Information  X 
Enter a valid email address

BARCLAYS PLC (0Y7T)

  Print      Mail a friend

Wednesday 11 September, 2019

BARCLAYS PLC

Form 8.3 - ALLERGAN PLC

Form 8.3 - ALLERGAN PLC

BARCLAYS PLC

 

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1)

Barclays PLC.

Company dealt in

ALLERGAN PLC

Class of relevant security to which the dealings being disclosed relate (Note 2)

ORD

Date of dealing

10 Sept 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

3,137,152

0.96%

1,646,659

0.50%

 

(2)

Derivatives (other than options):

1,344,200

0.41%

2,169,420

0.66%

 

(3)

Options and agreements to
purchase/sell:

628,400

0.19%

408,700

0.12%

 
TOTAL:

5,109,752

1.56%

4,224,779

1.29%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit
Purchase

10

162.2000 USD
Purchase

20

163.9500 USD
Purchase

26

163.8654 USD
Purchase

31

161.9229 USD
Purchase

49

163.9000 USD
Purchase

54

163.8900 USD
Purchase

100

163.9150 USD
Purchase

100

163.9900 USD
Purchase

100

162.1000 USD
Purchase

100

161.9550 USD
Purchase

200

162.4750 USD
Purchase

200

163.3600 USD
Purchase

200

163.7950 USD
Purchase

452

163.4625 USD
Purchase

779

163.9087 USD
Purchase

800

163.6862 USD
Purchase

831

162.8286 USD
Purchase

991

163.9213 USD
Purchase

1,000

163.7320 USD
Purchase

1,400

162.9878 USD
Purchase

2,039

163.7816 USD
Purchase

3,292

163.1784 USD
Purchase

3,308

163.8936 USD
Purchase

3,405

162.5462 USD
Purchase

3,640

162.4885 USD
Purchase

3,700

163.7951 USD
Purchase

3,847

162.9897 USD
Purchase

4,188

163.9280 USD
Purchase

4,473

163.8570 USD
Purchase

4,724

162.7618 USD
Purchase

5,169

162.5336 USD
Purchase

5,348

163.9172 USD
Purchase

5,520

163.9943 USD
Purchase

5,601

163.3075 USD
Purchase

6,244

163.9149 USD
Purchase

6,500

163.6729 USD
Purchase

8,508

162.8410 USD
Purchase

10,100

163.7518 USD
Purchase

12,826

163.1157 USD
Purchase

12,945

163.4758 USD
Purchase

13,300

163.8927 USD
Purchase

15,109

163.8720 USD
Purchase

16,377

163.9063 USD
Purchase

18,666

164.0000 USD
Purchase

23,955

163.8881 USD
Purchase

26,137

163.6069 USD
Purchase

32,691

163.0213 USD
Purchase

60,322

163.6727 USD
Purchase

74,732

163.0925 USD
Purchase

81,454

163.9493 USD
Purchase

100,000

163.6600 USD
Purchase

122,850

163.7257 USD
Sale

2

163.0400 USD
Sale

10

162.2000 USD
Sale

12

163.9300 USD
Sale

14

163.8100 USD
Sale

25

161.8000 USD
Sale

31

161.9229 USD
Sale

95

163.9100 USD
Sale

100

161.9550 USD
Sale

100

163.9000 USD
Sale

100

161.6900 USD
Sale

100

162.5200 USD
Sale

100

161.9200 USD
Sale

101

163.8912 USD
Sale

102

