Information  X 
Enter a valid email address
  Print      Mail a friend       More announcements

Friday 20 September, 2019

BkofA Merrill Lynch

Form 38.5 (b) - AbbVie Inc. Replacement

RNS Number : 1873N
Bank of America Merrill Lynch
20 September 2019
 

FORM 38.5 (b) Replacement

 

The Form 38.5 (b) AbbVie Inc. announcement released on 20/09/2019 under RNS No 1325N has been amended.

 

Amendments are identified with an asterisk (*).

 

The full amended text is shown below.

 

-------------------------------------------------------------------

FORM 38.5(b)

 

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997,
TAKEOVER RULES, 2013

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT
RECOGNISED INTERMEDIARY STATUS, OR WITH RECOGNIZED INTERMEDIARY
STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

 

1.

KEY INFORMATION

Name of exempt principal trader

 

BofA Securities, Inc.

Company dealt in

 

AbbVie Inc

Class of relevant security to which the
dealings being disclosed relate(Note 1)

 

Common - US00287Y1091

Date of dealing

 

19/09/2019

 

2.

INTERESTS AND SHORT POSITIONS

 

(a)

Interests and short positions (following dealing) in the class of relevant security
dealt in (Note 2)

 

Class of relevant security: Common

US00287Y1091

 

Long

Short

Number

%

Number

%

(1)

Relevant securities

 

930,298

0.063%

1,005,988

0.068 %

(2)

Derivatives (other than options):

 

845,370

0.057%

759,929

0.051%

(3)

Options and agreements to purchase/sell:

 

178,500

0.012%

437,400

0.03%

Total

1,954,168

0.132%

2,203,317

0.149%

 

(b)

Interests and short positions in relevant securities of the company, other than the
class dealt in (Note 2)

 

Class of relevant security:

 

 

Long

Short

Number

%

Number

%

(1)

Relevant securities

 

0

0%

0

0%

(2)

Derivatives (other than options):

 

0

0%

0

0%

(3)

Options and agreements to purchase/sell:

 

0

0%

0

0%

Total

0

0%

0

0%

 

3.

DEALINGS (Note 3)

 

(a)

Purchases and sales

 

Purchase/sale

Number of relevant securities

Price per unit (Note 4)

Purchase

            4

 71.39 USD

Purchase

        100

 71.45 USD

Purchase

     4,196

 71.46 USD

Purchase

            5

 71.465 USD

Purchase

        126

 71.47 USD

Purchase

        906

 71.48 USD

Purchase

            5

 71.485 USD

Purchase

        100

 71.51 USD

Purchase

          14

 71.53 USD

Purchase

        173

 71.54 USD

Purchase

        108

 71.55 USD

Purchase

        200

 71.56 USD

Purchase

        100

 71.58 USD

Purchase

        100

 71.61 USD

Purchase

        824

 71.62 USD

Purchase

          15

 71.625 USD

Purchase

        555

 71.63 USD

Purchase

        401

 71.64 USD

Purchase

        798

 71.65 USD

Purchase

     3,835

 71.66 USD

Purchase

     7,298

 71.67 USD

Purchase

        248

 71.68 USD

Purchase

        561

 71.69 USD

Purchase

        508

 71.7 USD

Purchase

        275

 71.71 USD

Purchase

        755

 71.72 USD

Purchase

        142

 71.73 USD

Purchase

        399

 71.74 USD

Purchase

        485

 71.75 USD

Purchase

        754

 71.76 USD

Purchase

     2,456

 71.77 USD

Purchase

        644

 71.78 USD

Purchase

        817

 71.79 USD

Purchase

        673

 71.8 USD

Purchase

     1,354

 71.81 USD

Purchase

        540

 71.82 USD

Purchase

        688

 71.83 USD

Purchase

        669

 71.84 USD

Purchase

        633

 71.85 USD

Purchase

        173

 71.86 USD

Purchase

        315

 71.87 USD

Purchase

        293

 71.88 USD

Purchase

        100

 71.89 USD

 

Purchase/sale

Number of relevant securities

Price per unit (Note 4)

