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BARCLAYS PLC (NEX)

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Tuesday 19 October, 2021

BARCLAYS PLC

Form 8.3 - NATIONAL EXPRESS GROUP PLC

Form 8.3 - NATIONAL EXPRESS GROUP PLC

BARCLAYS PLC

 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser: Barclays PLC.
 
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose NATIONAL EXPRESS GROUP PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 18 October 2021
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? STAGECOACH GROUP PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: 5p ordinary
Interests Short Positions
Number (%) Number (%)

(1)

Relevant securities owned

 

 

 

 

and/or controlled:

1,617,451

0.26%

5,093,706

0.83%

 

 

 

 

(2)

Cash-settled derivatives:

 

 

 

 

4,668,360

0.76%

1,328,349

0.22%

 

 

 

 

(3)

Stock-settled derivatives (including options)

 

 

 

 

and agreements to purchase/sell:

0

0.00%

0

0.00%

 

 

 

 

 

 

 

 

TOTAL:

6,285,811

1.02%

6,422,055

1.05%

 

 

 

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant Purchase/sale Number of Price per unit
security securities

5p ordinary

Purchase

90

2.2660 GBP

5p ordinary

Purchase

257

2.2760 GBP

5p ordinary

Purchase

387

2.2766 GBP

5p ordinary

Purchase

517

2.2820 GBP

5p ordinary

Purchase

727

2.2780 GBP

5p ordinary

Purchase

819

2.2870 GBP

5p ordinary

Purchase

1,171

2.2814 GBP

5p ordinary

Purchase

3,360

2.2693 GBP

5p ordinary

Purchase

3,912

2.2763 GBP

5p ordinary

Purchase

4,330

2.2909 GBP

5p ordinary

Purchase

5,593

2.2801 GBP

5p ordinary

Purchase

7,142

2.3064 GBP

5p ordinary

Purchase

8,096

2.2979 GBP

5p ordinary

Purchase

8,545

2.2779 GBP

5p ordinary

Purchase

11,599

2.2863 GBP

5p ordinary

Purchase

13,067

2.2902 GBP

5p ordinary

Purchase

14,599

2.2810 GBP

5p ordinary

Purchase

18,431

2.2783 GBP

5p ordinary

Purchase

27,376

2.2831 GBP

5p ordinary

Purchase

30,722

2.2753 GBP

5p ordinary

Purchase

38,035

2.2720 GBP

5p ordinary

Sale

169

2.2789 GBP

5p ordinary

Sale

186

2.2941 GBP

5p ordinary

Sale

257

2.2760 GBP

5p ordinary

Sale

406

2.2762 GBP

5p ordinary

Sale

517

2.2702 GBP

5p ordinary

Sale

517

2.3520 GBP

5p ordinary

Sale

1,034

2.2862 GBP

5p ordinary

Sale

2,186

2.2860 GBP

5p ordinary

Sale

2,556

2.2888 GBP

5p ordinary

Sale

3,005

2.2720 GBP

5p ordinary

Sale

3,118

2.2721 GBP

5p ordinary

Sale

3,311

2.2854 GBP

5p ordinary

Sale

3,870

2.2830 GBP

5p ordinary

Sale

4,217

2.3113 GBP

5p ordinary

Sale

7,141

2.2896 GBP

5p ordinary

Sale

7,475

2.2600 GBP

5p ordinary

Sale

18,198

2.2866 GBP

5p ordinary

Sale

22,286

2.2783 GBP

5p ordinary

Sale

24,397

2.2850 GBP

5p ordinary

Sale

29,663

2.2809 GBP

5p ordinary

Sale

95,527

2.2846 GBP

(b) Cash-settled derivative transactions

Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities

5p ordinary

SWAP

Long

38

2.2939 GBP

5p ordinary

SWAP

Long

148

2.2942 GBP

5p ordinary

SWAP

Long

200

2.2769 GBP

5p ordinary

CFD

Long

3,005

2.2720 GBP

5p ordinary

SWAP

Long

4,819

2.2803 GBP

5p ordinary

CFD

Long

11,192

2.3170 GBP

5p ordinary

SWAP

Long

26,265

2.2830 GBP

5p ordinary

SWAP

Long

32,734

2.2814 GBP

5p ordinary

SWAP

Long

46,173

2.2827 GBP

5p ordinary

SWAP

Short

90

2.2660 GBP

5p ordinary

SWAP

Short

1,625

2.2870 GBP

5p ordinary

SWAP

Short

2,904

2.3123 GBP

5p ordinary

SWAP

Short

3,457

2.2942 GBP

5p ordinary

SWAP

Short

4,238

2.3024 GBP

5p ordinary

SWAP

Short

6,831

2.2774 GBP

5p ordinary

SWAP

Short

8,604

2.2737 GBP

5p ordinary

SWAP

Short

13,721

2.2720 GBP

5p ordinary

CFD

Short

20,766

2.2850 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 19 Oct 2021
Contact name: Large Holdings Regulatory Operations
Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.


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