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Tuesday 11 May, 2010

BofA Merrill Lynch

Form 8.5 (EPT/RI)

RNS Number : 6907L
Bank of America Merrill Lynch
11 May 2010
 



 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH


RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY


Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Bank of America Merrill Lynch

 

(b) Name of offeror/offeree in relation to whose

Candover Investments Plc


relevant securities this form relates:

 

(c) Name of the party to the offer with which exempt

Advisor to Candover Investments Plc




principal trader is connected:

 

(d) Date dealing undertaken:

10/05/2010

 

(e) Has the EPT previously disclosed, or is it today

YES -


disclosing, under the Code in respect of any other


party to this offer?

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of

Purchase/

Total number

Highest price

Lowest price


relevant

Sales

of securities

per unit

per unit


security


paid/received

paid/received

 

Common - GB0001713154

Purchase

1,254

GBP 8.25

GBP 8.07

 

Common - GB0001713154

Sale

1,254

GBP 8.25

GBP 8.07

 

(b) Derivatives transactions (other than options)

 

Class of

Product description

Nature of dealing

Number of

 

Price per unit


relevant


reference securities


security

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of

 

Product

Writing,

Number of

Exercise

Type

Expiry

Option


relevant


description

purchasing,

securities

price


date

money


security


selling,

to which

per unit


paid/


varying etc.

option


received


relates


per unit

 

(ii) Exercising

 

Class of relevant

Product description

Number of securities

Exercise price per


security


unit

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant

Nature of dealing

 

Details

Price per unit (if


security


applicable)

 

3. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding,


formal or informal, relating to relevant securities which may be an inducement to deal


or refrain from dealing entered into by the exempt principal trader making the


disclosure and any party to the offer or any person acting in concert with a party to the


offer:

 

NONE

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between


the exempt principal trader making the disclosure and any other person relating to:


(i) the voting rights of any relevant securities under any option; or


(ii) the voting rights or future acquisition or disposal of any relevant securities to which


any derivative is referenced:

 

NONE

 

Date of disclosure:

11/05/2010

 

Contact name:

Bhavika Mistry

 

Telephone number:

+44 207 995 4747

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH


RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY


Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Bank of America Merrill Lynch

 

(b) Name of offeror/offeree in relation to whose

Babcock International Group


relevant securities this form relates:

 

(c) Name of the party to the offer with which exempt

Advisor to VT Group Plc




principal trader is connected:

 

(d) Date dealing undertaken:

10/05/2010

 

(e) Has the EPT previously disclosed, or is it today

YES - .


disclosing, under the Code in respect of any other


party to this offer?

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of

Purchase/

Total number

Highest price

Lowest price


relevant

Sales

of securities

per unit

per unit


security


paid/received

paid/received

 

Common - GB0009697037

Purchase

241,586

GBP 5.58

GBP 5.52

 

Common - GB0009697037

Sale

819,391

GBP 5.58

GBP 5.41

 

(b) Derivatives transactions (other than options)

 

Class of

Product

Nature of dealing

Number of

Price per unit


relevant

description


reference securities


security

eg. CFD

 

Common - GB0009697037

Swap

LONG

6596

GBP 5.55

 

Common - GB0009697037

Swap

LONG

12708

GBP 5.57

 

Common - GB0009697037

Swap

LONG

88000

GBP 5.56

 

Common - GB0009697037

Swap

LONG

104000

GBP 5.56

 

Common - GB0009697037

Swap

LONG

4438

GBP 5.56

 

Class of

Product

Nature of dealing

Number of

Price per unit


relevant

description


reference securities


security

eg. CFD

 

Common - GB0009697037

Swap

SHORT

15682

GBP 5.54

 

Common - GB0009697037

Swap

SHORT

262480

GBP 5.56

 

Common - GB0009697037

Swap

SHORT

183408

GBP 5.56

 

Common - GB0009697037

Swap

SHORT

69360

GBP 5.56

 

Common - GB0009697037

Swap

SHORT

48466

GBP 5.56

 

Common - GB0009697037

Swap

SHORT

44824

GBP 5.55

 

Common - GB0009697037

Swap

SHORT

39591

GBP 5.55

 

Common - GB0009697037

Swap

SHORT

19418

GBP 5.55

 

Common - GB0009697037

Swap

SHORT

17340

GBP 5.54

 

Common - GB0009697037

Swap

SHORT

557

GBP 5.57

 

Common - GB0009697037

Swap

SHORT

15316

GBP 5.54

 

Common - GB0009697037

Swap

SHORT

12708

GBP 5.57

 

Common - GB0009697037

Swap

SHORT

7693

GBP 5.54

 

Common - GB0009697037

Swap

SHORT

7513

GBP 5.54

 

Common - GB0009697037

Swap

SHORT

3275

GBP 5.57

 

Common - GB0009697037

Swap

SHORT

2912

GBP 5.58

 

Common - GB0009697037

Swap

SHORT

2337

GBP 5.55

 

Common - GB0009697037

Swap

SHORT

1549

GBP 5.57

 

Common - GB0009697037

Swap

SHORT

1317

GBP 5.55

 

Common - GB0009697037

Swap

SHORT

1114

GBP 5.54

 

Common - GB0009697037

Swap

SHORT

1100

GBP 5.54

 

Common - GB0009697037

Swap

SHORT

829

GBP 5.56

 

