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Barclays PLC (BARC)

  Print          Annual reports

Friday 01 July, 2022

Barclays PLC

Form 8.5 (EPT/NON-RI) Biffa plc Amendment

RNS Number : 0978R
Barclays PLC
01 July 2022
 

FORM 8.5 (EPT/NON-RI) Amendment to Sale

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

 

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

 

(OR WHERE RI STATUS IS NOT APPLICABLE)

 

Rule 8.5 of the Takeover Code (the "Code")

 

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose

BIFFA PLC


relevant securities this form relates:

(c)

Name of the party to the offer with which exempt

Energy Capital Partners, LLC


principal trader is connected


(d)

Date position held/dealing undertaken:

29 June 2022

(e)

In addition to the company in 1(b) above, is the exempt principal

NO

 



trader making disclosures in respect of any other party to the offer?




2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

1p ordinary




Interests

Short Positions


Number

(%)

Number

(%)

(1)

Relevant securities owned






and/or controlled:

10,221,284

3.34%

1,737,765

0.57%








(2)

Cash-settled derivatives:








1,548,334

0.51%

10,015,356

3.27%








(3)

Stock-settled derivatives (including options)






and agreements to purchase/sell:

0

0.00%

0

0.00%















TOTAL:


11,769,618

3.85%

11,753,121

3.84%








(b)

Rights to subscribe for new securities (including directors and other executive

 

options)

 






Class of relevant security in relation to


which subscription right exists

Details, including nature of the rights


concerned and relevant percentages:

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales





Class of relevant


Purchase/sale


Total number of


Highest price per unit

Lowest price per unit

security




securities


paid/received

paid/received

1p ordinary

Purchase

370,947

3.9025 GBP

3.8575 GBP

1p ordinary

Sale

105,593

3.8950 GBP

3.864 GBP

 

(b)

Cash-settled derivative transactions



Class of


Product


Nature of dealing


Number of

Price per

relevant


description




reference

unit

security






securities


1p ordinary

 SWAP

Decreasing Long

2,323

3.8771 GBP

1p ordinary

 SWAP

Decreasing Long

17,709

3.8795 GBP

1p ordinary

 SWAP

Decreasing Short

84

3.8639 GBP

1p ordinary

 SWAP

Decreasing Short

159

3.8730 GBP

1p ordinary

 SWAP

Decreasing Short

1,376

3.8741 GBP

1p ordinary

 SWAP

Decreasing Short

5,171

3.8776 GBP

1p ordinary

 SWAP

Decreasing Short

14,553

3.8791 GBP

1p ordinary

 SWAP

Decreasing Short

19,704

3.8683 GBP

1p ordinary

 SWAP

Increasing Short

18

3.8820 GBP

1p ordinary

 SWAP

Increasing Short

26

3.8900 GBP

1p ordinary

 SWAP

Increasing Short

31

3.8640 GBP

1p ordinary

 SWAP

Increasing Short

758

3.8689 GBP

1p ordinary

 SWAP

Increasing Short

849

3.8998 GBP

1p ordinary

 SWAP

Increasing Short

1,042

3.8985 GBP

1p ordinary

 SWAP

Increasing Short

3,286

3.8993 GBP

1p ordinary

 SWAP

Increasing Short

5,493

3.8728 GBP

1p ordinary

 SWAP

Increasing Short

5,630

3.8754 GBP

1p ordinary

 SWAP

Increasing Short

10,882

3.8832 GBP

1p ordinary

 SWAP

Increasing Short

11,485

3.8914 GBP

1p ordinary

 SWAP

Increasing Short

15,193

3.8732 GBP

1p ordinary

 SWAP

Increasing Short

19,044

3.8824 GBP

1p ordinary

 SWAP

Increasing Short

20,099

3.8679 GBP

1p ordinary

 SWAP

Increasing Short

23,226

3.8760 GBP

1p ordinary

 SWAP

Increasing Short

50,000

3.8950 GBP

1p ordinary

 SWAP

Increasing Short

232,265

3.9025 GBP

 

(c)

Stock-settled derivative transactions (including options)

 

(i)

Writing, selling, purchasing or varying

 



Class

Product

Writing,

Number

Exercise

Type

Expiry

Option

of

description

purchasing,

of

price


date

money

relevant


selling,

securities

per unit



paid/

security


varying etc

to which




received




option




per unit




relates





















(ii)

Exercising

 





Class of relevant

Product description

Exercising/ exercised against

Number of

Exercise price per

security




securities

unit














(d)

Other dealings (including subscribing for new securities)

 

Class of relevant


Nature of Dealings


Details

Price per unit (if


security




applicable)






4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

 


Details of any indemnity or option arrangement, or any agreement or understanding,

formal or informal, relating to relevant securities which may be an inducement to deal

or refrain from dealing entered into by the exempt principal trader making the disclosure and any party

to the offer or any person acting in concert with a party to the offer:


NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between

the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or


(ii)  the voting rights of future acquisition or disposal of any relevant securities to which

any derivative is referenced:






NONE

(c)

Attachments

 





Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

1 Jul 2022




Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213



 

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