RNS Number : 7114N
Bank of America Merrill Lynch
16 June 2010
|
|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
|
|
|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
|
|
|
Rule 8.5 of the Takeover Code (the "Code")
|
|
|
(a) Name of exempt principal trader:
|
Bank of America Merrill Lynch
|
|
|
(b) Name of offeror/offeree in relation to whose
|
Investec Plc
|
|
|
relevant securities this form relates:
|
|
|
(c) Name of the party to the offer with which exempt
|
Advisor to INVESTEC PLC
|
|
|
principal trader is connected:
|
|
|
(d) Date dealing undertaken:
|
15/06/2010
|
|
|
(e) Has the EPT previously disclosed, or is it today
|
YES - .
|
|
|
disclosing, under the Code in respect of any other
|
|
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
|
|
|
Class of
|
Purchase/
|
Total number
|
Highest price
|
Lowest price
|
|
|
relevant
|
Sales
|
of securities
|
per unit
|
per unit
|
|
|
security
|
|
paid/received
|
paid/received
|
|
|
Common - GB00B17BBQ50
|
Purchase
|
17,498
|
GBP 4.93
|
GBP 4.88
|
|
|
Common - GB00B17BBQ50
|
Sale
|
18,230
|
GBP 4.92
|
GBP 4.90
|
|
|
(b) Derivatives transactions (other than options)
|
|
|
Class of
|
Product
|
Nature of dealing
|
Number of
|
Price per unit
|
|
|
relevant
|
description
|
|
reference securities
|
|
|
Common -
|
Swap
|
LONG
|
1353
|
GBP 4.92
|
|
|
Common -
|
Swap
|
LONG
|
323
|
GBP 4.88
|
|
|
Class of
|
Product
|
Nature of dealing
|
Number of
|
Price per unit
|
|
|
relevant
|
description
|
|
reference securities
|
|
|
Common -
|
Swap
|
SHORT
|
323
|
GBP 4.90
|
|
|
Common -
|
Swap
|
SHORT
|
2830
|
GBP 4.91
|
|
|
Common -
|
Swap
|
SHORT
|
6110
|
GBP 4.91
|
|
|
(c) Options transactions in respect of existing securities
|
|
|
(i) Writing, selling, purchasing or varying
|
|
|
Class of
|
|
Product
|
Writing,
|
Number of
|
Exercise
|
Type
|
Expiry
|
Option
|
|
|
relevant
|
|
description
|
purchasing,
|
securities
|
price
|
|
date
|
money
|
|
|
security
|
|
selling,
|
to which
|
per unit
|
|
paid/
|
|
|
varying etc.
|
option
|
|
received
|
|
|
Class of relevant
|
Product description
|
Number of securities
|
Exercise price per
|
|
|
(d) Other dealings (including subscribing for new securities)
|
|
|
(a) Indemnity and other dealing arrangements
|
|
|
Details of any indemnity or option arrangement, or any agreement or understanding,
|
|
|
formal or informal, relating to relevant securities which may be an inducement to deal
|
|
|
or refrain from dealing entered into by the exempt principal trader making the
|
|
|
disclosure and any party to the offer or any person acting in concert with a party to the
|
|
|
(b) Agreements, arrangements or understandings relating to options or derivatives
|
|
|
Details of any agreement, arrangement or understanding, formal or informal, between
|
|
|
the exempt principal trader making the disclosure and any other person relating to:
|
|
|
(i) the voting rights of any relevant securities under any option; or
|
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
|
|
|
any derivative is referenced:
|
|
|
Date of disclosure:
|
16/06/2010
|
|
|
Contact name:
|
Bhavika Mistry
|
|
|
Telephone number:
|
+44 207 995 4747
|
|
|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
|
|
|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
|
|
|
Rule 8.5 of the Takeover Code (the "Code")
|
|
|
(a) Name of exempt principal trader:
|
Bank of America Merrill Lynch
|
|
|
(b) Name of offeror/offeree in relation to whose
|
RENSBURG SHEPPARDS PLC
|
|
|
relevant securities this form relates:
|
|
|
(c) Name of the party to the offer with which exempt
|
Advisor to Investec Plc
|
|
|
principal trader is connected:
|
|
|
(d) Date dealing undertaken:
|
15/06/2010
|
|
|
(e) Has the EPT previously disclosed, or is it today
|
YES - .
|
|
|
disclosing, under the Code in respect of any other
|
|
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
|
|
|
Class of
|
Purchase/
|
Total number
|
Highest price
|
Lowest price
|
|
|
relevant
|
Sales
|
of securities
|
per unit
|
per unit
|
|
|
security
|
|
paid/received
|
paid/received
|
|
|
Common - GB00B0712D26
|
Purchase
|
3,944
|
GBP 8.03
|
GBP 8.00
|
|
|
Common - GB00B0712D26
|
Sale
|
4,304
|
GBP 8.05
|
GBP 8.00
|
|
|
(b) Derivatives transactions (other than options)
|
|
|
Class of
|
Product
|
Nature of dealing
|
Number of
|
Price per unit
|
|
|
relevant
|
description
|
|
reference securities
|
|
|
Common - GB00B0712D26
|
Swap
|
SHORT
|
34
|
GBP 8.02
|
|
|
Common - GB00B0712D26
|
Swap
|
SHORT
|
326
|
GBP 8.04
|
|
|
(c) Options transactions in respect of existing securities
|
|
|
(i) Writing, selling, purchasing or varying
|
|
|
Class of
|
|
Product
|
Writing,
|
Number of
|
Exercise
|
Type
|
Expiry
|
Option
|
|
|
relevant
|
|
description
|
purchasing,
|
securities
|
price
|
|
date
|
money
|
|
|
security
|
|
selling,
|
to which
|
per unit
|
|
paid/
|
|
|
varying etc.
