Tuesday 08 June, 2010
BofA Merrill Lynch
Form 8.5 (EPT/RI)
RNS Number : 2509N Bank of America Merrill Lynch 08 June 2010
|
|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
|
|
|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
|
|
|
Rule 8.5 of the Takeover Code (the "Code")
|
|
|
(a) Name of exempt principal trader:
|
Bank of America Merrill Lynch
|
|
|
(b) Name of offeror/offeree in relation to whose
|
Babcock International Group
|
|
|
relevant securities this form relates:
|
|
|
(c) Name of the party to the offer with which exempt
|
Advisor to VT Group Plc
|
|
|
principal trader is connected:
|
|
|
(d) Date dealing undertaken:
|
07/06/2010
|
|
|
(e) Has the EPT previously disclosed, or is it today
|
YES - .
|
|
|
disclosing, under the Code in respect of any other
|
|
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
|
|
|
Class of
|
Purchase/
|
Total number
|
Highest price
|
Lowest price
|
|
|
relevant
|
Sales
|
of securities
|
per unit
|
per unit
|
|
|
security
|
|
paid/received
|
paid/received
|
|
|
Common - GB0009697037
|
Purchase
|
20,152
|
GBP 5.68
|
GBP 5.65
|
|
|
Common - GB0009697037
|
Sale
|
158,013
|
GBP 5.68
|
GBP 5.66
|
|
|
(b) Derivatives transactions (other than options)
|
|
|
Class of
|
Product
|
Nature of dealing
|
Number of
|
Price per unit
|
|
|
relevant
|
description
|
|
reference securities
|
|
|
Common - GB0009697037
|
Swap
|
LONG
|
4790
|
GBP 5.67
|
|
|
Common - GB0009697037
|
Swap
|
LONG
|
2707
|
GBP 5.67
|
|
|
Common - GB0009697037
|
Swap
|
LONG
|
1935
|
GBP 5.66
|
|
|
Common - GB0009697037
|
Swap
|
LONG
|
1024
|
GBP 5.66
|
|
|
Common - GB0009697037
|
Swap
|
LONG
|
915
|
GBP 5.66
|
|
|
Common - GB0009697037
|
Swap
|
LONG
|
375
|
GBP 5.67
|
|
|
Common - GB0009697037
|
Swap
|
LONG
|
139
|
GBP 5.67
|
|
|
Class of
|
Product
|
Nature of dealing
|
Number of
|
Price per unit
|
|
|
relevant
|
description
|
|
reference securities
|
|
|
Common - GB0009697037
|
Swap
|
SHORT
|
375
|
GBP 5.67
|
|
|
Common - GB0009697037
|
Swap
|
SHORT
|
915
|
GBP 5.67
|
|
|
Common - GB0009697037
|
Swap
|
SHORT
|
1935
|
GBP 5.67
|
|
|
Common - GB0009697037
|
Swap
|
SHORT
|
2707
|
GBP 5.69
|
|
|
Common - GB0009697037
|
Swap
|
SHORT
|
4790
|
GBP 5.67
|
|
|
Common - GB0009697037
|
Swap
|
SHORT
|
25000
|
GBP 5.66
|
|
|
Common - GB0009697037
|
Swap
|
SHORT
|
119781
|
GBP 5.66
|
|
|
(c) Options transactions in respect of existing securities
|
|
|
(i) Writing, selling, purchasing or varying
|
|
|
Class of
|
|
Product
|
Writing,
|
Number of
|
Exercise
|
Type
|
Expiry
|
Option
|
|
|
relevant
|
|
description
|
purchasing,
|
securities
|
price
|
|
date
|
money
|
|
|
security
|
|
selling,
|
to which
|
per unit
|
|
paid/
|
|
|
varying etc.
