BARCLAYS PLC

FORM 8.3 – MEGGITT PLC - AMENDMENT

FORM 8.3 – MEGGITT PLC - AMENDMENT

BARCLAYS PLC

 

FORM 8.3 - Amendment to Purchase

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:

Barclays PLC.

 
(b) Owner or controller of interest and short

 

positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose

MEGGITT PLC

relevant securities this form relates:
(d) If an exempt fund manager connected with an

 

offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken:

22 November 2021

(f) In addition to the company in 1(c) above, is the discloser making

NO

disclosures in respect of any other party to the offer?

 

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: 5p ordinary

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

and/or controlled:

35,664,238

4.56%

5,353,872

0.68%

 

 

 

 

(2)

Cash-settled derivatives:

 

 

 

 

172,046

0.02%

32,013,193

4.09%

 

 

 

 

(3)

Stock-settled derivatives (including options)

 

 

 

 

and agreements to purchase/sell:

0

0.00%

0

0.00%

 

 

 

 

 

 

 

 

TOTAL:

35,836,284

4.58%

37,367,065

4.78%

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant

Purchase/sale

 

Number of

 

Price per unit

 

security

 

 

securities

 

 

 

5p ordinary

Purchase

173

7.4051 GBP

5p ordinary

Purchase

366

7.4260 GBP

5p ordinary

Purchase

397

7.4200 GBP

5p ordinary

Purchase

517

7.4000 GBP

5p ordinary

Purchase

1,348

7.4183 GBP

5p ordinary

Purchase

1,697

7.4020 GBP

5p ordinary

Purchase

1,753

7.4233 GBP

5p ordinary

Purchase

25,160

7.4101 GBP

5p ordinary

Purchase

39,184

7.4077 GBP

5p ordinary

Purchase

42,430

7.4060 GBP

5p ordinary

Purchase

47,919

7.4001 GBP

5p ordinary

Purchase

70,000

7.4100 GBP

5p ordinary

Purchase

85,919

7.4062 GBP

5p ordinary

Sale

397

7.4200 GBP

5p ordinary

Sale

410

7.4120 GBP

5p ordinary

Sale

418

7.4020 GBP

5p ordinary

Sale

459

7.4160 GBP

5p ordinary

Sale

634

7.4156 GBP

5p ordinary

Sale

792

7.4220 GBP

5p ordinary

Sale

1,130

7.4103 GBP

5p ordinary

Sale

1,138

7.4072 GBP

5p ordinary

Sale

1,172

7.4144 GBP

5p ordinary

Sale

5,212

7.4081 GBP

5p ordinary

Sale

6,702

7.4097 GBP

5p ordinary

Sale

6,925

7.4092 GBP

5p ordinary

Sale

7,911

7.4060 GBP

5p ordinary

Sale

12,562

7.4065 GBP

5p ordinary

Sale

57,521

7.4305 GBP

5p ordinary

Sale

65,681

7.4106 GBP

5p ordinary

Sale

120,517

7.4127 GBP

(b) Cash-settled derivative transactions

Class of

Product

 

Nature of dealing

 

Number of

Price per

relevant

description

 

 

 

reference

unit

security

 

 

 

 

securities

 

5p ordinary

SWAP

Long

20

7.4021 GBP

5p ordinary

SWAP

Long

634

7.4156 GBP

5p ordinary

SWAP

Long

4,394

7.4132 GBP

5p ordinary

SWAP

Long

6,390

7.4063 GBP

5p ordinary

SWAP

Long

14,457

7.4090 GBP

5p ordinary

SWAP

Long

23,100

7.4130 GBP

5p ordinary

SWAP

Long

37,573

7.4091 GBP

5p ordinary

SWAP

Short

1

7.4300 GBP

5p ordinary

SWAP

Short

173

7.4051 GBP

5p ordinary

SWAP

Short

815

7.4107 GBP

5p ordinary

SWAP

Short

16,624

7.4060 GBP

5p ordinary

SWAP

Short

52,099

7.4101 GBP

5p ordinary

SWAP

Short

52,099

7.4101 GBP

5p ordinary

SWAP

Short

85,919

7.4062 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

25 Nov 2021

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.