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Monday 10 February, 2020

BkofA Merrill Lynch

Form 38.5 (b) - Allergan

RNS Number : 5075C
Bank of America Merrill Lynch
10 February 2020
 

FORM 38.5(b)

 

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997,
TAKEOVER RULES, 2013

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT
RECOGNISED INTERMEDIARY STATUS, OR WITH RECOGNIZED INTERMEDIARY
STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

 

1.

KEY INFORMATION

Name of exempt principal trader

BofA Securities, Inc.

Company dealt in

Allergan PLC

Class of relevant security to which the
dealings being disclosed relate(Note 1)

Common - IE00BY9D5467

Date of dealing

07/02/2020

 

2.

INTERESTS AND SHORT POSITIONS

(a)

Interests and short positions (following dealing) in the class of relevant security
dealt in (Note 2)

Class of relevant security: Common

IE00BY9D5467


Long

Short

Number

%

Number

%

(1)

Relevant securities

1,978,154

0.602%

1,432,503

0.436 %

(2)

Derivatives (other than options):

1,851,669

0.564%

2,096,534

0.638%

(3)

Options and agreements to purchase/sell:

75,000

0.023%

0

0%

Total

3,904,823

1.189%

3,529,037

1.074%

 

(b)

Interests and short positions in relevant securities of the company, other than the
class dealt in (Note 2)

Class of relevant security:



Long

Short

Number

%

Number

%

(1)

Relevant securities

0

0%

0

0%

(2)

Derivatives (other than options):

0

0%

0

0%

(3)

Options and agreements to purchase/sell:

0

0%

0

0%

Total

0

0%

0

0%

3.

DEALINGS (Note 3)

(a)

Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit (Note 4)