Sale

        300

 71.23 USD

Sale

        208

 71.25 USD

Sale

        100

 71.26 USD

Sale

        100

 71.27 USD

Sale

        500

 71.28 USD

Sale

        106

 71.29 USD

Sale

        430

 71.3 USD

Sale

        100

 71.31 USD

Sale

        224

 71.32 USD

Sale

        400

 71.33 USD

Sale

        505

 71.34 USD

Sale

        501

 71.35 USD

Sale

        100

 71.355 USD

Sale

        485

 71.36 USD

Sale

     1,220

 71.37 USD

Sale

        657

 71.38 USD

Sale

        862

 71.39 USD

Sale

        186

 71.395 USD

Sale

        286

 71.4 USD

Sale

        400

 71.41 USD

Sale

     1,928

 71.42 USD

Sale

        373

 71.43 USD

Sale

        718

 71.44 USD

Sale

        368

 71.45 USD

Sale

     4,228

 71.46 USD

Sale

        162

 71.47 USD

Sale

        235

 71.49 USD

Sale

        100

 71.5 USD

Sale

        147

 71.51 USD

Sale

        100

 71.515 USD

Sale

        646

 71.52 USD

Sale

        400

 71.53 USD

Sale

        400

 71.54 USD

Sale

        221

 71.55 USD

Sale

            6

 71.57 USD

Sale

            5

 71.6 USD

Sale

          88

 71.63 USD

Sale

        248

 71.64 USD

Sale

        148

 71.65 USD

Sale

        501

 71.66 USD

Sale

        442

 71.67 USD

Sale

          87

 71.675 USD

Sale

          24

 71.68 USD

Sale

        271

 71.69 USD

Sale

        560

 71.7 USD

Sale

        177

 71.71 USD

Sale

          87

 71.715 USD

Sale

        125

 71.72 USD

Sale

        217

 71.73 USD

Sale

            1

 71.735 USD

Sale

        310

 71.74 USD

Sale

          20

 71.75 USD

Sale

            8

 71.755 USD

Sale

          13

 71.76 USD

Sale

     1,919

 71.77 USD

Sale

        120

 71.78 USD

Sale

            7

 71.79 USD

Sale

        254

 71.8 USD

Sale

          99

 71.81 USD

Sale

        655

 71.82 USD

Sale

          56

 71.83 USD

Sale

        268

 71.84 USD

Sale

        161

 71.85 USD

Sale

            1

 71.855 USD

Sale

            1

 71.86 USD

Sale

            5

 71.89 USD

 

(b)

Derivatives transactions (other than options transactions)

 

Product name,
e.g. CFD

Nature of transaction
(Note 5)

Number of relevant securities
(Note 6)

Price per unit
(Note 4)

Swaps

Increasing a Long Position

347

71.55 USD

 

(c)

Options transactions in respect of existing relevant securities

 

(i)

Writing, selling, purchasing or varying

 

Product name, e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 7)

Exercise price

Type, e.g. American, European etc

Expiry date

Option money paid/ received per unit (Note 4)

N/A

N/A

N/A

N/A

N/A

N/A

N/A

 

(ii)

Exercising

 

Product name,
e.g. call option

Number of securities

Exercise price per
unit
(Note 4)

N/A

N/A

N/A

 

(d)

Other dealings (including transactions in respect of new securities) (Note 3)

 

Nature or transaction
(Note 7)

Details

Price per unit
(if applicable)
(Note 4)

 

 

 

Borrow

Borrow of 200 shares

N/A

Borrow

Borrow of 60,000 shares

N/A

Borrow

Borrow of 221,000 shares

N/A

Borrow

Borrow of 50,000 shares

N/A

Borrow

Borrow of 150,000 shares

N/A

Borrow

Borrow of 303,427 shares

N/A

 

4.

OTHER INFORMATION

 

Agreements, arrangements or understandings relating to options or derivatives

 

Full details of any agreement, arrangement or understanding between the person
disclosing and any other person relating to the voting rights of any relevant
securities under any option referred to on this form or relating to the voting rights
or future acquisition or disposal of any relevant securities to which any derivative
referred to on this form is referenced. If none, this should be stated.

