,523

3,281

965

1,791

658

1,767

1

874

1,199

300

700

687

1,269

1,703

200

2,296

2,781

437

100

6,003

500

629

1,894

1,667

1,100

1,200

3,071

2,324

626

1,455

656

1,495

1,052

4,544

1,767

2,287

200

1,186

1,502

1,200

959

43

2,281

2,364

800

115

3,314

2,831

1,581

569

700

92

60

344

17

300

2,700

1,874

1,059

133

20

200

2,230

1,527

20

11

2,331

17

200

50

8

20

2,962

400

2,883

200

2,694

3,031

100

2,362

100

4,948

200

1,903

1,523

410

232

100

50

3,588

1,647

10

150

2,811

100

2,287

3,157

54

2,207

1,293

735

1

237

100

244

1,402

789

181

1,033

1,583

101

21,650

200

1,140

200

2,211

1,828

867

340

NA

 

82.3600 USD

82.3700 USD

82.3937 USD

82.4000 USD

82.4300 USD

82.5724 USD

82.6470 USD

82.7673 USD

82.8233 USD

83.0510 USD

83.2800 USD

83.4600 USD

83.5050 USD

83.5067 USD

83.5100 USD

83.5300 USD

83.5400 USD

83.5498 USD

83.5710 USD

83.5771 USD

83.6000 USD

83.6002 USD

83.6097 USD

83.6100 USD

83.6242 USD

83.6303 USD

83.6304 USD

83.6400 USD

83.6500 USD

83.6700 USD

83.6810 USD

83.6833 USD

83.6850 USD

83.7028 USD

83.7069 USD

83.7100 USD

83.7136 USD

83.7200 USD

83.7458 USD

83.7500 USD

83.7600 USD

83.7628 USD

83.7660 USD

83.7809 USD

83.7865 USD

83.8068 USD

83.8196 USD

83.8200 USD

83.8242 USD

83.8400 USD

83.8418 USD

83.8467 USD

83.8527 USD

83.8588 USD

83.8700 USD

83.8763 USD

83.8807 USD

83.8900 USD

83.8935 USD

83.8951 USD

83.9013 USD

83.9093 USD

83.9223 USD

83.9269 USD

83.9270 USD

83.9300 USD

83.9325 USD

83.9359 USD

83.9400 USD

83.9500 USD

83.9600 USD

83.9673 USD

83.9700 USD

83.9760 USD

83.9782 USD

83.9800 USD

83.9806 USD

83.9850 USD

83.9900 USD

83.9901 USD

83.9914 USD

84.0000 USD

84.0096 USD

84.0100 USD

84.0165 USD

84.0195 USD

84.0200 USD

84.0300 USD

84.0350 USD

84.0379 USD

84.0388 USD

84.0400 USD

84.0434 USD

84.0476 USD

84.0491 USD

84.0500 USD

84.0678 USD

84.0706 USD

84.0750 USD

84.0800 USD

84.0827 USD

84.0833 USD

84.0900 USD

84.0950 USD

84.1000 USD

84.1052 USD

84.1114 USD

84.1118 USD

84.1122 USD

84.1498 USD

84.1500 USD

84.1555 USD

84.1600 USD

84.1782 USD

84.1800 USD

84.1900 USD

84.2000 USD

84.2091 USD

84.2200 USD

84.2300 USD

84.2301 USD

84.2513 USD

84.2600 USD

84.2800 USD

84.2994 USD

84.3000 USD

84.3050 USD

84.3450 USD

84.3500 USD

84.3600 USD

84.3800 USD

84.4550 USD

84.5300 USD

84.6500 USD

84.6900 USD

 