|
option
|
|
received
|
|
|
Class of relevant
|
Product description
|
Number of securities
|
Exercise price per
|
|
|
(d) Other dealings (including subscribing for new securities)
|
|
|
Class of relevant
|
Nature of dealing
|
|
Details
|
Price per unit (if
|
|
|
(a) Indemnity and other dealing arrangements
|
|
|
Details of any indemnity or option arrangement, or any agreement or understanding,
|
|
|
formal or informal, relating to relevant securities which may be an inducement to deal
|
|
|
or refrain from dealing entered into by the exempt principal trader making the
|
|
|
disclosure and any party to the offer or any person acting in concert with a party to the
|
|
|
(b) Agreements, arrangements or understandings relating to options or derivatives
|
|
|
Details of any agreement, arrangement or understanding, formal or informal, between
|
|
|
the exempt principal trader making the disclosure and any other person relating to:
|
|
|
(i) the voting rights of any relevant securities under any option; or
|
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
|
|
|
any derivative is referenced:
|
|
|
Date of disclosure:
|
16/06/2010
|
|
|
Contact name:
|
Bhavika Mistry
|
|
|
Telephone number:
|
+44 207 995 4747
|
|
|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
|
|
|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
|
|
|
Rule 8.5 of the Takeover Code (the "Code")
|
|
|
(a) Name of exempt principal trader:
|
Bank of America Merrill Lynch
|
|
|
(b) Name of offeror/offeree in relation to whose
|
VT Group Plc
|
|
|
relevant securities this form relates:
|
|
|
(c) Name of the party to the offer with which exempt
|
Advisor to VT Group Plc
|
|
|
principal trader is connected:
|
|
|
(d) Date dealing undertaken:
|
15/06/2010
|
|
|
(e) Has the EPT previously disclosed, or is it today
|
YES - .
|
|
|
disclosing, under the Code in respect of any other
|
|
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
|
|
|
Class of
|
Purchase/
|
Total number
|
Highest price
|
Lowest price
|
|
|
relevant
|
Sales
|
of securities
|
per unit
|
per unit
|
|
|
security
|
|
paid/received
|
paid/received
|
|
|
Common - GB0031729733
|
Purchase
|
67,868
|
GBP 7.68
|
GBP 7.64
|
|
|
Common - GB0031729733
|
Sale
|
2,954
|
GBP 7.67
|
GBP 7.63
|
|
|
(b) Derivatives transactions (other than options)
|
|
|
Class of
|
Product
|
Nature of dealing
|
Number of
|
Price per unit
|
|
|
relevant
|
description
|
|
reference securities
|
|
|
Common - GB0031729733
|
Swap
|
LONG
|
1108
|
GBP 7.68
|
|
|
Common - GB0031729733
|
Swap
|
LONG
|
900
|
GBP 7.66
|
|
|
Common - GB0031729733
|
Swap
|
LONG
|
816
|
GBP 7.64
|
|
|
Common - GB0031729733
|
Swap
|
LONG
|
500
|
GBP 7.70
|
|
|
Class of
|
Product
|
Nature of dealing
|
Number of
|
Price per unit
|
|
|
relevant
|
description
|
|
reference securities
|
|
|
Common - GB0031729733
|
Swap
|
SHORT
|
900
|
GBP 7.66
|
|
|
(c) Options transactions in respect of existing securities
|
|
|
(i) Writing, selling, purchasing or varying
|
|
|
Class of
|
|
Product
|
Writing,
|
Number of
|
Exercise
|
Type
|
Expiry
|
Option
|
|
|
relevant
|
|
description
|
purchasing,
|
securities
|
price
|
|
date
|
money
|
|
|
security
|
|
selling,
|
to which
|
per unit
|
|
paid/
|
|
|
varying etc.
|
option
|
|
received
|
|
|
Class of relevant
|
Product description
|
Number of securities
|
Exercise price per
|
|
|
(d) Other dealings (including subscribing for new securities)
|
|
|
(a) Indemnity and other dealing arrangements
|
|
|
Details of any indemnity or option arrangement, or any agreement or understanding,
|
|
|
formal or informal, relating to relevant securities which may be an inducement to deal
|
|
|
or refrain from dealing entered into by the exempt principal trader making the
|
|
|
disclosure and any party to the offer or any person acting in concert with a party to the
|
|
|
(b) Agreements, arrangements or understandings relating to options or derivatives
|
|
|
Details of any agreement, arrangement or understanding, formal or informal, between
|
|
|
the exempt principal trader making the disclosure and any other person relating to:
|
|
|
(i) the voting rights of any relevant securities under any option; or
|
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
|
|
|
any derivative is referenced:
|
|
|
Date of disclosure:
|
16/06/2010
|
|
|
Contact name:
|
Bhavika Mistry
|
|
|
Telephone number:
|
+44 207 995 4747
|
This information is provided by RNS
The company news service from the London Stock Exchange
END
FERBQLFFBQFLBBZ