RNS Number : 5601M
Bank of America Merrill Lynch
26 May 2010
|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
|
|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
|
|
Rule 8.5 of the Takeover Code (the "Code")
|
|
(a) Name of exempt principal trader:
|
Bank of America Merrill Lynch
|
|
(b) Name of offeror/offeree in relation to whose
|
Babcock International Group
|
|
relevant securities this form relates:
|
|
(c) Name of the party to the offer with which exempt
|
Advisor to VT Group Plc
|
|
principal trader is connected:
|
|
(d) Date dealing undertaken:
|
25/05/2010
|
|
(e) Has the EPT previously disclosed, or is it today
|
YES - .
|
|
disclosing, under the Code in respect of any other
|
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
|
|
Class of
|
Purchase/
|
Total number
|
Highest price
|
Lowest price
|
|
relevant
|
Sales
|
of securities
|
per unit
|
per unit
|
|
security
|
|
paid/received
|
paid/received
|
|
Common - GB0009697037
|
Purchase
|
305,594
|
GBP 5.56
|
GBP 5.52
|
|
Common - GB0009697037
|
Sale
|
433,161
|
GBP 5.56
|
GBP 5.53
|
|
(b) Derivatives transactions (other than options)
|
|
Class of
|
Product
|
Nature of dealing
|
Number of
|
Price per unit
|
|
relevant
|
description
|
|
reference securities
|
|
Common - GB0009697037
|
Swap
|
LONG
|
22967
|
GBP 5.53
|
|
Common - GB0009697037
|
Swap
|
LONG
|
66
|
GBP 5.52
|
|
Common - GB0009697037
|
Swap
|
LONG
|
136
|
GBP 5.53
|
|
Common - GB0009697037
|
Swap
|
LONG
|
275
|
GBP 5.56
|
|
Common - GB0009697037
|
Swap
|
LONG
|
374
|
GBP 5.54
|
|
Common - GB0009697037
|
Swap
|
LONG
|
1003
|
GBP 5.54
|
|
Common - GB0009697037
|
Swap
|
LONG
|
1139
|
GBP 5.55
|
|
Common - GB0009697037
|
Swap
|
LONG
|
1255
|
GBP 5.54
|
|
Common - GB0009697037
|
Swap
|
LONG
|
2000
|
GBP 5.56
|
|
Common - GB0009697037
|
Swap
|
LONG
|
2624
|
GBP 5.56
|
|
Common - GB0009697037
|
Swap
|
LONG
|
12
|
GBP 5.53
|
|
Common - GB0009697037
|
Swap
|
LONG
|
3965
|
GBP 5.55
|
|
Common - GB0009697037
|
Swap
|
LONG
|
29736
|
GBP 5.53
|
|
Common - GB0009697037
|
Swap
|
LONG
|
3297
|
GBP 5.53
|
|
Class of
|
Product
|
Nature of dealing
|
Number of
|
Price per unit
|
|
relevant
|
description
|
|
reference securities
|
|
Common - GB0009697037
|
Swap
|
SHORT
|
274
|
GBP 5.54
|
|
Common - GB0009697037
|
Swap
|
SHORT
|
7661
|
GBP 5.54
|
|
Common - GB0009697037
|
Swap
|
SHORT
|
4138
|
GBP 5.54
|
|
Common - GB0009697037
|
Swap
|
SHORT
|
1964
|
GBP 5.56
|
|
Common - GB0009697037
|
Swap
|
SHORT
|
1608
|
GBP 5.56
|
|
Common - GB0009697037
|
Swap
|
SHORT
|
1257
|
GBP 5.56
|
|
Common - GB0009697037
|
Swap
|
SHORT
|
1139
|
GBP 5.56
|
|
Common - GB0009697037
|
Swap
|
SHORT
|
1003
|
GBP 5.54
|
|
Common - GB0009697037
|
Swap
|
SHORT
|
743
|
GBP 5.56
|
|
Common - GB0009697037
|
Swap
|
SHORT
|
357
|
GBP 5.55
|
|
(c) Options transactions in respect of existing securities
|
|
(i) Writing, selling, purchasing or varying
|
|
Class of
|
|
Product
|
Writing,
|
Number of
|
Exercise
|
Type
|
Expiry
|
Option
|
|
relevant
|
|
description
|
purchasing,
|
securities
|
price
|
|
date
|
money
|
|
security
|
|
selling,
|
to which
|
per unit
|
|
paid/
|
|
varying etc.
