Friday 01 July, 2022
Barclays PLC
Form 8.5 (EPT/NON-RI) Shaftesbury plc
RNS Number : 0727R
Barclays PLC
01 July 2022
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FORM 8.5 (EPT/NON-RI)
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
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EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
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(OR WHERE RI STATUS IS NOT APPLICABLE)
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Rule 8.5 of the Takeover Code (the "Code")
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1.
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KEY INFORMATION
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(a)
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Name of exempt principal trader:
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BARCLAYS CAPITAL SECURITIES LTD
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(b)
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Name of offeror/offeree in relation to whose
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SHAFTESBURY PLC
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relevant securities this form relates:
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(c)
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Name of the party to the offer with which exempt
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Capital & Counties Properties plc
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principal trader is connected
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(d)
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Date position held/dealing undertaken:
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30 June 2022
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(e)
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In addition to the company in 1(b) above, is the exempt principal
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YES:
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trader making disclosures in respect of any other party to the offer?
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CAPITAL & COUNTIES PROPERTIES PLC
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2.
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POSITIONS OF THE EXEMPT PRINCIPAL TRADER
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(a)
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Interests and short positions in the relevant securities of the offeror or offeree
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to which the disclosure relates following the dealing (if any)
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Class of relevant security:
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25p ordinary
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Interests
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Short Positions
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Number
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(%)
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Number
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(%)
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(1)
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Relevant securities owned
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and/or controlled:
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743,101
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0.19%
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2,115,685
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0.55%
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(2)
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Cash-settled derivatives:
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4,619,991
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1.20%
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622,302
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0.16%
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(3)
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Stock-settled derivatives (including options)
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and agreements to purchase/sell:
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456097.65
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0.12%
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0
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0.00%
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TOTAL:
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5,819,190
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1.51%
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2,737,987
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0.71%
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(b)
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Rights to subscribe for new securities (including directors and other executive
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options)
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Class of relevant security in relation to
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which subscription right exists
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Details, including nature of the rights
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concerned and relevant percentages:
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3.
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DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
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(a)
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Purchases and sales
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Class of relevant
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Purchase/sale
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Total number of
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Highest price per unit
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Lowest price per unit
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security
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securities
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paid/received
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paid/received
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25p ordinary
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Purchase
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228,629
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5.3500 GBP
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5.2025 GBP
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25p ordinary
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Sale
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40,655
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5.3450 GBP
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5.2292 GBP
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(b)
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Cash-settled derivative transactions
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Class of
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Product
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Nature of dealing
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Number of
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Price per
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relevant
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description
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reference
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unit
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security
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securities
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25p ordinary
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SWAP
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Decreasing Long
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1,000
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5.2994 GBP
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25p ordinary
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SWAP
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Decreasing Long
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3,990
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5.2933 GBP
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25p ordinary
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SWAP
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Increasing Long
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1,811
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5.2175 GBP
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25p ordinary
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SWAP
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Increasing Long
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1,879
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5.3257 GBP
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25p ordinary
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SWAP
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Increasing Long
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2,021
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5.2601 GBP
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25p ordinary
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SWAP
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Increasing Long
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2,335
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5.2965 GBP
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25p ordinary
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SWAP
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Increasing Long
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5,506
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5.3201 GBP
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25p ordinary
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SWAP
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Increasing Long
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5,803
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5.2199 GBP
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25p ordinary
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SWAP
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Increasing Long
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8,596
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5.2218 GBP
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25p ordinary
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SWAP
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Increasing Short
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1,467
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5.3074 GBP
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25p ordinary
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SWAP
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Increasing Short
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2,018
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5.3081 GBP
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25p ordinary
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SWAP
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Increasing Short
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3,529
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5.3060 GBP
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25p ordinary
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SWAP
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Increasing Short
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3,567
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5.2609 GBP
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25p ordinary
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SWAP
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Increasing Short
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4,049
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5.2949 GBP
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25p ordinary
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SWAP
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Increasing Short
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4,343
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5.2918 GBP
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25p ordinary
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SWAP
