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Wednesday 23 May, 2012

BkofA Merrill Lynch

Form 8.5 (EPT/RI)

RNS Number : 9285D
Bank of America Merrill Lynch
23 May 2012
 



FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")

 

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

Bank of America Merrill Lynch

(b)

Name of offeror/offeree in relation to whose
relevant securities this form relates:
Use a separate form for each offeror/offeree

Cove Energy PLC

(c)

Name of the party to the offer with which exempt principal trader is connected:

GAIL India Ltd

(d)

Date dealing undertaken:

22/05/2012

(e)

Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

No

 

2.

DEALINGS BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

Class of relevant security

Purchases/
sales

Total number of securities

Highest price
per unit
paid/received

Lowest price
per unit
paid/received

Common - ISIN GB0034353531

Purchase

32,541

2.22 GBP

2.22 GBP

Common - ISIN GB0034353531

Sale

32,541

2.22 GBP

2.22 GBP

(b)

Derivatives transactions (other than options)

Class of
relevant security

Product description
e.g. CFD

Nature of dealing
e.g. opening/closing a
long/short position, increasing/reducing a
long/short position

Number of reference securities

Price per unit

N/A

N/A

N/A

N/A

N/A

 

(c)

Options transactions in respect of existing securities

(i)

Writing, selling, purchasing or varying

Class
of
relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number
of
securities to which option relates

Exercise
price
per unit

Type
e.g. American, European etc.

Expiry date

Option money paid/ received per unit

N/A

N/A

N/A

N/A

N/A

N/A

N/A

N/A

 

(ii)

Exercising

Class of relevant security

Product description
e.g. call option

Number of
securities

Exercise Price per
unit

N/A

N/A

N/A

N/A

 

(d)

Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing
e.g. subscription, conversion

Details

Price per unit (if applicable)

N/A

N/A

N/A

N/A

 

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class
of relevant security dealt in.

 

3.

OTHER INFORMATION

 

(a)

Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"

None

 

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"

None

 

Date of disclosure:

23/05/2012

Contact name:

Stacy Otieno

Telephone number:

0207 995 1335

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information
Service and must also be emailed to the Takeover Panel at
[email protected].
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.

 

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")

 

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

Bank of America Merrill Lynch

(b)

Name of offeror/offeree in relation to whose
relevant securities this form relates:
Use a separate form for each offeror/offeree

International Power PLC

(c)

Name of the party to the offer with which exempt principal trader is connected:

GDF Suez

(d)

Date dealing undertaken:

22/05/2012

(e)

Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

No

 

2.

DEALINGS BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

Class of relevant security

Purchases/
sales

Total number of securities

Highest price
per unit
paid/received

Lowest price
per unit
paid/received

Common - ISIN GB0006320161

Purchase

4,223,831

4.19 GBP

4.188 GBP

Common - ISIN GB0006320161

Sale

1,536,806

4.19 GBP

4.188 GBP

 

(b)

Derivatives transactions (other than options)

Class of
relevant security

Product description
e.g. CFD

Nature of dealing
e.g. opening/closing a
long/short position, increasing/reducing a
long/short position