|
option
|
|
received
|
|
Class of relevant
|
Product description
|
Number of securities
|
Exercise price per
|
|
(d) Other dealings (including subscribing for new securities)
|
|
Class of relevant
|
Nature of dealing
|
|
Details
|
Price per unit (if
|
|
(a) Indemnity and other dealing arrangements
|
|
Details of any indemnity or option arrangement, or any agreement or understanding,
|
|
formal or informal, relating to relevant securities which may be an inducement to deal
|
|
or refrain from dealing entered into by the exempt principal trader making the
|
|
disclosure and any party to the offer or any person acting in concert with a party to the
|
|
(b) Agreements, arrangements or understandings relating to options or derivatives
|
|
Details of any agreement, arrangement or understanding, formal or informal, between
|
|
the exempt principal trader making the disclosure and any other person relating to:
|
|
(i) the voting rights of any relevant securities under any option; or
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
|
|
any derivative is referenced:
|
|
Date of disclosure:
|
26/05/2010
|
|
Contact name:
|
Bhavika Mistry
|
|
Telephone number:
|
+44 207 995 4747
|
|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
|
|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
|
|
Rule 8.5 of the Takeover Code (the "Code")
|
|
(a) Name of exempt principal trader:
|
Bank of America Merrill Lynch
|
|
(b) Name of offeror/offeree in relation to whose
|
VT Group Plc
|
|
relevant securities this form relates:
|
|
(c) Name of the party to the offer with which exempt
|
Advisor to VT Group Plc
|
|
principal trader is connected:
|
|
(d) Date dealing undertaken:
|
25/05/2010
|
|
(e) Has the EPT previously disclosed, or is it today
|
YES - .
|
|
disclosing, under the Code in respect of any other
|
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
|
|
Class of
|
Purchase/
|
Total number
|
Highest price
|
Lowest price
|
|
relevant
|
Sales
|
of securities
|
per unit
|
per unit
|
|
security
|
|
paid/received
|
paid/received
|
|
Common - GB0031729733
|
Purchase
|
376,615
|
GBP 7.30
|
GBP 7.28
|
|
Common - GB0031729733
|
Sale
|
24,801
|
GBP 7.31
|
GBP 7.26
|
|
(b) Derivatives transactions (other than options)
|
|
Class of
|
Product
|
Nature of dealing
|
Number of
|
Price per unit
|
|
relevant
|
description
|
|
reference securities
|
|
Common - GB0031729733
|
Swap
|
LONG
|
44871
|
GBP 7.29
|
|
Common - GB0031729733
|
Swap
|
LONG
|
39634
|
GBP 7.29
|
|
Common - GB0031729733
|
Swap
|
LONG
|
4554
|
GBP 7.30
|
|
Common - GB0031729733
|
Swap
|
LONG
|
2829
|
GBP 7.30
|
|
Common - GB0031729733
|
Swap
|
LONG
|
2080
|
GBP 7.30
|
|
Common - GB0031729733
|
Swap
|
LONG
|
1448
|
GBP 7.30
|
|
Common - GB0031729733
|
Swap
|
LONG
|
1118
|
GBP 7.30
|
|
Class of
|
Product
|
Nature of dealing
|
Number of
|
Price per unit
|
|
relevant
|
description
|
|
reference securities
|
|
Common - GB0031729733
|
Swap
|
SHORT
|
1095
|
GBP 7.26
|
|
Common - GB0031729733
|
Swap
|
SHORT
|
17117
|
GBP 7.28
|
|
(c) Options transactions in respect of existing securities
|
|
(i) Writing, selling, purchasing or varying
|
|
Class of
|
|
Product
|
Writing,
|
Number of
|
Exercise
|
Type
|
Expiry
|
Option
|
|
relevant
|
|
description
|
purchasing,
|
securities
|
price
|
|
date
|
money
|
|
security
|
|
selling,
|
to which
|
per unit
|
|
paid/
|
|
varying etc.
