Thursday 20 May, 2010
BofA Merrill Lynch
Form 8.5 (EPT/RI)
RNS Number : 2655M Bank of America Merrill Lynch 20 May 2010
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PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
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RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
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Rule 8.5 of the Takeover Code (the "Code")
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(a) Name of exempt principal trader:
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Bank of America Merrill Lynch
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(b) Name of offeror/offeree in relation to whose
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Babcock International Group
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relevant securities this form relates:
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(c) Name of the party to the offer with which exempt
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Advisor to VT Group Plc
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principal trader is connected:
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(d) Date dealing undertaken:
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19/05/2010
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|
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(e) Has the EPT previously disclosed, or is it today
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YES - .
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disclosing, under the Code in respect of any other
|
|
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2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
|
|
|
Class of
|
Purchase/
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Total number
|
Highest price
|
Lowest price
|
|
|
relevant
|
Sales
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of securities
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per unit
|
per unit
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|
|
security
|
|
paid/received
|
paid/received
|
|
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Common - GB0009697037
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Purchase
|
108,163
|
GBP 5.75
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GBP 5.65
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Common - GB0009697037
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Sale
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224,304
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GBP 5.76
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GBP 5.65
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(b) Derivatives transactions (other than options)
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Class of
|
Product
|
Nature of dealing
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Number of
|
Price per unit
|
|
|
relevant
|
description
|
|
reference securities
|
|
|
Common - GB0009697037
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Swap
|
LONG
|
58000
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GBP 5.70
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|
Common - GB0009697037
|
Swap
|
LONG
|
2315
|
GBP 5.68
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Common - GB0009697037
|
Swap
|
LONG
|
2030
|
GBP 5.68
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|
Common - GB0009697037
|
Swap
|
LONG
|
1708
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GBP 5.67
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Common - GB0009697037
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Swap
|
LONG
|
1337
|
GBP 5.71
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Common - GB0009697037
|
Swap
|
LONG
|
971
|
GBP 5.71
|
|
|
Common - GB0009697037
|
Swap
|
LONG
|
780
|
GBP 5.67
|
|
|
Common - GB0009697037
|
Swap
|
LONG
|
396
|
GBP 5.71
|
|
|
Common - GB0009697037
|
Swap
|
LONG
|
59
|
GBP 5.68
|
|
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Class of
|
Product
|
Nature of dealing
|
Number of
|
Price per unit
|
|
|
relevant
|
description
|
|
reference securities
|
|
|
Common - GB0009697037
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Swap
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SHORT
|
1039
|
GBP 5.67
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Common - GB0009697037
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Swap
|
SHORT
|
3904
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GBP 5.68
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Common - GB0009697037
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Swap
|
SHORT
|
4242
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GBP 5.69
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Common - GB0009697037
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Swap
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SHORT
|
8843
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GBP 5.72
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(c) Options transactions in respect of existing securities
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(i) Writing, selling, purchasing or varying
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Class of
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Product
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Writing,
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Number of
|
Exercise
|
Type
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Expiry
|
Option
|
|
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relevant
|
|
description
|
purchasing,
|
securities
|
price
|
|
date
|
money
|
|
|
security
|
|
selling,
|
to which
|
per unit
|
|
paid/
|
|
|
varying etc.
|
option
|
|
received
|
|
|
Class of relevant
|
Product description
|
Number of securities
|
Exercise price per
|
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|
(d) Other dealings (including subscribing for new securities)
|
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|
Class of relevant
|
Nature of dealing
|
|
Details
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Price per unit (if
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(a) Indemnity and other dealing arrangements
|
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Details of any indemnity or option arrangement, or any agreement or understanding,
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formal or informal, relating to relevant securities which may be an inducement to deal
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or refrain from dealing entered into by the exempt principal trader making the
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disclosure and any party to the offer or any person acting in concert with a party to the
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(b) Agreements, arrangements or understandings relating to options or derivatives
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|
Details of any agreement, arrangement or understanding, formal or informal, between
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|
the exempt principal trader making the disclosure and any other person relating to:
|
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|
(i) the voting rights of any relevant securities under any option; or
|
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|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
|
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any derivative is referenced:
|
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|
Date of disclosure:
|
20/05/2010
|
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|
Contact name:
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Bhavika Mistry
|
|
|
Telephone number:
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+44 207 995 4747
|
|
|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
|
|
|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
|
|
|
Rule 8.5 of the Takeover Code (the "Code")
|
|
|
(a) Name of exempt principal trader:
|
Bank of America Merrill Lynch
|
|
|
(b) Name of offeror/offeree in relation to whose
|
VT Group Plc
|
|
|
relevant securities this form relates:
|
|
|
(c) Name of the party to the offer with which exempt
|
Advisor to VT Group Plc
|
|
|
principal trader is connected:
|
|
|
(d) Date dealing undertaken:
|
19/05/2010
|
|
|
(e) Has the EPT previously disclosed, or is it today
|
YES - .
