Information  X 
Enter a valid email address
  Print      Mail a friend       More announcements

Thursday 06 February, 2020

BkofA Merrill Lynch

Form 38.5 (b) - Allergan

RNS Number : 2171C
Bank of America Merrill Lynch
06 February 2020
 

FORM 38.5(b)

 

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997,
TAKEOVER RULES, 2013

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT
RECOGNISED INTERMEDIARY STATUS, OR WITH RECOGNIZED INTERMEDIARY
STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

 

1.

KEY INFORMATION

Name of exempt principal trader

BofA Securities, Inc.

Company dealt in

Allergan PLC

Class of relevant security to which the
dealings being disclosed relate(Note 1)

Common - IE00BY9D5467

Date of dealing

05/02/2020

 

2.

INTERESTS AND SHORT POSITIONS

(a)

Interests and short positions (following dealing) in the class of relevant security
dealt in (Note 2)

Class of relevant security: Common

IE00BY9D5467


Long

Short

Number

%

Number

%

(1)

Relevant securities

1,954,966

0.595%

1,441,507

0.439 %

(2)

Derivatives (other than options):

1,864,967

0.568%

2,076,950

0.632%

(3)

Options and agreements to purchase/sell:

75,000

0.023%

0

0%

Total

3,894,933

1.186%

3,518,457

1.071%

 

(b)

Interests and short positions in relevant securities of the company, other than the
class dealt in (Note 2)

Class of relevant security:



Long

Short

Number

%

Number

%

(1)

Relevant securities

0

0%

0

0%

(2)

Derivatives (other than options):

0

0%

0

0%

(3)

Options and agreements to purchase/sell:

0

0%

0

0%

Total

0

0%

0

0%

3.

DEALINGS (Note 3)

(a)

Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit (Note 4)

Purchase

                               34,806

191.837 USD

 Purchase

                               57,220

192.415 USD

 Purchase

                                       5

190.16 USD

 Purchase

                                   300

192.05 USD

 Purchase

                                   200

192.06 USD

 Purchase

                                   503

192.07 USD

 Purchase

                                   857

192.08 USD

 Purchase

                                   451

192.09 USD

 Purchase

                                1,684

192.1 USD

 Purchase

                                   500

192.105 USD

 Purchase

                                1,029

192.11 USD

 Purchase

                                   200

192.12 USD

 Purchase

                                   582

192.13 USD

 Purchase

                                   383

192.135 USD

 Purchase

                                   237

192.14 USD

 Purchase

                                   500

192.145 USD

 Purchase

                                   448

192.15 USD

 Purchase

                                1,076

192.16 USD

 Purchase

                                     42

192.17 USD

 Purchase

                                   439

192.19 USD

 Purchase

                                   266

192.2 USD

 Purchase

                                2,509

192.21 USD

 Purchase

                                2,241

192.22 USD

 Purchase

                                   100

192.225 USD

 Purchase

                                2,858

192.23 USD

 Purchase

                                   399

192.235 USD

 Purchase

                                3,343

192.24 USD

 Purchase

                                2,735

192.25 USD

 Purchase

                                2,343

192.26 USD

 Purchase

                                6,000

192.269 USD

 Purchase

                                1,477

192.27 USD

 Purchase

                                   215

192.28 USD

 Purchase

                                   345

192.285 USD

 Purchase

                                1,091

192.29 USD

 Purchase

                                   200

192.295 USD

 Purchase

                                3,128

192.3 USD

 Purchase

                                   618

192.31 USD

 Purchase

                                   174

192.32 USD

 Purchase

                                     31

192.33 USD

 Purchase

                                   300

192.34 USD

 Purchase

                                   363

192.41 USD

 Purchase

                                   578

192.42 USD

 Purchase

                                   467

192.43 USD

 

Purchase/sale

Number of relevant securities

Price per unit (Note 4)