163.6784 USD
Sale

108

163.1281 USD
Sale

111

163.9890 USD
Sale

112

161.8200 USD
Sale

167

162.2400 USD
Sale

198

162.3531 USD
Sale

200

163.9150 USD
Sale

200

163.8150 USD
Sale

200

163.9225 USD
Sale

200

163.0300 USD
Sale

208

163.8871 USD
Sale

300

163.5100 USD
Sale

300

163.3016 USD
Sale

300

161.7866 USD
Sale

331

163.8346 USD
Sale

370

163.5535 USD
Sale

400

163.3587 USD
Sale

400

163.8812 USD
Sale

407

164.0082 USD
Sale

452

163.4625 USD
Sale

500

162.8390 USD
Sale

516

162.8408 USD
Sale

537

163.9005 USD
Sale

600

163.3050 USD
Sale

795

163.6182 USD
Sale

800

163.0418 USD
Sale

859

162.5217 USD
Sale

887

163.9496 USD
Sale

900

163.6100 USD
Sale

1,000

163.5695 USD
Sale

1,236

163.2604 USD
Sale

1,268

163.9298 USD
Sale

1,296

163.7510 USD
Sale

1,571

163.9428 USD
Sale

1,600

163.9293 USD
Sale

1,832

163.9541 USD
Sale

1,852

163.6107 USD
Sale

2,100

163.8780 USD
Sale

2,800

163.6543 USD
Sale

2,955

163.6720 USD
Sale

2,992

163.9573 USD
Sale

3,174

163.3942 USD
Sale

4,208

163.9611 USD
Sale

4,506

163.5637 USD
Sale

4,550

163.6986 USD
Sale

5,523

163.1778 USD
Sale

5,600

163.7115 USD
Sale

5,827

163.9284 USD
Sale

6,600

163.9522 USD
Sale

7,354

163.7929 USD
Sale

7,753

163.6311 USD
Sale

8,480

163.9437 USD
Sale

11,100

163.7746 USD
Sale

11,654

163.9585 USD
Sale

14,398

163.9231 USD
Sale

19,730

163.9683 USD
Sale

21,208

164.0000 USD
Sale

22,763

163.5911 USD
Sale

35,817

163.7874 USD
Sale

100,000

163.6600 USD
Sale

122,850

163.7257 USD
Sale

147,156

163.0408 USD
Sale

159,076

163.7848 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates
Call Option Purchasing

600

165 USD American 15 Nov 2019 4.6100 USD
Call Option Purchasing

400

165 USD American 17 Jan 2020 6.5000 USD
Put Option Purchasing

500

170 USD American 15 Nov 2019 8.5900 USD
Put Option Purchasing

400

170 USD American 19 Jun 2020 14.9000 USD
Put Option Selling

14,000

105 USD American 15 Jan 2021 2.7278 USD
Put Option Selling

500

120 USD American 15 Nov 2019 0.3300 USD
Put Option Selling

200

130 USD American 15 Nov 2019 0.6000 USD
Put Option Selling

500

145 USD American 21 Feb 2020 4.0000 USD
Put Option Selling

500

155 USD American 20 Dec 2019 4.3500 USD
Put Option Selling

500

160 USD American 21 Feb 2020 7.3000 USD
Put Option Selling

1,000

200 USD American 20 Dec 2019 37.2000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 attached? (Note 9) YES

Date of disclosure

11 Sept 2019

Contact name

Large Holdings Regulatory Operations

Telephone number

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection (Note 10)

 

