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BARCLAYS PLC (0OLN)

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Friday 26 February, 2021

BARCLAYS PLC

Form 8.3 - Dialog Semiconductor plc

Form 8.3 - Dialog Semiconductor plc

BARCLAYS PLC

 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser: Barclays PLC.
 
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose DIALOG SEMICONDUCTOR PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken:

25 February 2021

(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

10p ordinary

 

 

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

and/or controlled:

1,011,394

1.32%

138,391

0.18%

 

 

 

 

(2)

Cash-settled derivatives:

 

 

 

 

92,739

0.12%

777,365

1.01%

 

 

 

 

(3)

Stock-settled derivatives (including options)

 

 

 

 

and agreements to purchase/sell:

0

0.00%

0

0.00%

 

 

 

 

 

 

 

 

TOTAL:

1,104,133

1.44%

915,756

1.19%

 

 

 

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant

Purchase/sale

Number of

Price per unit

security

securities

10p ordinary

Purchase

1

64.3969 EUR

10p ordinary

Purchase

4

64.3800 EUR

10p ordinary

Purchase

30

64.4400 EUR

10p ordinary

Purchase

178

64.4612 EUR

10p ordinary

Purchase

187

64.3000 EUR

10p ordinary

Purchase

253

64.3980 EUR

10p ordinary

Purchase

327

64.4000 EUR

10p ordinary

Purchase

448

64.4269 EUR

10p ordinary

Purchase

1,327

64.4179 EUR

10p ordinary

Purchase

1,564

64.4376 EUR

10p ordinary

Purchase

1,660

64.3889 EUR

10p ordinary

Purchase

2,205

64.4405 EUR

10p ordinary

Purchase

2,486

64.3873 EUR

10p ordinary

Purchase

5,722

64.4200 EUR

10p ordinary

Purchase

10,678

64.3900 EUR

10p ordinary

Purchase

13,992

64.3763 EUR

10p ordinary

Purchase

17,073

64.4042 EUR

10p ordinary

Sale

74

64.4464 EUR

10p ordinary

Sale

74

64.4264 EUR

10p ordinary

Sale

74

64.4064 EUR

10p ordinary

Sale

98

64.3800 EUR

10p ordinary

Sale

178

64.4612 EUR

10p ordinary

Sale

182

64.4035 EUR

10p ordinary

Sale

303

64.4000 EUR

10p ordinary

Sale

440

64.3252 EUR

10p ordinary

Sale

502

64.4200 EUR

10p ordinary

Sale

712

64.3845 EUR

10p ordinary

Sale

878

64.3839 EUR

10p ordinary

Sale

4,042

64.3546 EUR

10p ordinary

Sale

5,803

64.3520 EUR

10p ordinary

Sale

9,462

64.3618 EUR

10p ordinary

Sale

25,000

64.3913 EUR

(b) Cash-settled derivative transactions

Class of

Product Nature of dealing

Number of

Price per

relevant

description

reference

unit

security

securities

10p ordinary

SWAP Long

651

64.3919 EUR

10p ordinary

CFD Long

712

64.3845 EUR

10p ordinary

CFD Long

878

64.3839 EUR

10p ordinary

CFD Long

18,909

64.3463 EUR

10p ordinary

CFD Short

5,544

64.4428 EUR

10p ordinary

SWAP Short

5,692

64.4200 EUR

10p ordinary

CFD Short

17,073

64.4042 EUR

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 26 Feb 2021
Contact name: Large Holdings Regulatory Operations
Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose DIALOG SEMICONDUCTOR PLC
relevant securities this from relates:

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class

Product Writing,

Number

Exercise

Type Expiry

of

description purchasing,

of

price

date

relevant

selling,

securities

per unit

security

varying etc

to which

 

 

option

 

 

relates

 

10p ordinary

Call Options Purchased

18,517

53.1888

European 26 Feb 2021

10p ordinary

Call Options Purchased

19,361

53.6607

European 12 Mar 2021

10p ordinary

Call Options Purchased

22,020

69.0099

European 30 Apr 2021

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.


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