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BARCLAYS PLC (0OLN)

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Friday 26 February, 2021

BARCLAYS PLC

Form 8.3 - Dialog Semiconductor plc - Amendment

Form 8.3 - Dialog Semiconductor plc - Amendment

BARCLAYS PLC

 

FORM 8.3 - Amendment to Sales

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser: Barclays PLC.
 
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose DIALOG SEMICONDUCTOR PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken:

23 February 2021

(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

10p ordinary

 

 

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

and/or controlled:

991,397

1.29%

126,393

0.16%

 

 

 

 

(2)

Cash-settled derivatives:

 

 

 

 

95,500

0.12%

753,371

0.98%

 

 

 

 

(3)

Stock-settled derivatives (including options)

 

 

 

 

and agreements to purchase/sell:

0

0.00%

0

0.00%

 

 

 

 

 

 

 

 

TOTAL:

1,086,897

1.42%

879,764

1.15%

 

 

 

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant Purchase/sale

Number of

Price per unit
security

securities

10p ordinary Purchase

14

64.6800 EUR
10p ordinary Purchase

26

64.7200 EUR
10p ordinary Purchase

175

64.5832 EUR
10p ordinary Purchase

408

64.6200 EUR
10p ordinary Purchase

415

64.6000 EUR
10p ordinary Purchase

475

64.4900 EUR
10p ordinary Purchase

748

64.6079 EUR
10p ordinary Purchase

764

64.5838 EUR
10p ordinary Purchase

811

64.4426 EUR
10p ordinary Purchase

871

64.7635 EUR
10p ordinary Purchase

911

64.5815 EUR
10p ordinary Purchase

1,130

64.5981 EUR
10p ordinary Purchase

1,520

64.6282 EUR
10p ordinary Purchase

1,540

64.6150 EUR
10p ordinary Purchase

2,021

64.5529 EUR
10p ordinary Purchase

2,580

64.5816 EUR
10p ordinary Purchase

4,792

64.5782 EUR
10p ordinary Purchase

5,783

64.4400 EUR
10p ordinary Purchase

6,004

64.6385 EUR
10p ordinary Purchase

6,025

64.6171 EUR
10p ordinary Purchase

7,986

64.7068 EUR
10p ordinary Purchase

15,662

64.6845 EUR
10p ordinary Purchase

17,863

64.5837 EUR
10p ordinary Purchase

18,657

64.7400 EUR
10p ordinary Sale

174

64.9235 EUR
10p ordinary Sale

421

64.7739 EUR
10p ordinary Sale

490

64.6000 EUR
10p ordinary Sale

527

64.7302 EUR
10p ordinary Sale

741

64.4400 EUR
10p ordinary Sale

926

64.5754 EUR
10p ordinary Sale

4,198

64.4553 EUR
10p ordinary Sale

6,191

64.6530 EUR
10p ordinary Sale

6,795

64.6910 EUR
10p ordinary Sale

10,666

64.7211 EUR
10p ordinary Sale

25,000

64.5988 EUR
10p ordinary Sale

30,118

64.7397 EUR

(b) Cash-settled derivative transactions

Class of

Product Nature of dealing

Number of

Price per

relevant

description

reference

unit

security

securities

10p ordinary

CFD Long

1

64.5700 EUR

10p ordinary

CFD Long

32

64.5753 EUR

10p ordinary

SWAP Long

43

64.4400 EUR

10p ordinary

CFD Long

527

64.7302 EUR

10p ordinary

CFD Long

893

64.5754 EUR

10p ordinary

SWAP Long

923

64.6753 EUR

10p ordinary

CFD Long

22,709

64.6889 EUR

10p ordinary

CFD Short

871

64.7635 EUR

10p ordinary

CFD Short

4,754

64.6085 EUR

10p ordinary

SWAP Short

5,783

64.4400 EUR

10p ordinary

CFD Short

15,662

64.6845 EUR

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

26 Feb 2021

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose DIALOG SEMICONDUCTOR PLC
relevant securities this from relates:

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class

Product

Writing,

Number

Exercise

Type Expiry

of

description

purchasing,

of

price

date

relevant

selling,

securities

per unit

security

varying etc

to which

 

 

 

option

 

 

 

relates

 

10p ordinary

Call Options

Purchased

18,517

53.1888

European 26 Feb 2021

10p ordinary

Call Options

Purchased

19,361

53.6607

European 12 Mar 2021

10p ordinary

Call Options

Purchased

22,020

69.0099

European 30 Apr 2021

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.


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