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates
Put Options Purchased

-300

165.0000

American Jan 15, 2021
Put Options Purchased

-500

155.0000

American Feb 21, 2020
Put Options Purchased

-500

170.0000

American Dec 20, 2019
Put Options Purchased

-500

140.0000

American Nov 15, 2019
Put Options Purchased

-700

160.0000

American Feb 21, 2020
Put Options Purchased

-700

155.0000

American Jan 17, 2020
Put Options Purchased

-1,700

165.0000

American Jan 17, 2020
Put Options Purchased

-3,000

165.0000

American Dec 20, 2019
Put Options Purchased

-3,500

70.0000

American Jan 15, 2021
Put Options Purchased

-7,300

155.0000

American Nov 15, 2019
Call Options Purchased

18,100

165.0000

American Sep 20, 2019
Call Options Purchased

16,900

165.0000

American Nov 15, 2019
Call Options Purchased

4,300

250.0000

American Jan 17, 2020
Call Options Purchased

1,800

175.0000

American Dec 20, 2019
Call Options Purchased

1,200

100.0000

American Jan 15, 2021
Call Options Purchased

500

185.0000

American Jan 15, 2021
Call Options Purchased

100

130.0000

American Nov 15, 2019
Call Options Purchased

100

170.0000

American Sep 27, 2019
Call Options Written

-400

155.0000

American Nov 15, 2019
Call Options Written

-2,100

125.0000

American Jan 15, 2021
Call Options Written

-2,400

185.0000

American Dec 20, 2019
Call Options Written

-10,000

210.0000

American Jan 15, 1919
Put Options Written

2,100

155.0000

American Dec 20, 2019
Put Options Written

900

90.0000

American Feb 21, 2020
Put Options Written

700

100.0000

American Jan 15, 2021
Put Options Written

700

95.0000

American Jan 15, 2021
Put Options Written

200

115.0000

American Sep 20, 2019
Put Options Purchased

-100

155.0000

American Jan 15, 2021
Put Options Purchased

-200

110.0000

American Dec 20, 2019
Put Options Purchased

-200

95.0000

American Nov 15, 2019
Put Options Purchased

-200

155.0000

American Sep 13, 2019
Put Options Purchased

-300

80.0000

American Jan 15, 2021
Put Options Purchased

-300

170.0000

American Feb 21, 2020
Put Options Purchased

-600

135.0000

American Nov 15, 2019
Put Options Purchased

-700

175.0000

American Nov 15, 2019
Put Options Purchased

-1,200

65.0000

American Jan 15, 2021
Put Options Purchased

-1,700

110.0000

American Jan 15, 2021
Put Options Purchased

-2,200

70.0000

American Jan 17, 2020
Put Options Purchased

-2,900

90.0000

American Dec 20, 2019
Put Options Purchased

-4,000

125.0000

American Jan 17, 2020
Put Options Purchased

-5,300

110.0000

American Jan 17, 2020
Call Options Purchased

27,400

170.0000

American Dec 20, 2019
Call Options Purchased

4,400

140.0000

American Jan 17, 2020
Call Options Purchased

3,000

170.0000

American Jan 15, 2021
Call Options Purchased

1,000

190.0000

American Dec 20, 2019
Call Options Purchased

1,000

145.0000

American Nov 15, 2019
Call Options Purchased

800

155.0000

American Jan 15, 2021
Call Options Purchased

100

185.0000

American Sep 20, 2019
Call Options Written

-100

150.0000

American Feb 21, 2020
Call Options Written

-1,100

290.0000

American Jan 17, 2020
Call Options Written

-1,700

200.0000

American Jan 15, 2021
Put Options Written

14,800

105.0000

American Jan 15, 2021
Put Options Written

10,000

140.0000

American Jan 15, 1919
Put Options Written

500

80.0000

American Feb 21, 2020
Put Options Written

200

150.0000

American Nov 15, 2019
Put Options Written

200

120.0000

American Oct 18, 2019
Put Options Purchased

-100

120.0000

American Jan 17, 2020
Put Options Purchased

-700

170.0000

American Jan 17, 2020
Put Options Purchased

-6,000

160.0000

American Jun 19, 2020
Call Options Purchased

8,800

170.0000

American Nov 15, 2019
Call Options Purchased

8,100

170.0000

American Jun 19, 2020
Call Options Purchased

6,400

170.0000

American Feb 21, 2020
Call Options Purchased

6,100

160.0000

American Jan 17, 2020
Call Options Purchased

4,900

185.0000

American Nov 15, 2019
Call Options Purchased

4,700

140.0000

American Nov 15, 2019
Call Options Purchased

3,200

180.0000

American Jan 17, 2020
Call Options Purchased

3,000

165.0000

American Jan 15, 2021
Call Options Purchased

