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Barclays PLC (BARC)

  Print          Annual reports

Friday 20 May, 2022

Barclays PLC

Form 8.5 (EPT/NON-RI)Secure Income REIT plc

RNS Number : 2646M
Barclays PLC
20 May 2022
 

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose

SECURE INCOME REIT PLC


relevant securities this form relates:

(c)

Name of the party to the offer with which exempt

LXi REIT plc


principal trader is connected


(d)

Date position held/dealing undertaken:

19 May 2022

(e)

In addition to the company in 1(b) above, is the exempt principal

YES:

 



trader making disclosures in respect of any other party to the offer?

LXI REIT PLC


2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

10p ordinary




Interests

Short Positions


Number

(%)

Number

(%)

(1)

Relevant securities owned






and/or controlled:

1,047,100

0.32%

73,754

0.02%








(2)

Cash-settled derivatives:








405,011

0.12%

1,034,223

0.32%








(3)

Stock-settled derivatives (including options)






and agreements to purchase/sell:

0

0.00%

0

0.00%















TOTAL:


1,452,111

0.45%

1,107,977

0.34%








(b)

Rights to subscribe for new securities (including directors and other executive

 

options)

 






Class of relevant security in relation to


which subscription right exists


Details, including nature of the rights


concerned and relevant percentages:

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales



Class of relevant


Purchase/sale


Total number of


Highest price per unit

Lowest price per unit

security




securities


paid/received

paid/received

10p ordinary

Purchase

37,623

4.6050 GBP

4.5317 GBP

10p ordinary

Sale

37,035

4.6050 GBP

4.5175 GBP

 

(b)

Cash-settled derivative transactions

Class of


Product


Nature of dealing


Number of

Price per

relevant


description




reference

unit

security






securities


10p ordinary

 CFD

Decreasing Short

2,124

4.5553 GBP

10p ordinary

 CFD

Decreasing Short

3,921

4.5943 GBP

10p ordinary

 CFD

Decreasing Short

6,022

4.5821 GBP

10p ordinary

 CFD

Decreasing Short

7,502

4.5488 GBP

10p ordinary

 SWAP

Increasing Short

1,251

4.5587 GBP

10p ordinary

 SWAP

Increasing Short

1,914

4.5586 GBP

 

(c)

Stock-settled derivative transactions (including options)

(i)

Writing, selling, purchasing or varying

Class

Product

Writing,

Number

Exercise

Type

Expiry

Option

of

description

purchasing,

of

price


date

money

relevant


selling,

securities

per unit



paid/

security


varying etc

to which




received




option




per unit




relates





















(ii)

Exercising

 




Class of relevant

Product description

Exercising/ exercised against

Number of

Exercise price per

security




securities

unit














(d)

Other dealings (including subscribing for new securities)

Class of relevant


Nature of Dealings


Details

Price per unit (if


security




applicable)






4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding,

formal or informal, relating to relevant securities which may be an inducement to deal

or refrain from dealing entered into by the exempt principal trader making the disclosure and any party

to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between

the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii)  the voting rights of future acquisition or disposal of any relevant securities to which

any derivative is referenced:




NONE

(c)

Attachments

 



Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

20 May 2022




Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213



 

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO

PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1.

KEY INFORMATION

Identity of the person whose positions/dealings

BARCLAYS CAPITAL SECURITIES LTD

are being disclosed:

Name of offeror/offeree in relation to whose

SECURE INCOME REIT PLC

relevant securities this from relates:

2.

OPTIONS AND DERIVATIVES

Class


Product

Writing,

Number

Exercise

Type

Expiry

of


description

purchasing,

of

price


date

relevant



selling,

securities

per unit



security



varying etc

to which








option








relates




10p ordinary

Call Options

 Purchased

75,000

4.2516

European

16 Jun 2022

3.

AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully

understood:






 

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