Information  X 
Enter a valid email address

BARCLAYS PLC (SIG)

  Print      Mail a friend

Tuesday 23 February, 2021

BARCLAYS PLC

Form 8.3 - SIGNATURE AVIATION PLC

Form 8.3 - SIGNATURE AVIATION PLC

BARCLAYS PLC

 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser: Barclays PLC.
 
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose SIGNATURE AVIATION PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken:

22 February 2021

(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: 37p ordinary
Interests Short Positions
Number (%) Number (%)

(1)

Relevant securities owned
and/or controlled:

9,113,301

1.10%

866,343

0.10%

 

 

 

 

(2)

Cash-settled derivatives:

 

 

 

 

616,333

0.07%

8,197,006

0.99%

 

 

 

 

(3)

Stock-settled derivatives (including options)

 

 

 

 

and agreements to purchase/sell:

0

0.00%

0

0.00%

 

 

 

 

 

 

 

 

TOTAL:

9,729,634

1.17%

9,063,349

1.09%

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant Purchase/sale Number of Price per unit
security securities

37p ordinary

Purchase

743

3.9720 GBP

37p ordinary

Purchase

1,238

3.9660 GBP

37p ordinary

Purchase

1,261

3.9726 GBP

37p ordinary

Purchase

1,302

3.9550 GBP

37p ordinary

Purchase

1,332

3.9715 GBP

37p ordinary

Purchase

2,452

3.9738 GBP

37p ordinary

Purchase

5,300

3.9640 GBP

37p ordinary

Purchase

15,743

3.9548 GBP

37p ordinary

Purchase

34,000

3.9705 GBP

37p ordinary

Purchase

77,604

3.9615 GBP

37p ordinary

Purchase

78,257

3.9633 GBP

37p ordinary

Sale

509

3.9910 GBP

37p ordinary

Sale

727

3.9675 GBP

37p ordinary

Sale

759

3.9610 GBP

37p ordinary

Sale

835

3.9650 GBP

37p ordinary

Sale

2,647

3.9691 GBP

37p ordinary

Sale

2,700

3.9701 GBP

37p ordinary

Sale

3,268

3.9790 GBP

37p ordinary

Sale

3,552

3.9715 GBP

37p ordinary

Sale

3,861

3.9682 GBP

37p ordinary

Sale

3,957

3.9668 GBP

37p ordinary

Sale

4,286

3.9674 GBP

37p ordinary

Sale

5,300

3.9641 GBP

37p ordinary

Sale

6,035

3.9640 GBP

37p ordinary

Sale

6,429

3.9669 GBP

37p ordinary

Sale

15,760

3.9550 GBP

37p ordinary

Sale

16,931

3.9561 GBP

37p ordinary

Sale

25,940

3.9620 GBP

37p ordinary

Sale

41,109

3.9600 GBP

37p ordinary

Sale

45,919

3.9726 GBP

(b) Cash-settled derivative transactions

Class of

Product Nature of dealing Number of Price per

relevant

description reference unit

security

securities

37p ordinary

SWAP

Long

1,583

3.9733 GBP

37p ordinary

CFD

Long

1,697

3.9774 GBP

37p ordinary

SWAP

Long

7,851

3.9550 GBP

37p ordinary

SWAP

Long

8,015

3.9699 GBP

37p ordinary

SWAP

Long

19,474

3.9679 GBP

37p ordinary

SWAP

Long

23,719

3.9757 GBP

37p ordinary

SWAP

Short

298

3.9552 GBP

37p ordinary

SWAP

Short

1,222

3.9712 GBP

37p ordinary

SWAP

Short

3,524

3.9721 GBP

37p ordinary

CFD

Short

9,109

3.9703 GBP

37p ordinary

SWAP

Short

32,178

3.9715 GBP

37p ordinary

SWAP

Short

37,918

3.9550 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure:

23 Feb 2021

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.


a d v e r t i s e m e n t