2,500

160.0000

American Nov 15, 2019
Call Options Purchased

2,200

155.0000

American Dec 20, 2019
Call Options Written

-100

140.0000

American Feb 21, 2020
Call Options Written

-100

210.0000

American Nov 15, 2019
Call Options Written

-200

125.0000

American Jan 17, 2020
Call Options Written

-4,500

220.0000

American Jan 17, 2020
Put Options Written

149,800

140.0000

American Nov 15, 2019
Put Options Written

2,800

90.0000

American Nov 15, 2019
Put Options Written

1,000

85.0000

American Dec 20, 2019
Put Options Written

400

125.0000

American Jan 15, 2021
Put Options Written

400

65.0000

American Jan 17, 2020
Put Options Written

300

100.0000

American Dec 20, 2019
Put Options Written

200

125.0000

American Sep 20, 2019
Put Options Written

100

145.0000

American Jan 15, 2021
Put Options Purchased

-1,500

165.0000

American Nov 15, 2019
Put Options Purchased

-2,400

170.0000

American Jun 19, 2020
Put Options Purchased

-2,600

75.0000

American Jan 15, 2021
Put Options Purchased

-3,300

160.0000

American Jan 17, 2020
Put Options Purchased

-4,700

150.0000

American Jan 17, 2020
Put Options Purchased

-5,300

100.0000

American Jan 17, 2020
Put Options Purchased

-8,400

130.0000

American Nov 15, 2019
Put Options Purchased

-22,500

105.0000

American Jan 17, 2020
Call Options Purchased

7,400

160.0000

American Sep 20, 2019
Call Options Purchased

2,800

170.0000

American Jan 17, 2020
Call Options Purchased

300

145.0000

American Jan 15, 2021
Call Options Purchased

100

180.0000

American Jan 15, 2021
Call Options Purchased

100

165.0000

American Feb 21, 2020
Call Options Written

-100

135.0000

American Jan 15, 2021
Call Options Written

-100

163.0000

American Sep 20, 2019
Call Options Written

-500

220.0000

American Jan 15, 2021
Call Options Written

-3,200

155.0000

American Sep 20, 2019
Call Options Written

-7,000

300.0000

American Jan 17, 2020
Call Options Written

-25,000

150.0000

American Jan 17, 2020
Put Options Written

45,200

140.0000

American Jun 19, 2020
Put Options Written

300

140.0000

American Sep 20, 2019
Put Options Purchased

-300

145.0000

American Nov 15, 2019
Put Options Purchased

-300

100.0000

American Nov 15, 2019
Put Options Purchased

-400

170.0000

American Nov 15, 2019
Put Options Purchased

-500

150.0000

American Jan 15, 2021
Put Options Purchased

-1,000

165.0000

American Sep 20, 2019
Put Options Purchased

-1,100

160.0000

American Dec 20, 2019
Put Options Purchased

-39,200

150.0000

American Nov 15, 2019
Call Options Purchased

4,600

190.0000

American Jan 17, 2020
Call Options Purchased

2,600

120.0000

American Jan 17, 2020
Call Options Purchased

900

115.0000

American Jan 17, 2020
Call Options Purchased

700

175.0000

American Nov 15, 2019
Call Options Purchased

200

185.0000

American Jun 19, 2020
Call Options Written

-100

120.0000

American Jan 15, 2021
Call Options Written

-100

240.0000

American Jan 17, 2020
Call Options Written

-200

140.0000

American Jun 19, 2020
Call Options Written

-600

205.0000

American Jan 17, 2020
Call Options Written

-1,200

195.0000

American Dec 20, 2019
Call Options Written

-1,500

270.0000

American Jan 17, 2020
Call Options Written

-1,700

225.0000

American Jan 17, 2020
Call Options Written

-4,300

155.0000

American Jan 17, 2020
Put Options Written

12,500

140.0000

American Jan 17, 2020
Put Options Written

7,000

120.0000

American Jun 19, 2020
Put Options Written

4,700

80.0000

American Jan 17, 2020
Put Options Written

3,100

115.0000

American Dec 20, 2019
Put Options Written

2,500

120.0000

American Feb 21, 2020
Put Options Written

2,000

115.0000

American Feb 21, 2020
Put Options Written

1,800

145.0000

American Jun 19, 2020
Put Options Written

100

140.0000

American Jan 15, 2021
Put Options Purchased

-100

150.0000

American Jun 19, 2020
Put Options Purchased

-100

85.0000

American Jan 17, 2020
Put Options Purchased

-300

160.0000

American Jan 15, 2021
Put Options Purchased

-400

115.0000

American Jan 17, 2020
Put Options Purchased

-600

120.0000

American Jan 15, 2021
Put Options Purchased

-800

175.0000

American Jan 17, 2020
Put Options Purchased