82.5724 USD

82.5800 USD

82.6317 USD

82.6470 USD

82.6650 USD

82.6900 USD

82.6934 USD

82.7000 USD

82.7400 USD

82.7469 USD

82.8100 USD

82.8200 USD

82.8300 USD

83.2800 USD

83.4100 USD

83.4200 USD

83.4400 USD

83.4500 USD

83.4800 USD

83.4900 USD

83.5000 USD

83.5050 USD

83.5100 USD

83.5200 USD

83.5500 USD

83.5600 USD

83.5700 USD

83.5800 USD

83.5900 USD

83.6000 USD

83.6050 USD

83.6100 USD

83.6150 USD

83.6200 USD

83.6300 USD

83.6303 USD

83.6400 USD

83.6500 USD

83.6600 USD

83.6700 USD

83.6800 USD

83.6900 USD

83.6919 USD

83.7000 USD

83.7037 USD

83.7069 USD

83.7100 USD

83.7200 USD

83.7300 USD

83.7350 USD

83.7400 USD

83.7500 USD

83.7541 USD

83.7550 USD

83.7600 USD

83.7628 USD

83.7660 USD

83.7700 USD

83.7800 USD

83.7818 USD

83.7850 USD

83.7900 USD

83.8000 USD

83.8100 USD

83.8200 USD

83.8300 USD

83.8400 USD

83.8467 USD

83.8500 USD

83.8600 USD

83.8700 USD

83.8750 USD

83.8800 USD

83.8900 USD

83.8917 USD

83.9000 USD

83.9100 USD

83.9200 USD

83.9300 USD

83.9318 USD

83.9364 USD

83.9400 USD

83.9500 USD

83.9600 USD

83.9700 USD

83.9723 USD

83.9750 USD

83.9762 USD

83.9800 USD

83.9839 USD

83.9850 USD

83.9900 USD

84.0000 USD

84.0100 USD

84.0109 USD

84.0134 USD

84.0150 USD

84.0200 USD

84.0300 USD

84.0326 USD

84.0378 USD

84.0400 USD

84.0426 USD

84.0457 USD

84.0475 USD

84.0476 USD

84.0492 USD

84.0500 USD

84.0590 USD

84.0600 USD

84.0611 USD

84.0700 USD

84.0706 USD

84.0750 USD

84.0800 USD

84.0850 USD

84.0900 USD

84.0950 USD

84.1000 USD

84.1100 USD

84.1200 USD

84.1300 USD

84.1307 USD

84.1399 USD

84.1400 USD

84.1500 USD

84.1521 USD

84.1597 USD

84.1600 USD

84.1650 USD

84.1700 USD

84.1800 USD

84.1850 USD

84.1900 USD

84.2000 USD

84.2100 USD

84.2500 USD

84.2600 USD

84.2650 USD

84.2700 USD

84.2800 USD

84.2900 USD

84.3000 USD

84.3100 USD

84.3200 USD

84.3400 USD

84.3414 USD

84.3450 USD

84.3500 USD

84.3600 USD

84.3700 USD

84.3800 USD

84.3900 USD

84.4000 USD

 

 

(b)  Derivatives transactions (other than options transactions)

 

Productname,

e.g. CFD

Natureoftransaction

(Note 5)

Numberofrelevantsecurities

(Note 6)

Priceperunit

(USD)

(Note 4)

Equity Swaps

Long

 

Short

4,330

 

3,000

1,595

40

500

629

82.6470

 

82.5724

83.2800

83.7600

83.7628

83.7660

 

 

(c)  Options transactions in respect of existing relevant securities

 

 

(i)  Writing,   selling, purchasing or varying

 

Productname,

e.g. call option

Writing, selling,purchasing,varyingetc.

Numberofsecurities towhichtheoptionrelates (Note 7)

Exercise price

Type, e.g.American,Europeanetc.

Expiry date

Optionmoney paid/receivedperunit (Note 4)

 

 

 

 

 

 

 

 

 

(ii)  Exercising

 

Productname,

e.g. call option

Numberofsecurities

Exercisepriceper unit (Note 4)

 

 

 

 

 

(d)  Other   dealings   (including   transactions   in   respect   of   new   securities)   (Note   3)

 

Nature of transaction

(Note 7)

Details

Price per unit

(if applicable) (Note 4)

 

 

 

 

Ap29

 

4.  OTHER INFORMATION

 

Agreements, arrangements or understandings relating to options or derivatives

 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option 

referred   to   on   this   form   or   relating   to   the   voting   rights  or future acquisition or disposal of any 

relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

 

 

 

 

 

 

 

 

Is a Supplemental Form 38.5(b) attached?  (Note   8)    YES

 

 

Dateofdisclosure

30 April 2020

Contactname

Alwyn Basch

Telephone number

020 7742 7407

Name of offeree/offeror with which connected

Allergan plc

Nature of connection (Note 9)

Financial Advisor to Allergan plc

 

 

 

 

 

 

 

Ap31

 

 

SUPPLEMENTAL   FORM   38.5(b)

 

 

 

 

IRISH TAKEOVER PANEL

 

DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

 

DETAILS   OF OPEN POSITIONS

 

(This   form   should   be   attached   to   Form   38.5(b))   OPEN POSITIONS  (Note   1)

 

Productname,

e.g. call option

Written orpurchased

Numberofrelevant securitiestowhichtheoptionorderivativerelates

Exercise price (Note 2)

Type, e.g.American,Europeanetc.

Expiry date

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

10,000

6,100

41,200

8,400

11,200

7,200

21,100

2,500

7,900

5,600

2,500

8,500

10,000

100,000

50,000

15,000

15,000

20,000

7,900

9,500

8,500

6,100

18,200

8,400

11,200

7,200

21,100

2,500

4,500

5,600

2,500

20,000

15,000

15,000

20,000

102,500

31,300

32,300

16,400

65,000

900

7,000

4,400

45,000

29,100

9,700

4,900

12,100

12,100

800

140,000

5,100

3,000

600

20,000

15,000

15,000

20,000

102,500

31,300

32,300

11,400

8,900

1,900

4,400

29,100

20,000

100,000

15,000

15,000

20,000

1,600

1,200

700

1,800

105.00

110.00

85.00

92.50

95.00

100.00

80.00

87.50

90.00

97.50

115.00

105.00

110.00

70.00

92.50

91.57

95.93

82.37

95.00

100.00

105.00

110.00

85.00

92.50

95.00

100.00

80.00

87.50

90.00

97.50

115.00

82.50

91.57

95.93

82.37

60.00

65.00

70.00

75.00

77.50

85.00

72.50

67.50

80.00

55.00

60.00

65.00

70.00

75.00

77.50

82.50

62.50

72.50

67.50

80.00

78.49

82.85

78.35

60.00

65.00

70.00

75.00

77.50

72.50

67.50

55.00

60.00

70.00

78.49

82.85

78.35

75.00

77.50

72.50

80.00

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

15JAN21

15JAN21

15JAN21

15JAN21

15JAN21

15JAN21

15JAN21

18SEP20

18SEP20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

15JAN21

15JAN21

15JAN21

15JAN21

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

15JAN21

15JAN21

15JAN21

15JAN21

15JAN21

15JAN21

15JAN21

15JAN21

15JAN21

15JAN21

15JAN21

15JAN21

15JAN21

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

15JAN21

15JAN21

15JAN21

15JAN21

15JAN21

18SEP20

18SEP20

18SEP20

18SEP20

 

 

 

 

Notes

 

1.  Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

 

2.  For all prices and other monetary amounts, the currency must be stated.

 

For full details of disclosure requirements, see Rules 8 and

38.5 of the Rules. If in doubt, consult the Panel.

 

 


This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact [email protected] or visit www.rns.com.
 
END
 
 
ISEBGGDSRXXDGGG