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Wednesday 05 April, 2006

AIM

Sch 1 - Swallowfield plc

AIM
05 April 2006


             ANNOUNCEMENT TO BE MADE BY THE AIM APPLICANT PRIOR TO ADMISSION 
                              IN ACCORDANCE WITH AIM RULE 2


ALL APPLICANTS MUST COMPLETE THE FOLLOWING:

COMPANY NAME:
Swallowfield plc

COMPANY ADDRESS:
Swallowfield House, Station Road, Wellington, Somerset

COMPANY POSTCODE:
TA21 8NL

COUNTRY OF INCORPORATION:
England

COMPANY BUSINESS OR, IN THE CASE OF AN INVESTING COMPANY, DETAILS OF ITS INVESTMENT STRATEGY TO BE DISCLOSED IN
ACCORDANCE WITH SCHEDULE 2, PARAGRAPH (J) OF THE AIM RULES:

The Company's principal activities are the formulation and manufacture of aerosol and non-aerosol products for retail
distributors, the contract-filling of aerosols and the formulation and manufacture of cosmetic pencils and other
cosmetic products.


DETAILS OF SECURITIES TO BE ADMITTED (i.e. where known, number of shares, nominal value and issue price to which it
seeks admission and the number and type to be held as treasury shares):
11,256,416 ordinary shares of 5 pence each

CAPITAL TO BE RAISED ON ADMISSION:
None

FULL NAMES AND FUNCTIONS OF DIRECTORS AND PROPOSED DIRECTORS:

Shena J Winning                     Chairman
Ian A Mackinnon                     Group Chief Executive
Jane M Fletcher                     Group Sales and Marketing Director
Richard T Organ                     Independent Non-executive Director
J Anthony Wardell                   Non-executive Director
Alan Farrer-Halls                   Group Company Secretary



All the directors listed are current Directors.
PERSON(S) INTERESTED IN 3% OR MORE OF THE ISSUER'S CAPITAL, EXPRESSED AS A PERCENTAGE OF THE ISSUED SHARE CAPITAL
BEFORE AND AFTER ADMISSION:

Name                                   Number of Ordinary Shares held   % of issued Ordinary share capital
JA Wardell*                            1,082,651                        9.62
Deutsche Bank                          1,000,000                        8.88
Western Selection                      1,000,000                        8.88
R&A Persey                             927,900                          8.24
Third Advance Value Realisation        824,000                          7.32
Company Limited
AP & TM Dowsett                        413,680                          3.68
MA Wardell                             370,769                          3.15



* JA Wardell has a non beneficial interest in an additional 104,255 Ordinary Shares.


NAMES AND ADDRESSES OF ALL PERSONS TO BE DISCLOSED IN ACCORDANCE WITH SCHEDULE 2, PARAGRAPH (H) OF THE AIM RULES:
N/A

ANTICIPATED ACCOUNTING REFERENCE DATE:
30 June

EXPECTED ADMISSION DATE:
9 May 2006

NAME AND ADDRESS OF NOMINATED ADVISER:
Rowan Dartington & Co. Limited, 8th Floor, Colston Tower, Colston Street, Bristol BS1 4RD

NAME AND ADDRESS OF BROKER:
Rowan Dartington & Co. Limited, 7th Floor, Colston Tower, Colston Street, Bristol BS1 4RD

DETAILS OF WHERE (POSTAL OR INTERNET ADDRESS) THE ADMISSION DOCUMENT WILL BE AVAILABLE FROM, WITH A STATEMENT THAT THIS
WILL CONTAIN FULL DETAILS ABOUT THE APPLICANT AND THE ADMISSION OF ITS SECURITIES:
N/A

DATE OF NOTIFICATION:
5 April 2006

NEW/ UPDATE (see note):
N/A

QUOTED APPLICANTS MUST ALSO COMPLETE THE FOLLOWING:

THE NAME OF THE AIM DESIGNATED MARKET UPON WHICH THE APPLICANT'S SECURITIES HAVE BEEN TRADED:
The Official List

THE DATE FROM WHICH THE APPLICANT'S SECURITIES HAVE BEEN SO TRADED:
25 April 1991

CONFIRMATION THAT, FOLLOWING DUE AND CAREFUL ENQUIRY, THE APPLICANT HAS ADHERED TO ANY LEGAL AND REGULATORY
REQUIREMENTS INVOLVED IN HAVING ITS SECURITIES TRADED UPON SUCH A MARKET:

The Directors confirm, that having made due and careful enquiry, the company has adhered to the legal and regulatory
requirements involved in having its securities traded on the Official List

AN ADDRESS OR WEB-SITE ADDRESS WHERE ANY DOCUMENTS OR ANNOUNCEMENTS WHICH THE APPLICANT HAS MADE PUBLIC OVER THE LAST
TWO YEARS (IN CONSEQUENCE OF HAVING ITS SECURITIES SO TRADED) ARE AVAILABLE:
www.swallowfield.com

DETAILS OF THE APPLICANT'S STRATEGY FOLLOWING ADMISSION INCLUDING, IN THE CASE OF AN INVESTING COMPANY, DETAILS OF ITS
INVESTMENT STRATEGY:

It is the Company's intention that following the transfer of its listing from the Official List to AIM, the business of
Swallowfield will be continued in substantially the same manner as at present.

A DESCRIPTION OF ANY SIGNIFICANT CHANGE IN FINANCIAL OR TRADING POSITION OF THE APPLICANT, WHICH HAS OCCURRED SINCE THE
END OF THE LAST FINANCIAL PERIOD FOR WHICH AUDITED STATEMENTS HAVE BEEN PUBLISHED:

Other than the information which was released through the Regulatory News Services since 30 June 2005 and through their
interim results released on 13 March 2006, there have been no significant changes in the financial or trading position
of Swallowfield since 30 June 2005, the end of the last financial period for which the audited statements have been
published.

A STATEMENT THAT THE DIRECTORS OF THE APPLICANT HAVE NO REASON TO BELIEVE THAT THE WORKING CAPITAL AVAILABLE TO IT OR
ITS GROUP WILL BE INSUFFICIENT FOR AT LEAST TWELVE MONTHS FROM THE DATE OF ITS ADMISSION:

The Directors of Swallowfield have no reason to believe that its working capital will be insufficient for at least 12
months from the date of its admission to AIM

DETAILS OF ANY LOCK-IN ARRANGEMENTS PURSUANT TO RULE 7 OF THE AIM RULES:
N/A

A BRIEF DESCRIPTION OF THE ARRANGEMENTS FOR SETTLING THE APPLICANT'S SECURITIES:
CREST

A WEBSITE ADDRESS DETAILING THE RIGHTS ATTACHING TO THE APPLICANT'S SECURITIES:
www.swallowfield.com

INFORMATION EQUIVALENT TO THAT REQUIRED FOR AN ADMISSION DOCUMENT WHICH IS NOT CURRENTLY PUBLIC:
N/A

A WEBSITE ADDRESS OF A PAGE CONTAINING THE APPLICANT'S LATEST ANNUAL REPORT AND ACCOUNTS WHICH MUST HAVE A FINANCIAL
YEAR END NOT MORE THEN NINE MONTHS PRIOR TO ADMISSION AND FULLY AUDITED INTERIM RESULTS WHERE APPLICABLE.  THE ACCOUNTS
MUST BE PREPARED ACCORDING TO UK OR US GAAP OR INTERNATIONAL ACCOUNTING STANDARDS:

www.swallowfield.com/finance.htm

THE NUMBER OF EACH CLASS OF SECURITIES HELD IN TREASURY:
N/A




                      This information is provided by RNS
            The company news service from the London Stock Exchange                                                                                                                                                                   

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