|
option
|
|
received
|
|
|
Class of relevant
|
Product description
|
Number of securities
|
Exercise price per unit
|
|
|
(d) Other dealings (including subscribing for new securities)
|
|
|
Class of relevant
|
Nature of dealing
|
|
Details
|
Price per unit (if
|
|
|
(a) Indemnity and other dealing arrangements
|
|
|
Details of any indemnity or option arrangement, or any agreement or understanding,
|
|
|
formal or informal, relating to relevant securities which may be an inducement to deal
|
|
|
or refrain from dealing entered into by the exempt principal trader making the
|
|
|
disclosure and any party to the offer or any person acting in concert with a party to the
|
|
|
(b) Agreements, arrangements or understandings relating to options or derivatives
|
|
|
Details of any agreement, arrangement or understanding, formal or informal, between
|
|
|
the exempt principal trader making the disclosure and any other person relating to:
|
|
|
(i) the voting rights of any relevant securities under any option; or
|
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
|
|
|
any derivative is referenced:
|
|
|
Date of disclosure:
|
08/06/2010
|
|
|
Contact name:
|
Bhavika Mistry
|
|
|
Telephone number:
|
+44 207 995 4747
|
|
|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
|
|
|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
|
|
|
Rule 8.5 of the Takeover Code (the "Code")
|
|
|
(a) Name of exempt principal trader:
|
Bank of America Merrill Lynch
|
|
|
(b) Name of offeror/offeree in relation to whose
|
VT Group Plc
|
|
|
relevant securities this form relates:
|
|
|
(c) Name of the party to the offer with which exempt
|
Advisor to Vt Group Plc
|
|
|
principal trader is connected:
|
|
|
(d) Date dealing undertaken:
|
07/06/2010
|
|
|
(e) Has the EPT previously disclosed, or is it today
|
YES - .
|
|
|
disclosing, under the Code in respect of any other
|
|
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
|
|
|
Class of
|
Purchase/
|
Total number
|
Highest price
|
Lowest price
|
|
|
relevant
|
Sales
|
of securities
|
per unit
|
per unit
|
|
|
security
|
|
paid/received
|
paid/received
|
|
|
Common - GB0031729733
|
Purchase
|
1,119,702
|
GBP 7.44
|
GBP 7.40
|
|
|
Common - GB0031729733
|
Sale
|
768,643
|
GBP 7.44
|
GBP 7.40
|
|
|
(b) Derivatives transactions (other than options)
|
|
|
Class of
|
Product
|
Nature of dealing
|
Number of
|
Price per unit
|
|
|
relevant
|
description
|
|
reference securities
|
|
|
Common - GB0031729733
|
Swap
|
LONG
|
159484
|
GBP 7.43
|
|
|
Common - GB0031729733
|
Swap
|
LONG
|
600
|
GBP 7.42
|
|
|
Common - GB0031729733
|
Swap
|
LONG
|
688
|
GBP 7.44
|
|
|
Common - GB0031729733
|
Swap
|
LONG
|
794
|
GBP 7.43
|
|
|
Common - GB0031729733
|
Swap
|
LONG
|
906
|
GBP 7.44
|
|
|
Common - GB0031729733
|
Swap
|
LONG
|
1140
|
GBP 7.43
|
|
|
Common - GB0031729733
|
Swap
|
LONG
|
2507
|
GBP 7.44
|
|
|
Common - GB0031729733
|
Swap
|
LONG
|
356
|
GBP 7.44
|
|
|
Common - GB0031729733
|
Swap
|
LONG
|
4250
|
GBP 7.44
|
|
|
Common - GB0031729733
|
Swap
|
LONG
|
180516
|
GBP 7.43
|
|
|
Common - GB0031729733
|
Swap
|
LONG
|
2863
|
GBP 7.43
|
|
|
Class of
|
Product
|
Nature of dealing
|
Number of
|
Price per unit
|
|
|
relevant
|
description
|
|
reference securities
|
|
|
Common - GB0031729733
|
Swap
|
SHORT
|
600
|
GBP 7.42
|
|
|
Common - GB0031729733
|
Swap
|
SHORT
|
2507
|
GBP 7.43
|
|
|
Common - GB0031729733
|
Swap
|
SHORT
|
1929
|
GBP 7.43
|
|
|
Common - GB0031729733
|
Swap
|
SHORT
|
1134
|
GBP 7.44
|
|
|
Common - GB0031729733
|
Swap
|
SHORT
|
688
|
GBP 7.44
|
|
|
Common - GB0031729733
|
Swap
|
SHORT
|
686
|
GBP 7.42
|
|
|
(c) Options transactions in respect of existing securities
|
|
|
(i) Writing, selling, purchasing or varying
|
|
|
Class of
|
|
Product
|
Writing,
|
Number of
|
Exercise
|
Type
|
Expiry
|
Option
|
|
|
relevant
|
|
description
|
purchasing,
|
securities
|
price
|
|
date
|
money
|
|
|
security
|
|
selling,
|
to which
|
per unit
|
|
paid/
|
|
|
varying etc.
