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BARCLAYS PLC (AMGO)

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Friday 14 February, 2020

BARCLAYS PLC

Form 8.3 - AMIGO HOLDINGS PLC

Form 8.3 - AMIGO HOLDINGS PLC

BARCLAYS PLC

 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:

Barclays PLC.

   
(b) Owner or controller of interest and short

 

  positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose

AMIGO HOLDINGS PLC

  relevant securities this form relates:
(d) If an exempt fund manager connected with an

 

  offeror/offeree, state this and specify identity of
  offeror/offeree:
(e) Date position held/dealing undertaken:

13 February 2020

(f) In addition to the company in 1(c) above, is the discloser making 

NO

  disclosures in respect of any other party to the offer?

 

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: 0.25p ordinary    
 

Interests

Short Positions

 

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

and/or controlled:

4,212,824

0.89%

809,380

0.17%

 

 

 

 

 

(2)

Cash-settled derivatives:

 

 

 

 

 

788,284

0.17%

4,073,483

0.86%

 

 

 

 

 

(3)

Stock-settled derivatives (including options) 

 

 

 

 

and agreements to purchase/sell:

0

0.00%

0

0.00%

 

 

 

 

 

 

 

 

 

 

TOTAL:

5,001,108

1.05%

4,882,863

1.03%

 

 

 

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant

Purchase/sale

Number of

Price per unit

security

 

securities

 

0.25p ordinary

Purchase

737

0.5520   GBP

0.25p ordinary

Purchase

1,074

0.5500   GBP

0.25p ordinary

Purchase

2,727

0.5379   GBP

0.25p ordinary

Purchase

10,291

0.5597   GBP

0.25p ordinary

Purchase

32,229

0.5380   GBP

0.25p ordinary

Purchase

92,317

0.5441   GBP

0.25p ordinary

Sale

615

0.5464   GBP

0.25p ordinary

Sale

737

0.5520   GBP

0.25p ordinary

Sale

827

0.5580   GBP

0.25p ordinary

Sale

1,356

0.5521   GBP

0.25p ordinary

Sale

1,802

0.5500   GBP

0.25p ordinary

Sale

6,988

0.5565   GBP

0.25p ordinary

Sale

9,480

0.5460   GBP

0.25p ordinary

Sale

16,599

0.5380   GBP

0.25p ordinary

Sale

34,507

0.5514   GBP

0.25p ordinary

Sale

83,122

0.5398   GBP

(b) Cash-settled derivative transactions

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

 

reference

unit

security

 

 

securities

 

0.25p ordinary

  SWAP  

Long

121

0.5534   GBP

0.25p ordinary

  SWAP  

Long

1,580

0.5528   GBP

0.25p ordinary

  SWAP  

Long

1,802

0.5499   GBP

0.25p ordinary

  SWAP  

Long

8,433

0.5539   GBP

0.25p ordinary

  SWAP  

Long

14,492

0.5532   GBP

0.25p ordinary

  SWAP  

Long

16,599

0.5380   GBP

0.25p ordinary

  CFD  

Long

73,724

0.5379   GBP

0.25p ordinary

  SWAP  

Short

2,949

0.5459   GBP

0.25p ordinary

  SWAP  

Short

14,464

0.5607   GBP

0.25p ordinary

  SWAP  

Short

20,000

0.5610   GBP

0.25p ordinary

  SWAP  

Short

99,235

0.5380   GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached? NO 
Date of disclosure:

14 Feb 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.


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