|
|
|
disclosing, under the Code in respect of any other
|
|
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
|
|
|
Class of
|
Purchase/
|
Total number
|
Highest price
|
Lowest price
|
|
|
relevant
|
Sales
|
of securities
|
per unit
|
per unit
|
|
|
security
|
|
paid/received
|
paid/received
|
|
|
Common - GB0031729733
|
Purchase
|
92,832
|
GBP 7.45
|
GBP 7.37
|
|
|
Common - GB0031729733
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Sale
|
44,070
|
GBP 7.42
|
GBP 7.37
|
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|
(b) Derivatives transactions (other than options)
|
|
|
Class of
|
Product
|
Nature of dealing
|
Number of
|
Price per unit
|
|
|
relevant
|
description
|
|
reference securities
|
|
|
Common - GB0031729733
|
Swap
|
SHORT
|
475
|
GBP 7.42
|
|
|
(c) Options transactions in respect of existing securities
|
|
|
(i) Writing, selling, purchasing or varying
|
|
|
Class of
|
|
Product
|
Writing,
|
Number of
|
Exercise
|
Type
|
Expiry
|
Option
|
|
|
relevant
|
|
description
|
purchasing,
|
securities
|
price
|
|
date
|
money
|
|
|
security
|
|
selling,
|
to which
|
per unit
|
|
paid/
|
|
|
varying etc.
|
option
|
|
received
|
|
|
Class of relevant
|
Product description
|
Number of securities
|
Exercise price per
|
|
|
(d) Other dealings (including subscribing for new securities)
|
|
|
Class of relevant
|
Nature of dealing
|
|
Details
|
Price per unit (if
|
|
|
(a) Indemnity and other dealing arrangements
|
|
|
Details of any indemnity or option arrangement, or any agreement or understanding,
|
|
|
formal or informal, relating to relevant securities which may be an inducement to deal
|
|
|
or refrain from dealing entered into by the exempt principal trader making the
|
|
|
disclosure and any party to the offer or any person acting in concert with a party to the
|
|
|
(b) Agreements, arrangements or understandings relating to options or derivatives
|
|
|
Details of any agreement, arrangement or understanding, formal or informal, between
|
|
|
the exempt principal trader making the disclosure and any other person relating to:
|
|
|
(i) the voting rights of any relevant securities under any option; or
|
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
|
|
|
any derivative is referenced:
|
|
|
Date of disclosure:
|
20/05/2010
|
|
|
Contact name:
|
Bhavika Mistry
|
|
|
Telephone number:
|
+44 207 995 4747
|
|
|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
|
|
|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
|
|
|
Rule 8.5 of the Takeover Code (the "Code")
|
|
|
(a) Name of exempt principal trader:
|
Bank of America Merrill Lynch
|
|
|
(b) Name of offeror/offeree in relation to whose
|
RENSBURG SHEPPARDS PLC
|
|
|
relevant securities this form relates:
|
|
|
(c) Name of the party to the offer with which exempt
|
Advisor to Investec Plc
|
|
|
principal trader is connected:
|
|
|
(d) Date dealing undertaken:
|
19/05/2010
|
|
|
(e) Has the EPT previously disclosed, or is it today
|
YES - .
|
|
|
disclosing, under the Code in respect of any other
|
|
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
|
|
|
Class of
|
Purchase/
|
Total number
|
Highest price
|
Lowest price
|
|
|
relevant
|
Sales
|
of securities
|
per unit
|
per unit
|
|
|
security
|
|
paid/received
|
paid/received
|
|
|
Common - GB00B0712D26
|
Purchase
|
1,601
|
GBP 7.95
|
GBP 7.90
|
|
|
Common - GB00B0712D26
|
Sale
|
2,651
|
GBP 8.01
|
GBP 7.90
|
|
|
(b) Derivatives transactions (other than options)
|
|
|
Class of
|
Product description
|
Nature of dealing
|
Number of
|
|
Price per unit
|
|
|
relevant
|
|
reference securities
|
|
|
(c) Options transactions in respect of existing securities
|
|
|
(i) Writing, selling, purchasing or varying
|
|
|
Class of
|
|
Product
|
Writing,
|
Number of
|
Exercise
|
Type
|
Expiry
|
Option
|
|
|
relevant
|
|
description
|
purchasing,
|
securities
|
price
|
|
date
|
money
|
|
|
security
|
|
selling,
|
to which
|
per unit
|
|
paid/
|
|
|
varying etc.