|
option
|
|
received
|
|
|
Class of relevant
|
Product description
|
Number of securities
|
Exercise price per unit
|
|
|
(d) Other dealings (including subscribing for new securities)
|
|
|
Class of relevant
|
Nature of dealing
|
|
Details
|
Price per unit (if
|
|
|
(a) Indemnity and other dealing arrangements
|
|
|
Details of any indemnity or option arrangement, or any agreement or understanding,
|
|
|
formal or informal, relating to relevant securities which may be an inducement to deal
|
|
|
or refrain from dealing entered into by the exempt principal trader making the
|
|
|
disclosure and any party to the offer or any person acting in concert with a party to the
|
|
|
(b) Agreements, arrangements or understandings relating to options or derivatives
|
|
|
Details of any agreement, arrangement or understanding, formal or informal, between
|
|
|
the exempt principal trader making the disclosure and any other person relating to:
|
|
|
(i) the voting rights of any relevant securities under any option; or
|
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
|
|
|
any derivative is referenced:
|
|
|
Date of disclosure:
|
08/06/2010
|
|
|
Contact name:
|
Bhavika Mistry
|
|
|
Telephone number:
|
+44 207 995 4747
|
|
|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
|
|
|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
|
|
|
Rule 8.5 of the Takeover Code (the "Code")
|
|
|
(a) Name of exempt principal trader:
|
Bank of America Merrill Lynch
|
|
|
(b) Name of offeror/offeree in relation to whose
|
RENSBURG SHEPPARDS PLC
|
|
|
relevant securities this form relates:
|
|
|
(c) Name of the party to the offer with which exempt
|
Advisor to Investec Plc
|
|
|
principal trader is connected:
|
|
|
(d) Date dealing undertaken:
|
07/06/2010
|
|
|
(e) Has the EPT previously disclosed, or is it today
|
YES - .
|
|
|
disclosing, under the Code in respect of any other
|
|
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
|
|
|
Class of
|
Purchase/
|
Total number
|
Highest price
|
Lowest price
|
|
|
relevant
|
Sales
|
of securities
|
per unit
|
per unit
|
|
|
security
|
|
paid/received
|
paid/received
|
|
|
Common -
|
Sale
|
329
|
GBP 7.86
|
GBP 7.86
|
|
|
(b) Derivatives transactions (other than options)
|
|
|
Class of
|
Product
|
Nature of dealing
|
Number of
|
Price per unit
|
|
|
relevant
|
description
|
|
reference securities
|
|
|
Common -
|
Swap
|
SHORT
|
329
|
GBP 7.85
|
|
|
(c) Options transactions in respect of existing securities
|
|
|
(i) Writing, selling, purchasing or varying
|
|
|
Class of
|
|
Product
|
Writing,
|
Number of
|
Exercise
|
Type
|
Expiry
|
Option
|
|
|
relevant
|
|
description
|
purchasing,
|
securities
|
price
|
|
date
|
money
|
|
|
security
|
|
selling,
|
to which
|
per unit
|
|
paid/
|
|
|
varying etc.