Common - GB0009697037

Swap

SHORT

17754

GBP 5.54

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of

 

Product

Writing,

Number of

Exercise

Type

Expiry

Option


relevant


description

purchasing,

securities

price


date

money


security


selling,

to which

per unit


paid/


varying etc.

option


received


relates


per unit

 

(ii) Exercising

 

Class of relevant

Product description

Number of securities

Exercise price per


security


unit

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant

Nature of dealing

 

Details

Price per unit (if


security


applicable)

 

3. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding,


formal or informal, relating to relevant securities which may be an inducement to deal


or refrain from dealing entered into by the exempt principal trader making the


disclosure and any party to the offer or any person acting in concert with a party to the


offer:

 

NONE

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between


the exempt principal trader making the disclosure and any other person relating to:


(i) the voting rights of any relevant securities under any option; or


(ii) the voting rights or future acquisition or disposal of any relevant securities to which


any derivative is referenced:

 

NONE

 

Date of disclosure:

11/05/2010

 

Contact name:

Bhavika Mistry

 

Telephone number:

+44 207 995 4747

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH


RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY


Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Bank of America Merrill Lynch

 

(b) Name of offeror/offeree in relation to whose

VT Group Plc


relevant securities this form relates:

 

(c) Name of the party to the offer with which exempt

Advisor to VT Group Plc




principal trader is connected:

 

(d) Date dealing undertaken:

10/05/2010

 

(e) Has the EPT previously disclosed, or is it today

YES - .


disclosing, under the Code in respect of any other


party to this offer?

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of

Purchase/

Total number

Highest price

Lowest price


relevant

Sales

of securities

per unit

per unit


security


paid/received

paid/received

 

Common - GB0031729733

Purchase

915,956

GBP 7.32

GBP 7.19

 

Common - GB0031729733

Sale

79,820

GBP 7.32

GBP 7.28

 

(b) Derivatives transactions (other than options)

 

Class of

Product

Nature of dealing

Number of

Price per unit


relevant

description


reference securities


security

eg. CFD

 

Common - GB0031729733

Swap

LONG

386000

GBP 7.30

 

Common - GB0031729733

Swap

LONG

269718

GBP 7.30

 

Common - GB0031729733

Swap

LONG

102000

GBP 7.30

 

Common - GB0031729733

Swap

LONG

71273

GBP 7.30

 

Common - GB0031729733

Swap

LONG

11030

GBP 7.31

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of

 

Product

Writing,

Number of

Exercise

Type

Expiry

Option


relevant


description

purchasing,

securities

price


date

money


security


selling,

to which

per unit


paid/


varying etc.

option


received


relates


per unit

 

(ii) Exercising

 

Class of relevant

Product description

Number of securities

Exercise price per


security


unit

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant

Nature of dealing

 

Details

Price per unit (if


security


applicable)

 

3. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding,


formal or informal, relating to relevant securities which may be an inducement to deal


or refrain from dealing entered into by the exempt principal trader making the


disclosure and any party to the offer or any person acting in concert with a party to the


offer:

 

NONE

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between


the exempt principal trader making the disclosure and any other person relating to:


(i) the voting rights of any relevant securities under any option; or


(ii) the voting rights or future acquisition or disposal of any relevant securities to which


any derivative is referenced:

 

NONE

 

Date of disclosure:

11/05/2010

 

Contact name:

Bhavika Mistry

 

Telephone number:

+44 207 995 4747

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH


RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY


Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Bank of America Merrill Lynch

 

(b) Name of offeror/offeree in relation to whose

RENSBURG SHEPPARDS PLC


relevant securities this form relates:

 

(c) Name of the party to the offer with which exempt

Advisor to Investec Plc




principal trader is connected:

 

(d) Date dealing undertaken:

10/05/2010

 

(e) Has the EPT previously disclosed, or is it today

YES - .


disclosing, under the Code in respect of any other


party to this offer?

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of

Purchase/

Total number

Highest price

Lowest price


relevant

Sales

of securities

per unit

per unit


security


paid/received

paid/received

 

Common - GB00B0712D26

Purchase

786

GBP 8.12

GBP 8.12

 

Common - GB00B0712D26

Sale

786

GBP 8.12

GBP 8.12

 

(b) Derivatives transactions (other than options)

 

Class of

Product description

Nature of dealing

Number of

 

Price per unit


relevant


reference securities


security

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of

 

Product

Writing,

Number of

Exercise

Type

Expiry

Option


relevant


description

purchasing,

securities

price


date

money


security


selling,

to which

per unit


paid/


varying etc.

option


received


relates


per unit

 

(ii) Exercising

 

Class of relevant

Product description

Number of securities

Exercise price per


security


unit

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant

Nature of dealing

 

Details

Price per unit (if


security


applicable)

 

3. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding,


formal or informal, relating to relevant securities which may be an inducement to deal


or refrain from dealing entered into by the exempt principal trader making the


disclosure and any party to the offer or any person acting in concert with a party to the


offer:

 

NONE

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between


the exempt principal trader making the disclosure and any other person relating to:


(i) the voting rights of any relevant securities under any option; or


(ii) the voting rights or future acquisition or disposal of any relevant securities to which


any derivative is referenced:

 

NONE

 

Date of disclosure:

11/05/2010

 

Contact name:

Bhavika Mistry

 

Telephone number:

+44 207 995 4747

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
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