Berkeley Grp Hlds

Holding(s) in Company

RNS Number : 3435V
Berkeley Group Holdings (The) PLC
13 April 2021
 

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB00B02L3W35

Issuer Name

THE BERKELEY GROUP HOLDINGS PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of voting rights

3. Details of person subject to the notification obligation

Name

JPMorgan Chase & Co.

City of registered office (if applicable)

 

Country of registered office (if applicable)

US

4. Details of the shareholder

Is the shareholder the same as the person subject to the notification obligation, above?

No

NAME

CITY OF REGISTERED OFFICE

COUNTRY OF REGISTERED OFFICE

J.P. Morgan Securities LLC



J.P. Morgan Securities plc



5. Date on which the threshold was crossed or reached

08-Apr-2021

6. Date on which Issuer notified

12-Apr-2021

7. Total positions of person(s) subject to the notification obligation

% of voting rights attached to shares (total of 8.A)

% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights held in issuer

Resulting situation on the date on which threshold was crossed or reached

3.111531

2.824347

5.935878

7219364

Position of previous notification (if applicable)

3.194371

2.806626

6.000997


8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

CLASS/TYPE OF SHARES ISIN CODE(IF POSSIBLE)

NUMBER OF DIRECT VOTING RIGHTS (DTR5.1)

NUMBER OF INDIRECT VOTING RIGHTS (DTR5.2.1)

% OF DIRECT VOTING RIGHTS (DTR5.1)

% OF INDIRECT VOTING RIGHTS (DTR5.2.1)

GB00B02L3W35


3784286


3.111531

Sub Total 8.A

3784286

3.111531%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

TYPE OF FINANCIAL INSTRUMENT

EXPIRATION DATE

EXERCISE/CONVERSION PERIOD

NUMBER OF VOTING RIGHTS THAT MAY BE ACQUIRED IF THE INSTRUMENT IS EXERCISED/CONVERTED

% OF VOTING RIGHTS






Sub Total 8.B1




8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

TYPE OF FINANCIAL INSTRUMENT

EXPIRATION DATE

EXERCISE/CONVERSION PERIOD

PHYSICAL OR CASH SETTLEMENT

NUMBER OF VOTING RIGHTS

% OF VOTING RIGHTS

Cash-settled Equity Swap

21/04/2021

21/04/2021

Cash

500000

0.411113

Cash-settled Equity Swap

29/04/2021

29/04/2021

Cash

331269

0.272378

Cash-settled Equity Swap

04/05/2021

04/05/2021

Cash

90000

0.074000

Cash-settled Equity Swap

05/05/2021

05/05/2021

Cash

271114

0.222917

Cash-settled Equity Swap

24/05/2021

24/05/2021

Cash

110000

0.090445

Cash-settled Equity Swap

26/05/2021

26/05/2021

Cash

6980

0.005738

Cash-settled Equity Swap

03/06/2021

03/06/2021

Cash

739000

0.607625

Cash-settled Equity Swap

14/06/2021

14/06/2021

Cash

119570

0.098313

Cash-settled Equity Swap

23/06/2021

23/06/2021

Cash

14693

0.012080

Cash-settled Equity Swap

08/07/2021

08/07/2021

Cash

200000

0.164445

Cash-settled Equity Swap

14/09/2021

14/09/2021

Cash

594630

0.488921

Cash-settled Equity Swap

06/01/2022

06/01/2022

Cash

20000

0.016444

Cash-settled Equity Swap

02/03/2022

02/03/2022

Cash

5422

0.004455

Cash-settled Equity Swap

03/03/2022

03/03/2022

Cash

858

0.000705

Cash-settled Equity Swap

18/03/2022

18/03/2022

Cash

8382

0.006891

Cash-settled Equity Swap

29/03/2022

29/03/2022

Cash

10932

0.008986

Cash-settled Equity Swap

14/04/2022

14/04/2022

Cash

17869

0.014683

Cash-settled Equity Swap

27/04/2022

27/04/2022

Cash

1960

0.001607

Cash-settled Equity Swap

04/05/2022

04/05/2022

Cash

86093

0.070778

Cash-settled Equity Swap

27/05/2022

27/05/2022

Cash

52

0.000042

Cash-settled Equity Swap

12/08/2022

12/08/2022

Cash

142522

0.117181

Cash-settled Equity Swap

01/09/2022

01/09/2022

Cash

21690

0.017832

Cash-settled Equity Swap

16/09/2022

16/09/2022

Cash

44025

0.036197

Cash-settled Equity Swap

22/09/2022

22/09/2022

Cash

6000

0.004933

Cash-settled Equity Swap

10/10/2022

10/10/2022

Cash

10719

0.008811

Cash-settled Equity Swap

12/10/2022

12/10/2022

Cash

36320

0.029856

Cash-settled Equity Swap

08/02/2023

08/02/2023

Cash

6968

0.005729

Cash-settled Equity Swap

06/06/2025

06/06/2025

Cash

91

0.000074

Cash-settled Equity Swap

13/06/2025

13/06/2025

Cash

1368

0.001124

Cash-settled Equity Swap

11/09/2025

11/09/2025

Cash

21238

0.017462

Cash-settled Equity Swap

20/03/2026

20/03/2026

Cash

448

0.000364

Cash-settled Equity Swap

25/03/2026

25/03/2026

Cash

484

0.000395

Cash-settled Equity Swap

07/04/2026

07/04/2026

Cash

3745

0.003078

Physically Settled Put Option

07/05/2021

07/05/2021

Physical

10636

0.008745

Sub Total 8.B2


3435078

2.824347%

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate Controlling Person

Name of controlled undertaking

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

JPMorgan Chase & Co.

J.P. Morgan Securities plc

3.103106

2.824347

5.927453

JPMorgan Chase & Co.

J.P. Morgan Securities LLC



0.000000

10. In case of proxy voting

Is there proxy voting?

No

Name of the proxy holder

 

The number and % of voting rights held

 

The date until which the voting rights will be held

 

11. Additional Information

Chain of controlled undertakings:

JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
J.P. Morgan International Finance Limited (100%)
J.P. Morgan Capital Holdings Limited (100%)
J.P. Morgan Securities plc (100%)

JPMorgan Chase & Co. (100%)
JPMorgan Chase Holdings LLC (100%)
J.P. Morgan Broker-Dealer Holdings Inc. (100%)
J.P. Morgan Securities LLC (100%)

12. Date of Completion

 

13. Place Of Completion

London

 

Ann Dibben

Company Secretary

The Berkeley Group Holdings plc

Tel: 01932 868555

LEI:  2138009OQSSLVVHQAL78

 

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