|
option
|
|
received
|
|
|
Class of relevant
|
Product description
|
Number of securities
|
Exercise price per unit
|
|
|
(d) Other dealings (including subscribing for new securities)
|
|
|
Class of relevant
|
Nature of dealing
|
|
Details
|
Price per unit (if
|
|
|
(a) Indemnity and other dealing arrangements
|
|
|
Details of any indemnity or option arrangement, or any agreement or understanding,
|
|
|
formal or informal, relating to relevant securities which may be an inducement to deal
|
|
|
or refrain from dealing entered into by the exempt principal trader making the
|
|
|
disclosure and any party to the offer or any person acting in concert with a party to the
|
|
|
(b) Agreements, arrangements or understandings relating to options or derivatives
|
|
|
Details of any agreement, arrangement or understanding, formal or informal, between
|
|
|
the exempt principal trader making the disclosure and any other person relating to:
|
|
|
(i) the voting rights of any relevant securities under any option; or
|
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
|
|
|
any derivative is referenced:
|
|
|
Date of disclosure:
|
08/06/2010
|
|
|
Contact name:
|
Bhavika Mistry
|
|
|
Telephone number:
|
+44 207 995 4747
|
|
|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
|
|
|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
|
|
|
Rule 8.5 of the Takeover Code (the "Code")
|
|
|
(a) Name of exempt principal trader:
|
Bank of America Merrill Lynch
|
|
|
(b) Name of offeror/offeree in relation to whose
|
Investec Plc
|
|
|
relevant securities this form relates:
|
|
|
(c) Name of the party to the offer with which exempt
|
Advisor to INVESTEC PLC
|
|
|
principal trader is connected:
|
|
|
(d) Date dealing undertaken:
|
07/06/2010
|
|
|
(e) Has the EPT previously disclosed, or is it today
|
YES - .
|
|
|
disclosing, under the Code in respect of any other
|
|
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
|
|
|
Class of
|
Purchase/
|
Total number
|
Highest price
|
Lowest price
|
|
|
relevant
|
Sales
|
of securities
|
per unit
|
per unit
|
|
|
security
|
|
paid/received
|
paid/received
|
|
|
Common - GB00B17BBQ50
|
Purchase
|
305,172
|
GBP 54.11
|
GBP 4.70
|
|
|
Common - GB00B17BBQ50
|
Sale
|
434,884
|
GBP 54.11
|
GBP 4.72
|
|
|
(b) Derivatives transactions (other than options)
|
|
|
Class of
|
Product
|
Nature of dealing
|
Number of
|
Price per unit
|
|
|
relevant
|
description
|
|
reference securities
|
|
|
Common - GB00B17BBQ50
|
Swap
|
LONG
|
19156
|
GBP 4.72
|
|
|
Common - GB00B17BBQ50
|
Swap
|
LONG
|
188
|
GBP 4.79
|
|
|
Common - GB00B17BBQ50
|
Swap
|
LONG
|
207
|
GBP 4.75
|
|
|
Common - GB00B17BBQ50
|
Swap
|
LONG
|
298
|
GBP 4.75
|
|
|
Common - GB00B17BBQ50
|
Swap
|
LONG
|
333
|
GBP 4.72
|
|
|
Common - GB00B17BBQ50
|
Swap
|
LONG
|
532
|
GBP 4.79
|
|
|
Common - GB00B17BBQ50
|
Swap
|
LONG
|
671
|
GBP 4.76
|
|
|
Common - GB00B17BBQ50
|
Swap
|
LONG
|
853
|
GBP 4.82
|
|
|
Common - GB00B17BBQ50
|
Swap
|
LONG
|
1269
|
GBP 4.76
|
|
|
Common - GB00B17BBQ50
|
Swap
|
LONG
|
1687
|
GBP 4.72
|
|
|
Common - GB00B17BBQ50
|
Swap
|
LONG
|
2538
|
GBP 4.82
|
|
|
Common - GB00B17BBQ50
|
Swap
|
LONG
|
2562
|
GBP 4.79
|
|
|
Common - GB00B17BBQ50
|
Swap
|
LONG
|
4432
|
GBP 4.77
|
|
|
Common - GB00B17BBQ50
|
Swap
|
LONG
|
821
|
ZAR 54.14
|
|
|
Common - GB00B17BBQ50
|
Swap
|
LONG
|
54
|
GBP 4.75
|
|
|
Class of
|
Product
|
Nature of dealing
|
Number of
|
Price per unit
|
|
|
relevant
|
description
|
