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BARCLAYS PLC (NEX)

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Wednesday 24 November, 2021

BARCLAYS PLC

Form 8.3 - National Express Group plc

Form 8.3 - National Express Group plc

BARCLAYS PLC

 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser: Barclays PLC.
 
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose NATIONAL EXPRESS GROUP PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 23 November 2021
(f) In addition to the company in 1(c) above, is the discloser making

YES:

disclosures in respect of any other party to the offer? STAGECOACH GROUP PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

5p ordinary

 

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

and/or controlled:

921,152

0.15%

6,674,141

1.09%

 

 

 

 

(2)

Cash-settled derivatives:

 

 

 

 

6,384,820

1.04%

757,344

0.12%

 

 

 

 

(3)

Stock-settled derivatives (including options)

 

 

 

 

and agreements to purchase/sell:

0

0.00%

0

0.00%

 

 

 

 

 

 

 

 

TOTAL:

7,305,972

1.19%

7,431,485

1.21%

 

 

 

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant Purchase/sale

Number of

Price per unit

security

securities

 

5p ordinary Purchase

43

2.1773 GBP

5p ordinary Purchase

218

2.2229 GBP

5p ordinary Purchase

855

2.1977 GBP

5p ordinary Purchase

940

2.1806 GBP

5p ordinary Purchase

1,235

2.2039 GBP

5p ordinary Purchase

1,239

2.1827 GBP

5p ordinary Purchase

1,417

2.1855 GBP

5p ordinary Purchase

2,540

2.2198 GBP

5p ordinary Purchase

3,145

2.1833 GBP

5p ordinary Purchase

3,280

2.2080 GBP

5p ordinary Purchase

3,415

2.1868 GBP

5p ordinary Purchase

4,824

2.1861 GBP

5p ordinary Purchase

5,330

2.2062 GBP

5p ordinary Purchase

5,489

2.1728 GBP

5p ordinary Purchase

6,595

2.1825 GBP

5p ordinary Purchase

6,693

2.1760 GBP

5p ordinary Purchase

7,491

2.2032 GBP

5p ordinary Purchase

9,657

2.2060 GBP

5p ordinary Purchase

19,218

2.1960 GBP

5p ordinary Purchase

22,930

2.2058 GBP

5p ordinary Purchase

70,441

2.2038 GBP

5p ordinary Sale

207

2.1800 GBP

5p ordinary Sale

210

2.1960 GBP

5p ordinary Sale

218

2.2230 GBP

5p ordinary Sale

901

2.1852 GBP

5p ordinary Sale

942

2.1849 GBP

5p ordinary Sale

1,019

2.1760 GBP

5p ordinary Sale

1,587

2.2017 GBP

5p ordinary Sale

1,779

2.1931 GBP

5p ordinary Sale

2,097

2.1740 GBP

5p ordinary Sale

3,564

2.1989 GBP

5p ordinary Sale

6,772

2.1860 GBP

5p ordinary Sale

9,808

2.1799 GBP

5p ordinary Sale

16,751

2.1801 GBP

5p ordinary Sale

22,930

2.2060 GBP

5p ordinary Sale

66,338

2.1995 GBP

(b) Cash-settled derivative transactions

Class of

Product Nature of dealing

Number of

Price per

relevant

description

reference

unit

security

securities

 

5p ordinary

SWAP Long

104

2.1800 GBP

5p ordinary

SWAP Long

119

2.1798 GBP

5p ordinary

CFD Long

210

2.1960 GBP

5p ordinary

SWAP Long

365

2.1900 GBP

5p ordinary

SWAP Long

536

2.1819 GBP

5p ordinary

SWAP Long

942

2.1849 GBP

5p ordinary

SWAP Long

1,587

2.2017 GBP

5p ordinary

SWAP Long

6,772

2.1860 GBP

5p ordinary

SWAP Long

18,744

2.1794 GBP

5p ordinary

SWAP Long

66,338

2.1995 GBP

5p ordinary

SWAP Short

5

2.1772 GBP

5p ordinary

SWAP Short

38

2.1773 GBP

5p ordinary

SWAP Short

100

2.1940 GBP

5p ordinary

SWAP Short

107

2.1978 GBP

5p ordinary

SWAP Short

748

2.1977 GBP

5p ordinary

SWAP Short

1,235

2.2039 GBP

5p ordinary

SWAP Short

1,417

2.1855 GBP

5p ordinary

SWAP Short

2,565

2.2087 GBP

5p ordinary

SWAP Short

3,415

2.1868 GBP

5p ordinary

SWAP Short

5,343

2.1877 GBP

5p ordinary

CFD Short

6,250

2.2060 GBP

5p ordinary

SWAP Short

13,875

2.1991 GBP

5p ordinary

CFD Short

19,117

2.1799 GBP

5p ordinary

SWAP Short

22,954

2.2038 GBP

5p ordinary

SWAP Short

23,877

2.2069 GBP

5p ordinary

SWAP Short

39,586

2.2032 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 24 Nov 2021
Contact name: Large Holdings Regulatory Operations
Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.


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