-2,300

90.0000

American Jan 15, 2021
Put Options Purchased

-3,300

160.0000

American Sep 20, 2019
Call Options Purchased

4,300

165.0000

American Jan 17, 2020
Call Options Purchased

4,000

160.0000

American Jan 15, 2021
Call Options Purchased

300

135.0000

American Jan 17, 2020
Call Options Written

-100

105.0000

American Jan 17, 2020
Call Options Written

-100

190.0000

American Sep 20, 2019
Call Options Written

-200

110.0000

American Jan 15, 2021
Call Options Written

-500

135.0000

American Dec 20, 2019
Call Options Written

-2,800

230.0000

American Jan 17, 2020
Call Options Written

-12,800

210.0000

American Jan 17, 2020
Call Options Written

-6,100

200.0000

American Jan 17, 2020
Call Options Written

-18,000

185.0000

American Jan 17, 2020
Put Options Written

27,300

150.0000

American Dec 20, 2019
Put Options Written

13,700

75.0000

American Jan 17, 2020
Put Options Written

200

145.0000

American Sep 20, 2019
Put Options Purchased

-100

175.0000

American Jan 15, 2021
Put Options Purchased

-600

110.0000

American Nov 15, 2019
Put Options Purchased

-103,100

130.0000

American Jan 17, 2020
Put Options Purchased

-3,600

80.0000

American Dec 20, 2019
Put Options Purchased

-19,700

95.0000

American Jan 17, 2020
Call Options Purchased

12,100

180.0000

American Nov 15, 2019
Call Options Purchased

3,500

135.0000

American Nov 15, 2019
Call Options Purchased

3,000

175.0000

American Feb 21, 2020
Call Options Purchased

800

180.0000

American Dec 20, 2019
Call Options Purchased

300

160.0000

American Dec 20, 2019
Call Options Purchased

100

150.0000

American Jan 15, 2021
Call Options Written

-100

215.0000

American Jan 17, 2020
Call Options Written

-1,000

175.0000

American Jan 15, 2021
Call Options Written

-4,500

150.0000

American Nov 15, 2019
Call Options Written

-9,100

170.0000

American Sep 20, 2019
Put Options Written

25,300

120.0000

American Nov 15, 2019
Put Options Written

20,000

170.0000

American Jan 15, 1919
Put Options Written

6,700

145.0000

American Jan 17, 2020
Put Options Written

1,300

90.0000

American Jan 17, 2020
Put Options Written

1,300

105.0000

American Nov 15, 2019
Put Options Written

900

135.0000

American Jan 17, 2020
Put Options Written

500

80.0000

American Nov 15, 2019
Put Options Written

200

120.0000

American Sep 20, 2019
Put Options Written

200

110.0000

American Sep 20, 2019
Put Options Purchased

-200

147.0000

American Sep 20, 2019
Put Options Purchased

-1,700

160.0000

American Nov 15, 2019
Call Options Purchased

4,500

145.0000

American Jan 17, 2020
Call Options Purchased

4,100

150.0000

American Jan 17, 2020
Call Options Purchased

1,100

180.0000

American Feb 21, 2020
Call Options Purchased

900

175.0000

American Jan 17, 2020
Call Options Purchased

200

165.0000

American Oct 18, 2019
Call Options Written

-100

195.0000

American Jan 17, 2020
Call Options Written

-600

250.0000

American Jan 15, 2021
Call Options Written

-600

110.0000

American Jan 17, 2020
Call Options Written

-1,500

140.0000

American Jan 15, 2021
Call Options Written

-2,000

130.0000

American Jan 17, 2020
Call Options Written

-4,500

260.0000

American Jan 17, 2020
Put Options Written

25,000

150.0000

American Jan 17, 2020
Put Options Written

20,000

170.0000

American Jan 17, 2020
Put Options Written

8,200

150.0000

American Sep 20, 2019
Put Options Written

7,600

150.0000

American Feb 21, 2020
Put Options Written

6,800

115.0000

American Nov 15, 2019
Put Options Written

3,600

125.0000

American Nov 15, 2019
Put Options Written

2,000

200.0000

American Dec 20, 2019
Put Options Written

1,600

155.0000

American Sep 20, 2019
Put Options Written

1,200

95.0000

American Dec 20, 2019
Put Options Written

700

145.0000

American Feb 21, 2020
Put Options Written

100

135.0000

American Sep 20, 2019

Notes

  1. Where there are open option positionsor open derivative positions (except for CFDs), full details should be given. Full detailsof any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetaryamounts, the currencymust be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.


a d v e r t i s e m e n t