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Increasing Short
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4,962
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5.2916 GBP
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25p ordinary
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SWAP
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Increasing Short
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6,565
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5.2869 GBP
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25p ordinary
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SWAP
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Increasing Short
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6,817
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5.2473 GBP
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25p ordinary
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SWAP
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Increasing Short
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11,637
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5.2590 GBP
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25p ordinary
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SWAP
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Increasing Short
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13,350
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5.2243 GBP
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25p ordinary
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SWAP
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Increasing Short
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15,605
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5.2995 GBP
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25p ordinary
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SWAP
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Increasing Short
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16,267
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5.2651 GBP
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25p ordinary
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SWAP
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Increasing Short
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16,791
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5.2835 GBP
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25p ordinary
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SWAP
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Increasing Short
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26,374
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5.2204 GBP
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25p ordinary
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CFD
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Opening Short
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145
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5.3845 GBP
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25p ordinary
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CFD
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Opening Short
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1,666
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5.3695 GBP
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25p ordinary
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CFD
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Opening Short
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3,505
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5.2202 GBP
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25p ordinary
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CFD
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Opening Short
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64,470
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5.2204 GBP
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(c)
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Stock-settled derivative transactions (including options)
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(i)
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Writing, selling, purchasing or varying
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Class
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Product
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Writing,
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Number
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Exercise
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Type
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Expiry
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Option
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of
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description
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purchasing,
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of
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price
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date
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money
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relevant
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selling,
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securities
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per unit
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paid/
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security
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varying etc
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to which
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received
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option
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per unit
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relates
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(ii)
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Exercising
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Class of relevant
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Product description
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Exercising/ exercised against
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Number of
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Exercise price per
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security
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securities
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unit
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(d)
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Other dealings (including subscribing for new securities)
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Class of relevant
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Nature of Dealings
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Details
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Price per unit (if
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security
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applicable)
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4.
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OTHER INFORMATION
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(a)
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Indemnity and other dealings arrangements
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Details of any indemnity or option arrangement, or any agreement or understanding,
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formal or informal, relating to relevant securities which may be an inducement to deal
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party
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to the offer or any person acting in concert with a party to the offer:
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NONE
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(b)
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Agreements, arrangements or understandings relating to options or derivatives
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Details of any agreement, arrangement or understanding, formal or informal, between
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the exempt principal trader making the disclosure and any other person relating to:
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(i) the voting rights of any relevant securities under any option; or
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which
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any derivative is referenced:
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NONE
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(c)
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Attachments
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Is a Supplemental Form 8 (Open Positions) attached?
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YES
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Date of disclosure:
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1 Jul 2022
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Contact name:
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Large Holdings Regulatory Operations
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Telephone number:
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020 3134 7213
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SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
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DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
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PURCHASE OR SELL ETC.
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Note 5(i) on Rule 8 of the Takeover Code (the "Code")
|
|
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1.
|
KEY INFORMATION
|
|
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Identity of the person whose positions/dealings
|
BARCLAYS CAPITAL SECURITIES LTD
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|
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are being disclosed:
|
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Name of offeror/offeree in relation to whose
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SHAFTESBURY PLC
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|
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relevant securities this from relates:
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2.
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OPTIONS AND DERIVATIVES
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Class
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Product
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Writing,
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Number
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Exercise
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Type
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Expiry
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of
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description
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purchasing,
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of
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price
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date
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relevant
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selling,
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securities
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per unit
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security
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varying etc
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to which
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option
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relates
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|
|
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25p ordinary
|
Exchangeable Bond
|
Long
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456097.65
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n/a
|
n/a
|
30 Mar 2026
|
|
|
3.
|
AGREEMENTS TO PURCHASE OR SELL ETC.
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Full details should be given so that the nature of the interest or position can be fully
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understood:
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