None

 

Is a Supplemental Form 38.5(b) attached? (Note 8)

Yes

 

Date of disclosure

20/09/2019

Contact name

Tolu Tade

Telephone number

+44207 996 3410

Name of offeree/offeror with which connected

AbbVie Inc

Nature of connection (Note 9)

Advisor to - AbbVie Inc

 

 

 

*SUPPLEMENTAL FORM 38.5(b)

 

 

 

 

IRISH TAKEOVER PANEL

 

DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

 

DETAILS OF OPEN POSITIONS

 

(This form should be attached to Form 38.5(b)) OPEN POSITIONS (Note 1)

 

Product name,

e.g. call option

Written or purchased

Number of relevant securities to which the option or derivative relates

Exercise price (Note 2)

Type, e.g. American, European etc.

Expiry date

*Call Option

Purchased

       4,200

100 USD

AMERICAN

17/01/2020

*Call Option

Purchased

       5,000

105 USD

AMERICAN

17/01/2020

*Call Option

Purchased

       5,000

110 USD

AMERICAN

17/01/2020

*Call Option

Purchased

          400

115 USD

AMERICAN

17/01/2020

*Call Option

Purchased

       3,800

130 USD

AMERICAN

17/01/2020

*Call Option

Purchased

          300

135 USD

AMERICAN

17/01/2020

*Call Option

Purchased

          300

140 USD

AMERICAN

17/01/2020

*Call Option

Purchased

      10,000

82.5 USD

AMERICAN

17/01/2020

*Call Option

Purchased

      10,000

85 USD

AMERICAN

17/01/2020

*Call Option

Purchased

       1,800

87.5 USD

AMERICAN

17/01/2020

*Call Option

Purchased

       3,400

90 USD

AMERICAN

17/01/2020

*Call Option

Purchased

       3,300

92.5 USD

AMERICAN

17/01/2020

*Call Option

Purchased

       2,900

97.5 USD

AMERICAN

17/01/2020

*Call Option

Purchased

       2,100

70 USD

AMERICAN

15/11/2019

*Call Option

Purchased

      40,200

67.5 USD

AMERICAN

20/09/2019

*Call Option

Purchased

       1,100

72.5 USD

AMERICAN

20/09/2019

*Call Option

Purchased

      19,300

77.5 USD

AMERICAN

20/09/2019

*Call Option

Written

      18,500

92.5 USD

AMERICAN

17/01/2020

*Call Option

Written

      76,900

95 USD

AMERICAN

17/01/2020

*Call Option

Written

       4,200

82.5 USD

AMERICAN

15/11/2019

*Call Option

Written

      80,400

75 USD

AMERICAN

20/09/2019

*Call Option

Written

       2,200

80 USD

AMERICAN

20/09/2019

*Call Option

Written

      38,600

85 USD

AMERICAN

20/09/2019

*Put Option

Purchased

      50,000

75 USD

AMERICAN

15/11/2019

*Put Option

Purchased

       4,000

60 USD

AMERICAN

17/01/2020

*Put Option

Purchased

       5,100

65 USD

AMERICAN

17/01/2020

*Put Option

Purchased

      26,100

70 USD

AMERICAN

17/01/2020

*Put Option

Purchased

       2,000

72.5 USD

AMERICAN

17/01/2020

*Put Option

Purchased

      11,300

75 USD

AMERICAN

17/01/2020

*Put Option

Purchased

       1,800

77.5 USD

AMERICAN

17/01/2020

*Put Option

Purchased

       6,500

80 USD

AMERICAN

17/01/2020

*Put Option

Purchased

       4,500

85 USD

AMERICAN

17/01/2020

*Put Option

Purchased

       1,800

87.5 USD

AMERICAN

17/01/2020

*Put Option

Purchased

      60,000

90 USD

AMERICAN

17/01/2020

*Put Option

Purchased

     43,500

92.5 USD

AMERICAN

17/01/2020

*Put Option

Written

      35,400

82.5 USD

AMERICAN

17/01/2020

*Put Option

Written

      30,000

87.5 USD

AMERICAN

17/01/2020

 

 

 

 

Notes

 

1.       Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

 

2.       For all prices and other monetary amounts, the currency must be stated.

 

For full details of disclosure requirements, see Rules 8 and

38.5 of the Rules. If in doubt, consult the Panel.

 


This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact [email protected] or visit www.rns.com.
 
END
 
 
ISEPGURABUPBGAU

a d v e r t i s e m e n t