Sale

                                       5

190.16 USD

 Sale

                                     16

191.43 USD

 Sale

                                   100

191.44 USD

 Sale

                                   116

191.5 USD

 Sale

                                       1

191.6 USD

 Sale

                                   115

191.61 USD

 Sale

                                   347

191.65 USD

 Sale

                                   461

191.66 USD

 Sale

                                     51

191.68 USD

 Sale

                                   697

191.7 USD

 Sale

                                   131

191.71 USD

 Sale

                                   400

191.72 USD

 Sale

                                       1

191.73 USD

 Sale

                                   115

191.74 USD

 Sale

                                   875

191.76 USD

 Sale

                                   559

191.77 USD

 Sale

                                1,843

191.78 USD

 Sale

                                   416

191.79 USD

 Sale

                                4,690

191.8 USD

 Sale

                                   100

191.805 USD

 Sale

                                5,153

191.81 USD

 Sale

                                8,305

191.82 USD

 Sale

                                   372

191.825 USD

 Sale

                                6,983

191.83 USD

 Sale

                               14,216

191.837 USD

 Sale

                                1,767

191.84 USD

 Sale

                                   246

191.85 USD

 Sale

                                1,366

191.86 USD

 Sale

                                   746

191.87 USD

 Sale

                                2,655

191.88 USD

 Sale

                                3,835

191.89 USD

 Sale

                                1,700

191.9 USD

 Sale

                                   600

191.91 USD

 Sale

                                     50

191.92 USD

 Sale

                                   100

192.05 USD

 Sale

                                   100

192.06 USD

 Sale

                                   400

192.07 USD

 Sale

                                   600

192.08 USD

 Sale

                                   415

192.09 USD

 Sale

                                   115

192.1 USD

 Sale

                                   415

192.11 USD

 Sale

                                   200

192.12 USD

 Sale

                                   100

192.13 USD

 Sale

                                   400

192.14 USD

 Sale

                                   700

192.15 USD

 Sale

                                   599

192.16 USD

 Sale

                                   343

192.17 USD

 Sale

                                   300

192.18 USD

 Sale

                                1,841

192.19 USD

 Sale

                                5,464

192.2 USD

 Sale

                                   100

192.205 USD

 Sale

                                1,800

192.21 USD

 Sale

                                   100

192.215 USD

 Sale

                                1,745

192.22 USD

 Sale

                                1,424

192.23 USD

 Sale

                                1,540

192.24 USD

 Sale

                                5,045

192.25 USD

 Sale

                                   500

192.255 USD

 Sale

                                1,250

192.26 USD

 Sale

                                   100

192.265 USD

 Sale

                                   100

192.27 USD

 Sale

                                   449

192.29 USD

 Sale

                                   149

192.31 USD

 Sale

                                1,424

192.35 USD

 Sale

                                1,937

192.36 USD

 Sale

                                2,549

192.37 USD

 Sale

                                   300

192.375 USD

 Sale

                                3,463

192.38 USD

 Sale

                                2,500

192.385 USD

 Sale

                                3,311

192.39 USD

 Sale

                                   200

192.395 USD

 Sale

                                   583

192.4 USD

 Sale

                                   209

192.41 USD

 Sale

                                2,908

192.45 USD

 Sale

                                   200

192.455 USD

 Sale

                                5,173

192.46 USD

 Sale

                                1,000

192.465 USD

 Sale

                                   100

192.468 USD

 Sale

                                3,884

192.47 USD

 Sale

                                1,039

192.48 USD

 Sale

                                6,000

192.269 USD

 

 

(b)

Derivatives transactions (other than options transactions)

Product name,
e.g. CFD

Nature of transaction
(Note 5)

Number of relevant securities
(Note 6)

Price per unit
(Note 4)

Swaps

Opening a Short position

 1,022

192.29 USD

Swaps

Closing a Short Position

 14,216

191.70 USD

Swaps

Opening a Short position

 4,978

192.29 USD

 

(c)

Options transactions in respect of existing relevant securities

(i)

Writing, selling, purchasing or varying

Product name, e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 7)

Exercise price

Type, e.g. American, European etc

Expiry date

Option money paid/ received per unit (Note 4)

N/A

N/A

N/A

N/A

N/A

N/A

N/A

 

(ii)

Exercising

Product name,
e.g. call option

Number of securities

Exercise price per
unit
(Note 4)

N/A

N/A

N/A

 

(d)

Other dealings (including transactions in respect of new securities) (Note 3)

Nature or transaction
(Note 7)

Details

Price per unit
(if applicable)
(Note 4)




N/A

N/A

N/A

 

4.

OTHER INFORMATION

 

Agreements, arrangements or understandings relating to options or derivatives

 

Full details of any agreement, arrangement or understanding between the person
disclosing and any other person relating to the voting rights of any relevant
securities under any option referred to on this form or relating to the voting rights
or future acquisition or disposal of any relevant securities to which any derivative
referred to on this form is referenced. If none, this should be stated.

None

 

Is a Supplemental Form 38.5(b) attached? (Note 8)

Yes

 

Date of disclosure

06/02/2020

Contact name

Tolu Tade

Telephone number

+44207 996 3410

Name of offeree/offeror with which connected

AbbVie Inc

Nature of connection (Note 9)

Advisor to - AbbVie Inc

 

 

 

 

SUPPLEMENTAL FORM 38.5(b)


DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

 

DETAILS OF OPEN POSITIONS

 

Product name,
e.g. call option

Written or
purchased

Number of securities to which the option or derivative relates

Exercise price
(Note 2)

Type, e.g.
American,
European etc

Expiry date

Put Option

 Purchased

     75,000

 160 USD

American

21/02/2020

 


This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact [email protected] or visit www.rns.com.
 
END
 
 
ISESSMFFMESSEFE

a d v e r t i s e m e n t