|
option
|
|
received
|
|
|
Class of relevant
|
Product description
|
Number of securities
|
Exercise price per
|
|
|
(d) Other dealings (including subscribing for new securities)
|
|
|
Class of relevant
|
Nature of dealing
|
|
Details
|
Price per unit (if
|
|
|
(a) Indemnity and other dealing arrangements
|
|
|
Details of any indemnity or option arrangement, or any agreement or understanding,
|
|
|
formal or informal, relating to relevant securities which may be an inducement to deal
|
|
|
or refrain from dealing entered into by the exempt principal trader making the
|
|
|
disclosure and any party to the offer or any person acting in concert with a party to the
|
|
|
(b) Agreements, arrangements or understandings relating to options or derivatives
|
|
|
Details of any agreement, arrangement or understanding, formal or informal, between
|
|
|
the exempt principal trader making the disclosure and any other person relating to:
|
|
|
(i) the voting rights of any relevant securities under any option; or
|
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
|
|
|
any derivative is referenced:
|
|
|
Date of disclosure:
|
20/05/2010
|
|
|
Contact name:
|
Bhavika Mistry
|
|
|
Telephone number:
|
+44 207 995 4747
|
|
|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
|
|
|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
|
|
|
Rule 8.5 of the Takeover Code (the "Code")
|
|
|
(a) Name of exempt principal trader:
|
Bank of America Merrill Lynch
|
|
|
(b) Name of offeror/offeree in relation to whose
|
Investec Plc
|
|
|
relevant securities this form relates:
|
|
|
(c) Name of the party to the offer with which exempt
|
Advisor to INVESTEC PLC
|
|
|
principal trader is connected:
|
|
|
(d) Date dealing undertaken:
|
19/05/2010
|
|
|
(e) Has the EPT previously disclosed, or is it today
|
YES - .
|
|
|
disclosing, under the Code in respect of any other
|
|
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
|
|
|
Class of
|
Purchase/
|
Total number
|
Highest price
|
Lowest price
|
|
|
relevant
|
Sales
|
of securities
|
per unit
|
per unit
|
|
|
security
|
|
paid/received
|
paid/received
|
|
|
Common - GB00B17BBQ50
|
Purchase
|
35,260
|
GBP 4.99
|
GBP 4.86
|
|
|
Common - GB00B17BBQ50
|
Sale
|
30,977
|
GBP 4.99
|
GBP 4.84
|
|
|
(b) Derivatives transactions (other than options)
|
|
|
Class of
|
Product
|
Nature of dealing
|
Number of
|
Price per unit
|
|
|
relevant
|
description
|
|
reference securities
|
|
|
Common -
|
Swap
|
LONG
|
324
|
GBP 4.94
|
|
|
Common -
|
Swap
|
LONG
|
6173
|
GBP 4.93
|
|
|
Common -
|
Swap
|
LONG
|
4602
|
GBP 4.93
|
|
|
Common -
|
Swap
|
LONG
|
2000
|
GBP 4.87
|
|
|
Common -
|
Swap
|
LONG
|
1000
|
GBP 4.91
|
|
|
Class of
|
Product
|
Nature of dealing
|
Number of
|
Price per unit
|
|
|
relevant
|
description
|
|
reference securities
|
|
|
Common -
|
Swap
|
SHORT
|
67
|
GBP 4.90
|
|
|
Common -
|
Swap
|
SHORT
|
324
|
GBP 4.93
|
|
|
Common -
|
Swap
|
SHORT
|
500
|
GBP 4.88
|
|
|
Common -
|
Swap
|
SHORT
|
1000
|
GBP 4.90
|
|
|
Common -
|
Swap
|
SHORT
|
1678
|
GBP 4.88
|
|
|
Common -
|
Swap
|
SHORT
|
2351
|
GBP 4.90
|
|
|
Common -
|
Swap
|
SHORT
|
4490
|
GBP 4.90
|
|
|
(c) Options transactions in respect of existing securities
|
|
|
(i) Writing, selling, purchasing or varying
|
|
|
Class of
|
|
Product
|
Writing,
|
Number of
|
Exercise
|
Type
|
Expiry
|
Option
|
|
|
relevant
|
|
description
|
purchasing,
|
securities
|
price
|
|
date
|
money
|
|
|
security
|
|
selling,
|
to which
|
per unit
|
|
paid/
|
|
|
varying etc.
|
option
|
|
received
|
|
|
Class of relevant
|
Product description
|
Number of securities
|
Exercise price per
|
|
|
(d) Other dealings (including subscribing for new securities)
|
|
|
Class of relevant
|
Nature of dealing
|
|
Details
|
Price per unit (if
|
|
|
(a) Indemnity and other dealing arrangements
|
|
|
Details of any indemnity or option arrangement, or any agreement or understanding,
|
|
|
formal or informal, relating to relevant securities which may be an inducement to deal
|
|
|
or refrain from dealing entered into by the exempt principal trader making the
|
|
|
disclosure and any party to the offer or any person acting in concert with a party to the
|
|
|
(b) Agreements, arrangements or understandings relating to options or derivatives
|
|
|
Details of any agreement, arrangement or understanding, formal or informal, between
|
|
|
the exempt principal trader making the disclosure and any other person relating to:
|
|
|
(i) the voting rights of any relevant securities under any option; or
|
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
|
|
|
any derivative is referenced:
|
|
|
Date of disclosure:
|
20/05/2010
|
|
|
Contact name:
|
Bhavika Mistry
|
|
|
Telephone number:
|
+44 207 995 4747
|
This information is provided by RNS
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|
|