|
reference securities
|
|
|
Common - GB00B17BBQ50
|
Swap
|
SHORT
|
8868
|
GBP 4.72
|
|
|
Common - GB00B17BBQ50
|
Swap
|
SHORT
|
4432
|
GBP 4.75
|
|
|
Common - GB00B17BBQ50
|
Swap
|
SHORT
|
2562
|
GBP 4.75
|
|
|
Common - GB00B17BBQ50
|
Swap
|
SHORT
|
2323
|
GBP 4.74
|
|
|
Common - GB00B17BBQ50
|
Swap
|
SHORT
|
2185
|
GBP 4.76
|
|
|
Common - GB00B17BBQ50
|
Swap
|
SHORT
|
1964
|
GBP 4.72
|
|
|
Common - GB00B17BBQ50
|
Swap
|
SHORT
|
1300
|
GBP 4.81
|
|
|
Common - GB00B17BBQ50
|
Swap
|
SHORT
|
1269
|
GBP 4.72
|
|
|
Common - GB00B17BBQ50
|
Swap
|
SHORT
|
821
|
GBP 4.79
|
|
|
Common - GB00B17BBQ50
|
Swap
|
SHORT
|
671
|
GBP 4.75
|
|
|
Common - GB00B17BBQ50
|
Swap
|
SHORT
|
510
|
GBP 4.74
|
|
|
Common - GB00B17BBQ50
|
Swap
|
SHORT
|
315
|
GBP 4.76
|
|
|
Common - GB00B17BBQ50
|
Swap
|
SHORT
|
72
|
GBP 4.75
|
|
|
Common - GB00B17BBQ50
|
Swap
|
SHORT
|
117500
|
GBP 4.75
|
|
|
(c) Options transactions in respect of existing securities
|
|
|
(i) Writing, selling, purchasing or varying
|
|
|
Class of
|
|
Product
|
Writing,
|
Number of
|
Exercise
|
Type
|
Expiry
|
Option
|
|
|
relevant
|
|
description
|
purchasing,
|
securities
|
price
|
|
date
|
money
|
|
|
security
|
|
selling,
|
to which
|
per unit
|
|
paid/
|
|
|
varying etc.
|
option
|
|
received
|
|
|
Class of relevant
|
Product description
|
Number of securities
|
Exercise price per unit
|
|
|
(d) Other dealings (including subscribing for new securities)
|
|
|
Class of relevant
|
Nature of dealing
|
|
Details
|
Price per unit (if
|
|
|
(a) Indemnity and other dealing arrangements
|
|
|
Details of any indemnity or option arrangement, or any agreement or understanding,
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formal or informal, relating to relevant securities which may be an inducement to deal
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or refrain from dealing entered into by the exempt principal trader making the
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disclosure and any party to the offer or any person acting in concert with a party to the
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(b) Agreements, arrangements or understandings relating to options or derivatives
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Details of any agreement, arrangement or understanding, formal or informal, between
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the exempt principal trader making the disclosure and any other person relating to:
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(i) the voting rights of any relevant securities under any option; or
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(ii) the voting rights or future acquisition or disposal of any relevant securities to which
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any derivative is referenced:
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Date of disclosure:
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08/06/2010
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Contact name:
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Bhavika Mistry
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Telephone number:
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+44 207 995 4747
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This information is provided by RNS
The company news service from the London Stock Exchange END FERFVLFBBQFXBBQ
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