Number of reference securities

Price per unit

Common - ISIN GB0006320161

Swaps

Long

2,447

4.187 GBP

Common - ISIN GB0006320161

Swaps

Short

2

4.19 GBP

Common - ISIN GB0006320161

Swaps

Short

5

4.19 GBP

Common - ISIN GB0006320161

Swaps

Short

17

4.19 GBP

Common - ISIN GB0006320161

Swaps

Short

23

4.19 GBP

Common - ISIN GB0006320161

Swaps

Short

37

4.19 GBP

Common - ISIN GB0006320161

Swaps

Short

39

4.19 GBP

Common - ISIN GB0006320161

Swaps

Short

46

4.19 GBP

Common - ISIN GB0006320161

Swaps

Short

50

4.19 GBP

Common - ISIN GB0006320161

Swaps

Short

80

4.19 GBP

Common - ISIN GB0006320161

Swaps

Short

176

4.19 GBP

Common - ISIN GB0006320161

Swaps

Short

219

4.19 GBP

Common - ISIN GB0006320161

Swaps

Short

245

4.19 GBP

Common - ISIN GB0006320161

Swaps

Short

372

4.19 GBP

Common - ISIN GB0006320161

Swaps

Short

393

4.19 GBP

Common - ISIN GB0006320161

Swaps

Short

564

4.19 GBP

Common - ISIN GB0006320161

Swaps

Short

2,770

4.19 GBP

Common - ISIN GB0006320161

Swaps

Short

24,014

4.19 GBP

Common - ISIN GB0006320161

Swaps

Short

1,886

4.19 GBP

Common - ISIN GB0006320161

Swaps

Short

100,000

4.189 GBP

Common - ISIN GB0006320161

Swaps

Short

24

4.191 GBP

Common - ISIN GB0006320161

Swaps

Short

42

4.191 GBP

Common - ISIN GB0006320161

Swaps

Short

66

4.191 GBP

Common - ISIN GB0006320161

Swaps

Short

155

4.191 GBP

Common - ISIN GB0006320161

Swaps

Short

193

4.191 GBP

Common - ISIN GB0006320161

Swaps

Short

248

4.191 GBP

Common - ISIN GB0006320161

Swaps

Short

262

4.191 GBP

Common - ISIN GB0006320161

Swaps

Short

361

4.191 GBP

Common - ISIN GB0006320161

Swaps

Short

430

4.191 GBP

Common - ISIN GB0006320161

Swaps

Short

848

4.191 GBP

Common - ISIN GB0006320161

Swaps

Short

2,029

4.191 GBP

Common - ISIN GB0006320161

Swaps

Short

2,793

4.191 GBP

Common - ISIN GB0006320161

Swaps

Short

10,158

4.191 GBP

Common - ISIN GB0006320161

Swaps

Long

42

4.187 GBP

Common - ISIN GB0006320161

Swaps

Short

51,884

4.19 GBP

Common - ISIN GB0006320161

Swaps

Short

1,605,271

4.189 GBP

Common - ISIN GB0006320161

Swaps

Short

894,729

4.189 GBP

Common - ISIN GB0006320161

Swaps

Long

33

4.187 GBP

Common - ISIN GB0006320161

Swaps

Short

33

4.191 GBP

 

(c)

Options transactions in respect of existing securities

(i)

Writing, selling, purchasing or varying

Class
of
relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number
of
securities to which option relates

Exercise
price
per unit

Type
e.g. American, European etc.

Expiry date

Option money paid/ received per unit

N/A

N/A

N/A

N/A

N/A

N/A

N/A

N/A

 

(ii)

Exercising

Class of relevant security

Product description
e.g. call option

Number of
securities

Exercise Price per
unit

N/A

N/A

N/A

N/A

 

(d)

Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing
e.g. subscription, conversion

Details

Price per unit (if applicable)

N/A

N/A

N/A

N/A

 

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class
of relevant security dealt in.

 

3.

OTHER INFORMATION

 

(a)

Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"

None

 

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"

None

 

Date of disclosure:

23/05/2012

Contact name:

Stacy Otieno

Telephone number:

0207 995 1335

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information
Service and must also be emailed to the Takeover Panel at
[email protected].
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.

 

 

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")

 

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

Bank of America Merrill Lynch

(b)

Name of offeror/offeree in relation to whose
relevant securities this form relates:
Use a separate form for each offeror/offeree

Misys PLC

(c)

Name of the party to the offer with which exempt principal trader is connected:

Vista Equity Partners LLC

(d)

Date dealing undertaken:

22/05/2012

(e)

Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

No

 

2.

DEALINGS BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

Class of relevant security

Purchases/
sales

Total number of securities

Highest price
per unit
paid/received

Lowest price
per unit
paid/received

Common - ISIN GB00B45TWN62

Purchase

6,202

3.496 GBP

3.494 GBP

Common - ISIN GB00B45TWN62

Sale

6,868

3.496 GBP

3.491 GBP

 

(b)

Derivatives transactions (other than options)

Class of
relevant security

Product description
e.g. CFD

Nature of dealing
e.g. opening/closing a
long/short position, increasing/reducing a
long/short position

Number of reference securities

Price per unit

Common - ISIN GB00B45TWN62

Swaps

Short

739

3.494 GBP

Common - ISIN GB00B45TWN62

Swaps

Short

648

3.494 GBP

Common - ISIN GB00B45TWN62

Swaps

Long

1

3.492 GBP

Common - ISIN GB00B45TWN62

Swaps

Long

1

3.492 GBP

Common - ISIN GB00B45TWN62

Swaps

Long

1

3.492 GBP

Common - ISIN GB00B45TWN62

Swaps

Long

26

3.492 GBP

Common - ISIN GB00B45TWN62

Swaps

Long

957

3.493 GBP

Common - ISIN GB00B45TWN62

Swaps

Long

2,618

3.493 GBP

Common - ISIN GB00B45TWN62

Swaps

Short

1,311

3.495 GBP

Common - ISIN GB00B45TWN62

Swaps

Short

3,487

3.495 GBP

Common - ISIN GB00B45TWN62

Swaps

Long

1

3.491 GBP

Common - ISIN GB00B45TWN62

Swaps

Long

10

3.491 GBP

Common - ISIN GB00B45TWN62

Swaps

Short

17

3.496 GBP

 

(c)

Options transactions in respect of existing securities

(i)

Writing, selling, purchasing or varying

Class
of
relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number
of
securities to which option relates

Exercise
price
per unit

Type
e.g. American, European etc.

Expiry date

Option money paid/ received per unit

N/A

N/A

N/A

N/A

N/A

N/A

N/A

N/A

 

(ii)

Exercising

Class of relevant security

Product description
e.g. call option

Number of
securities

Exercise Price per
unit

N/A

N/A

N/A

N/A

 

(d)

Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing
e.g. subscription, conversion

Details

Price per unit (if applicable)

N/A

N/A

N/A

N/A

 

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class
of relevant security dealt in.

 

3.

OTHER INFORMATION

 

(a)

Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"

None

 

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"

None

 

Date of disclosure:

23/05/2012

Contact name:

Stacy Otieno

Telephone number:

0207 995 1335

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information
Service and must also be emailed to the Takeover Panel at
[email protected].
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
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