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BARCLAYS PLC (0XHL)

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Tuesday 23 February, 2021

BARCLAYS PLC

Form 8.3 - Aon plc

Form 8.3 - Aon plc

BARCLAYS PLC

 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in AON PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 22 February 2021

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

438,639

0.19%

2,088,730

0.92%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

390,223

0.17%

30,257

0.01%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

24,200

0.01%

24,200

0.01%

 

 

 

 

TOTAL:

 

 

 

 

853,062

0.38%

2,143,187

0.95%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

1

228.3100 USD

Purchase

2

228.5775 USD

Purchase

2

229.7600 USD

Purchase

4

229.2325 USD

Purchase

5

229.2310 USD

Purchase

5

228.4600 USD

Purchase

7

228.9985 USD

Purchase

11

229.2159 USD

Purchase

12

228.5433 USD

Purchase

27

229.1585 USD

Purchase

28

229.0789 USD

Purchase

29

228.4086 USD

Purchase

100

227.6500 USD

Purchase

112

228.4475 USD

Purchase

200

229.4800 USD

Purchase

200

229.1625 USD

Purchase

386

229.1800 USD

Purchase

400

228.6250 USD

Purchase

447

228.9608 USD

Purchase

500

229.0410 USD

Purchase

501

228.3934 USD

Purchase

588

228.4075 USD

Purchase

612

228.4449 USD

Purchase

800

229.1518 USD

Purchase

924

229.1264 USD

Purchase

979

228.3226 USD

Purchase

1,087

229.1564 USD

Purchase

1,601

228.8984 USD

Purchase

1,859

229.0145 USD

Purchase

2,135

228.5059 USD

Purchase

2,135

228.5060 USD

Purchase

2,201

229.1278 USD

Purchase

2,266

228.5786 USD

Purchase

2,319

229.1152 USD

Purchase

2,706

229.0293 USD

Purchase

2,746

229.1737 USD

Purchase

2,850

229.0384 USD

Purchase

3,030

229.0512 USD

Purchase

3,099

228.4881 USD

Purchase

3,249

229.1622 USD

Purchase

3,381

228.4589 USD

Purchase

3,927

228.5068 USD

Purchase

4,200

228.8950 USD

Purchase

5,975

228.4311 USD

Purchase

6,400

229.1248 USD

Purchase

6,809

228.9415 USD

Purchase

6,826

228.9850 USD

Purchase

9,129

228.6247 USD

Purchase

9,927

228.5029 USD

Purchase

10,800

229.3453 USD

Purchase

13,176

229.0110 USD

Purchase

17,055

228.7200 USD

Purchase

23,287

228.7251 USD

Purchase

78,812

229.0643 USD

Sale

4

228.4300 USD

Sale

6

228.4000 USD

Sale

8

228.6900 USD

Sale

16

229.2393 USD

Sale

26

229.5000 USD

Sale

28

229.4896 USD

Sale

32

229.0312 USD

Sale

43

228.3900 USD

Sale

45

228.7900 USD

Sale

48

228.8525 USD

Sale

57

229.1459 USD

Sale

60

229.1846 USD

Sale

63

228.0800 USD

Sale

76

229.1250 USD

Sale

80

229.5200 USD

Sale

98

228.4900 USD

Sale

100

228.2800 USD

Sale

100

229.5300 USD

Sale

100

229.1100 USD

Sale

100

229.3400 USD

Sale

100

228.7000 USD

Sale

100

229.2700 USD

Sale

100

229.3000 USD

Sale

101

228.3892 USD

Sale

101

228.4899 USD

Sale

105

228.4338 USD

Sale

113

228.3927 USD

Sale

125

228.9818 USD

Sale

128

229.1332 USD

Sale

134

229.1400 USD

Sale

184

229.0684 USD

Sale

196

229.3032 USD

Sale

199

229.2070 USD

Sale

200

228.4700 USD

Sale

300

229.1033 USD

Sale

399

228.9992 USD

Sale

430

229.3107 USD

Sale

440

229.5027 USD

Sale

462

228.9764 USD

Sale

465

228.7909 USD

Sale

587

229.1847 USD

Sale

731

228.5934 USD

Sale

741

228.4609 USD

Sale

773

229.4225 USD

Sale

784

229.1275 USD

Sale

806

229.4947 USD

Sale

897

228.5210 USD

Sale

942

229.3736 USD

Sale

1,045

228.4207 USD

Sale

1,110

229.1839 USD

Sale

1,150

229.4034 USD

Sale

1,296

228.4668 USD

Sale

1,530

229.3108 USD

Sale

1,636

229.2130 USD

Sale

1,934

229.1226 USD

Sale

2,045

228.7200 USD

Sale

2,135

228.5059 USD

Sale

2,753

228.9943 USD

Sale

3,746

229.1685 USD

Sale

4,479

229.2750 USD

Sale

4,651

228.8749 USD

Sale

5,815

229.1245 USD

Sale

6,000

228.7605 USD

Sale

6,225

228.7932 USD

Sale

17,446

228.7778 USD

Sale

22,146

228.8063 USD

Sale

34,221

228.5076 USD

Sale

105,550

229.0459 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name

Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

 

date

money

selling,

securities

 

 

 

paid/

varying etc

to which

 

 

 

received

 

option

 

 

 

 

 

relates

 

 

 

 

Call Option

Purchasing

1,200

240 USD

American

16 Jul 2021

11.0450 USD

Put Option

Purchasing

1,200

220 USD

American

16 Jul 2021

11.7841 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

23 Feb 2021

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name

Written or 

Number of

Exercise

Type

Expiry

 

purchased

relevant securities 

price

 

date

 

 

to which the option 

 

 

 

 

 

or derivative 

 

 

 

 

 

relates

 

 

 

Put Options

  Purchased

-1,200

220.0000 

American

Jul 16, 2021

Call Options

  Purchased

1,200

240.0000 

American

Jul 16, 2021

Call Options

  Purchased

23,000

220.0000 

American

Jul 16, 2021

Put Options

  Purchased

-23,000

200.0000 

American

Jul 16, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.


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