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BARCLAYS PLC (0OLN)

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Thursday 25 February, 2021

BARCLAYS PLC

FORM 8.3 - DIALOG SEMICONDUCTOR PLC

FORM 8.3 - DIALOG SEMICONDUCTOR PLC

BARCLAYS PLC

 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser: Barclays PLC.
 
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose DIALOG SEMICONDUCTOR PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken:

24 February 2021

(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: 10p ordinary
Interests Short Positions
Number (%) Number (%)

(1)

Relevant securities owned
and/or controlled:

987,185

1.29%

128,608

0.17%

 

(2)

Cash-settled derivatives:

96,020

0.13%

773,487

1.01%

 

(3)

Stock-settled derivatives (including options)
and agreements to purchase/sell:

0

0.00%

0

0.00%

 
 
TOTAL:

1,083,205

1.41%

902,095

1.18%

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant

Purchase/sale

Number of

Price per unit

security

 

securities

 

10p ordinary

Purchase

10

64.3600 EUR

10p ordinary

Purchase

27

64.5000 EUR

10p ordinary

Purchase

48

64.3625 EUR

10p ordinary

Purchase

56

64.4100 EUR

10p ordinary

Purchase

58

64.3500 EUR

10p ordinary

Purchase

91

64.5503 EUR

10p ordinary

Purchase

131

64.5100 EUR

10p ordinary

Purchase

163

64.3398 EUR

10p ordinary

Purchase

388

64.4747 EUR

10p ordinary

Purchase

491

64.5582 EUR

10p ordinary

Purchase

558

64.4875 EUR

10p ordinary

Purchase

695

64.4549 EUR

10p ordinary

Purchase

727

64.4683 EUR

10p ordinary

Purchase

761

64.5141 EUR

10p ordinary

Purchase

1,184

64.5200 EUR

10p ordinary

Purchase

1,252

64.5150 EUR

10p ordinary

Purchase

2,211

64.5547 EUR

10p ordinary

Purchase

2,391

64.5454 EUR

10p ordinary

Purchase

3,060

64.4760 EUR

10p ordinary

Purchase

3,422

64.4809 EUR

10p ordinary

Purchase

4,134

64.2800 EUR

10p ordinary

Purchase

8,367

64.3658 EUR

10p ordinary

Purchase

13,484

64.4911 EUR

10p ordinary

Sale

12

64.4600 EUR

10p ordinary

Sale

15

64.4000 EUR

10p ordinary

Sale

37

64.5600 EUR

10p ordinary

Sale

56

64.4100 EUR

10p ordinary

Sale

320

64.4809 EUR

10p ordinary

Sale

438

64.3210 EUR

10p ordinary

Sale

440

64.4562 EUR

10p ordinary

Sale

502

64.5000 EUR

10p ordinary

Sale

562

64.4836 EUR

10p ordinary

Sale

854

64.4238 EUR

10p ordinary

Sale

886

64.4983 EUR

10p ordinary

Sale

1,152

64.4872 EUR

10p ordinary

Sale

1,403

64.2800 EUR

10p ordinary

Sale

1,474

64.4215 EUR

10p ordinary

Sale

1,566

64.4420 EUR

10p ordinary

Sale

2,721

64.5027 EUR

10p ordinary

Sale

5,767

64.4083 EUR

(b) Cash-settled derivative transactions

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

 

reference

unit

security

 

 

securities

 

10p ordinary

CFD

Long

3

64.4200 EUR

10p ordinary

CFD

Long

36

64.4216 EUR

10p ordinary

SWAP

Long

520

64.2800 EUR

10p ordinary

SWAP

Long

617

64.4964 EUR

10p ordinary

CFD

Long

854

64.4238 EUR

10p ordinary

CFD

Long

1,435

64.4215 EUR

10p ordinary

CFD

Long

1,566

64.4420 EUR

10p ordinary

CFD

Short

697

64.2848 EUR

10p ordinary

CFD

Short

3,780

64.2800 EUR

10p ordinary

CFD

Short

6,666

64.5638 EUR

10p ordinary

CFD

Short

13,484

64.4911 EUR

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

25 Feb 2021

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose DIALOG SEMICONDUCTOR PLC
relevant securities this from relates:

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class

Product

Writing,

Number

Exercise

Type

Expiry

of

description

purchasing,

of

price

 

date

relevant

 

selling,

securities

per unit

 

 

security

 

varying etc

to which

 

 

 

 

 

 

option

 

 

 

 

 

 

relates

 

 

10p ordinary

Call Options

Purchased

18,517

53.1888

European

26 Feb 2021

10p ordinary

Call Options

Purchased

19,361

53.6607

European

12 Mar 2021

10p ordinary

Call Options

Purchased

22,020

69.0099

European

30 Apr 2021

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.


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