Purchase

                                     300

 194.98 USD

 Purchase

                                     115

 195.55 USD

 Purchase

                                     446

 196.37 USD

 Purchase

                                     116

 196.39 USD

 Purchase

                                     227

 196.4 USD

 Purchase

                                     746

 196.41 USD

 Purchase

                                     815

 196.42 USD

 Purchase

                                     651

 196.43 USD

 Purchase

                                     181

 196.44 USD

 Purchase

                                     652

 196.45 USD

 Purchase

                                     677

 196.46 USD

 Purchase

                                     600

 196.47 USD

 Purchase

                                     232

 196.48 USD

 Purchase

                                     231

 196.49 USD

 Purchase

                                  6,000

 196.496 USD

 Purchase

                                     100

 196.53 USD

 Purchase

                                     231

 196.54 USD

 Purchase

                                         1

 196.56 USD

 Purchase

                                       93

 196.6 USD

 Purchase

                                  1,007

 196.61 USD

 Purchase

                                     176

 196.63 USD

 Purchase

                                     100

 196.64 USD

 Purchase

                                     221

 196.67 USD

 Purchase

                                     499

 196.68 USD

 Purchase

                                     100

 196.695 USD

 Purchase

                                     194

 196.7 USD

 Purchase

                                       53

 196.71 USD

 Purchase

                                     725

 196.72 USD

 Purchase

                                     330

 196.73 USD

 Purchase

                                     300

 196.74 USD

 Purchase

                                     200

 196.745 USD

 Purchase

                                  2,606

 196.75 USD

 Purchase

                                       14

 196.759 USD

 Purchase

                                  1,492

 196.76 USD

 Purchase

                                     100

 196.765 USD

 Purchase

                                  1,593

 196.77 USD

 Purchase

                                  2,655

 196.78 USD

 Purchase

                                     957

 196.79 USD

 Purchase

                                     231

 196.8 USD

 Purchase

                                     401

 196.82 USD

 Purchase

                                  3,150

 196.84 USD

 Purchase

                                  2,813

 196.85 USD

 Purchase

                                  1,100

 196.855 USD

 Purchase

                                  6,247

 196.86 USD

 Purchase

                                  1,690

 196.87 USD

 Purchase

                                       97

 196.9 USD

 Purchase

                                     100

 196.91 USD

 Purchase

                                     200

 196.92 USD

 Purchase

                                     100

 196.925 USD

 Purchase

                                     898

 196.93 USD

 Purchase

                                     143

 196.939 USD

 Purchase

                                  2,165

 196.94 USD

 Purchase

                                     714

 196.95 USD

 Purchase

                                  1,013

 196.96 USD

 Purchase

                                     377

 196.98 USD

 Purchase

                                       16

 196.99 USD

 Purchase

                                       47

 197 USD

 Purchase

                                       31

 197.005 USD

 Purchase

                                     200

 197.01 USD

 Purchase

                                     201

 197.02 USD

 Purchase

                                     116

 197.03 USD

 Purchase

                                  9,004

 197.05 USD

 Purchase

                                     315

 197.07 USD

 Purchase

                                     200

 197.08 USD

 Purchase

                                     377

 197.09 USD

 Purchase

                                         2

 197.1 USD

 Purchase

                                     112

 197.11 USD

 Purchase

                                         1

 197.12 USD

 Purchase

                                     780

 197.132 USD

 Purchase

                                     269

 197.19 USD

 Purchase

                                     631

 197.2 USD

 Purchase

                                     317

 197.21 USD

 Purchase

                                     217

 197.22 USD

 Purchase

                                     512

 197.23 USD

 Purchase

                                     200

 197.27 USD

 Purchase

                                     100

 197.275 USD

 Purchase

                                     130

 197.28 USD

 Purchase

                                         1

 197.285 USD

 Purchase

                                     100

 197.32 USD

 Purchase

                                       99

 197.33 USD

 Purchase

                                     217

 197.48 USD

 Purchase

                                     200

 197.52 USD

 Purchase

                                     146

 197.56 USD

 Purchase

                                     100

 197.59 USD

 Purchase

                                       54

 197.6 USD

 Purchase

                                     463

 197.62 USD

 

Purchase/sale

Number of relevant securities

Price per unit (Note 4)

Sale

                                  9,505

 196.96 USD

 Sale

                                     939

 196.97 USD

 Sale

                                     200

 196.98 USD

 Sale

                                     320

 196.99 USD

 Sale

                                     115

 197 USD

 Sale

                                     469

 197.02 USD

 Sale

                                  2,452

 197.04 USD

 Sale

                                  1,000

 197.06 USD

Sale

                                  6,000

 196.496 USD

 Sale

                                     780

 197.132 USD

 

 

(b)

Derivatives transactions (other than options transactions)

Product name,
e.g. CFD

Nature of transaction
(Note 5)

Number of relevant securities
(Note 6)

Price per unit
(Note 4)

Swaps

Increasing a short position

 260

192.88 USD

Swaps

Opening a long position

 166,800

197.05 USD

Swaps

Closing a Long Position

 99,569

197.05 USD

Swaps

Reducing a long position

 3,341

192.88 USD

Swaps

Closing a Long Position

 76,235

197.05 USD

Swaps

Opening a Short position

 4,978

196.516 USD

Swaps

Opening a Short position

 1,022

196.516 USD

Swaps

Opening a Short position

 647

197.152 USD

Swaps

Reducing a long position

 953

192.88 USD

Swaps

Opening a Short position

 133

197.152 USD

 

(c)

Options transactions in respect of existing relevant securities

(i)

Writing, selling, purchasing or varying

Product name, e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 7)

Exercise price

Type, e.g. American, European etc

Expiry date

Option money paid/ received per unit (Note 4)

N/A

N/A

N/A

N/A

N/A

N/A

N/A

 

(ii)

Exercising

Product name,
e.g. call option

Number of securities

Exercise price per
unit
(Note 4)

N/A

N/A

N/A

 

(d)

Other dealings (including transactions in respect of new securities) (Note 3)

Nature or transaction
(Note 7)

Details

Price per unit
(if applicable)
(Note 4)




N/A

N/A

N/A

 

4.

OTHER INFORMATION

 

Agreements, arrangements or understandings relating to options or derivatives

 

Full details of any agreement, arrangement or understanding between the person
disclosing and any other person relating to the voting rights of any relevant
securities under any option referred to on this form or relating to the voting rights
or future acquisition or disposal of any relevant securities to which any derivative
referred to on this form is referenced. If none, this should be stated.

None

 

Is a Supplemental Form 38.5(b) attached? (Note 8)

Yes

 

Date of disclosure

10/02/2020

Contact name

Tolu Tade

Telephone number

+44207 996 3410

Name of offeree/offeror with which connected

AbbVie Inc

Nature of connection (Note 9)

Advisor to - AbbVie Inc

 

 

SUPPLEMENTAL FORM 38.5(b)


DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

 

DETAILS OF OPEN POSITIONS

 

Product name,
e.g. call option

Written or
purchased

Number of securities to which the option or derivative relates

Exercise price
(Note 2)

Type, e.g.
American,
European etc

Expiry date

Put Option

 Purchased

          75,000

 160 USD

 American

21/02/2020

 


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