|
option
|
|
received
|
|
Class of relevant
|
Product description
|
Number of securities
|
Exercise price per
|
|
(d) Other dealings (including subscribing for new securities)
|
|
Class of relevant
|
Nature of dealing
|
|
Details
|
Price per unit (if
|
|
(a) Indemnity and other dealing arrangements
|
|
Details of any indemnity or option arrangement, or any agreement or understanding,
|
|
formal or informal, relating to relevant securities which may be an inducement to deal
|
|
or refrain from dealing entered into by the exempt principal trader making the
|
|
disclosure and any party to the offer or any person acting in concert with a party to the
|
|
(b) Agreements, arrangements or understandings relating to options or derivatives
|
|
Details of any agreement, arrangement or understanding, formal or informal, between
|
|
the exempt principal trader making the disclosure and any other person relating to:
|
|
(i) the voting rights of any relevant securities under any option; or
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
|
|
any derivative is referenced:
|
|
Date of disclosure:
|
26/05/2010
|
|
Contact name:
|
Bhavika Mistry
|
|
Telephone number:
|
+44 207 995 4747
|
|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
|
|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
|
|
Rule 8.5 of the Takeover Code (the "Code")
|
|
(a) Name of exempt principal trader:
|
Bank of America Merrill Lynch
|
|
(b) Name of offeror/offeree in relation to whose
|
RENSBURG SHEPPARDS PLC
|
|
relevant securities this form relates:
|
|
(c) Name of the party to the offer with which exempt
|
Advisor to Investec Plc
|
|
principal trader is connected:
|
|
(d) Date dealing undertaken:
|
25/05/2010
|
|
(e) Has the EPT previously disclosed, or is it today
|
YES - .
|
|
disclosing, under the Code in respect of any other
|
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
|
|
Class of
|
Purchase/
|
Total number
|
Highest price
|
Lowest price
|
|
relevant
|
Sales
|
of securities
|
per unit
|
per unit
|
|
security
|
|
paid/received
|
paid/received
|
|
Common - GB00B0712D26
|
Purchase
|
999
|
GBP 7.36
|
GBP 7.36
|
|
(b) Derivatives transactions (other than options)
|
|
Class of
|
Product
|
Nature of dealing
|
Number of
|
Price per unit
|
|
relevant
|
description
|
|
reference securities
|
|
Common - GB00B0712D26
|
Swap
|
LONG
|
493
|
GBP 7.35
|
|
Common - GB00B0712D26
|
Swap
|
LONG
|
271
|
GBP 7.35
|
|
Common - GB00B0712D26
|
Swap
|
LONG
|
235
|
GBP 7.37
|
|
(c) Options transactions in respect of existing securities
|
|
(i) Writing, selling, purchasing or varying
|
|
Class of
|
|
Product
|
Writing,
|
Number of
|
Exercise
|
Type
|
Expiry
|
Option
|
|
relevant
|
|
description
|
purchasing,
|
securities
|
price
|
|
date
|
money
|
|
security
|
|
selling,
|
to which
|
per unit
|
|
paid/
|
|
varying etc.
|
option
|
|
received
|
|
Class of relevant
|
Product description
|
Number of securities
|
Exercise price per
|
|
(d) Other dealings (including subscribing for new securities)
|
|
Class of relevant
|
Nature of dealing
|
|
Details
|
Price per unit (if
|
|
(a) Indemnity and other dealing arrangements
|
|
Details of any indemnity or option arrangement, or any agreement or understanding,
|
|
formal or informal, relating to relevant securities which may be an inducement to deal
|
|
or refrain from dealing entered into by the exempt principal trader making the
|
|
disclosure and any party to the offer or any person acting in concert with a party to the
|
|
(b) Agreements, arrangements or understandings relating to options or derivatives
|
|
Details of any agreement, arrangement or understanding, formal or informal, between
|
|
the exempt principal trader making the disclosure and any other person relating to:
|
|
(i) the voting rights of any relevant securities under any option; or
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
|
|
any derivative is referenced:
|
|
Date of disclosure:
|
26/05/2010
|
|
Contact name:
|
Bhavika Mistry
|
|
Telephone number:
|
+44 207 995 4747
|
This information is provided by RNS
The company news service from the London Stock Exchange
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