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Barclays PLC (BARC)

  Print          Annual reports

Friday 27 May, 2022

Barclays PLC

Form 8.5 (EPT/NON-RI) LXi REIT plc

RNS Number : 0840N
Barclays PLC
27 May 2022
 

FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

 

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

 

(OR WHERE RI STATUS IS NOT APPLICABLE)

 

Rule 8.5 of the Takeover Code (the "Code")

 

1.

KEY INFORMATION

(a)

Name of exempt principal trader:


BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose

LXI REIT PLC


relevant securities this form relates:

(c)

Name of the party to the offer with which exempt

LXi REIT plc


principal trader is connected


(d)

Date position held/dealing undertaken:

26 May 2022

(e)

In addition to the company in 1(b) above, is the exempt principal

YES:

 



trader making disclosures in respect of any other party to the offer?

SECURE INCOME REIT PLC

2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

 

to which the disclosure relates following the dealing (if any)

 

 

Class of relevant security:

1p ordinary



 


Interests

Short Positions

 


Number

(%)

Number

(%)

 

(1)

Relevant securities owned





 


and/or controlled:

5,578,619

0.61%

2,245,786

0.25%

 








 

(2)

Cash-settled derivatives:





 




5,971,795

0.66%

4,075,645

0.45%

 








 

(3)

Stock-settled derivatives (including options)





 


and agreements to purchase/sell:

0

0.00%

0

0.00%

 








 







 


TOTAL:


11,550,414

1.27%

6,321,431

0.69%

 








 

(b)

Rights to subscribe for new securities (including directors and other executive

 

 

options)

 






 

Class of relevant security in relation to


 

which subscription right exists


 

Details, including nature of the rights


 

concerned and relevant percentages:

 

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales




Class of relevant


Purchase/sale


Total number of


Highest price per unit

Lowest price per unit

security




securities


paid/received

paid/received

1p ordinary

Purchase

536,721

1.4434 GBP

1.435 GBP

1p ordinary

Sale

291,939

1.4435 GBP

1.432 GBP

 

(b)

Cash-settled derivative transactions


Class of


Product


Nature of dealing


Number of

Price per

relevant


description




reference

unit

security






securities


1p ordinary

 SWAP

Decreasing Long

3,937

1.4351 GBP

1p ordinary

 SWAP

Decreasing Long

6,729

1.4435 GBP

1p ordinary

 SWAP

Decreasing Long

22,326

1.4406 GBP

1p ordinary

 SWAP

Decreasing Short

383

1.4378 GBP

1p ordinary

 SWAP

Decreasing Short

32,158

1.4373 GBP

1p ordinary

 SWAP

Increasing Long

1,221

1.4440 GBP

1p ordinary

 SWAP

Increasing Long

3,136

1.4415 GBP

1p ordinary

 SWAP

Increasing Long

7,133

1.4401 GBP

1p ordinary

 SWAP

Increasing Long

8,689

1.4339 GBP

1p ordinary

 SWAP

Increasing Long

13,110

1.4414 GBP

1p ordinary

 SWAP

Increasing Long

18,198

1.4387 GBP

1p ordinary

 SWAP

Increasing Long

18,998

1.4388 GBP

1p ordinary

 SWAP

Increasing Long

33,228

1.4398 GBP

1p ordinary

 SWAP

Increasing Short

162

1.4320 GBP

1p ordinary

 SWAP

Increasing Short

1,777

1.4370 GBP

1p ordinary

 CFD

Increasing Short

2,974

1.4368 GBP

1p ordinary

 CFD

Increasing Short

9,310

1.4410 GBP

1p ordinary

 CFD

Increasing Short

11,302

1.4367 GBP

1p ordinary

 CFD

Increasing Short

33,996

1.4397 GBP

1p ordinary

 CFD

Increasing Short

36,640

1.4357 GBP

1p ordinary

 CFD

Increasing Short

58,011

1.4418 GBP

1p ordinary

 SWAP

Increasing Short

297,000

1.4389 GBP

 

(c)

Stock-settled derivative transactions (including options)

(i)

Writing, selling, purchasing or varying

 

Class

Product

Writing,

Number

Exercise

Type

Expiry

Option

of

description

purchasing,

of

price


date

money

relevant


selling,

securities

per unit



paid/

security


varying etc

to which




received




option




per unit




relates





















(ii)

Exercising

 




Class of relevant

Product description

Exercising/ exercised against

Number of

Exercise price per

security




securities

unit














(d)

Other dealings (including subscribing for new securities)

Class of relevant


Nature of Dealings


Details

Price per unit (if


security




applicable)






4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding,

formal or informal, relating to relevant securities which may be an inducement to deal

or refrain from dealing entered into by the exempt principal trader making the disclosure and any party

to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between

the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii)  the voting rights of future acquisition or disposal of any relevant securities to which

any derivative is referenced:




NONE

(c)

Attachments

 




Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

27 May 2022




Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213



 

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