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Brewin Dolphin Hldgs (BRW)

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Monday 02 December, 2019

Brewin Dolphin Hldgs

Director/PDMR Shareholding

RNS Number : 4078V
Brewin Dolphin Holdings PLC
02 December 2019
 

The notification set out below is provided in accordance with the requirements of the EU Market Abuse Regulation.

 

Details of the person discharging managerial responsibilities / person closely associated

 

Name

 

 

Susan Beckett

 

Reason for the notification

 

Position/status

 

 

Chief Risk Officer (PDMR)

Initial notification /Amendment

 

 

Initial notification

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

Name

 

 

Brewin Dolphin Holdings PLC

LEI

 

 

213800PS7FS5UYOWAC49

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

 

Shares

 

GB0001765816

Nature of the transaction

 

 

Grant of a nil cost option over shares under the Deferred Profit Share Plan

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

£3.45

 

21,739

Aggregated information

 

 

- Aggregated volume

 

 

- Price

 

 

 

 

 

21,739 shares

 

 

£3.45

 

 

 

Date of the transaction

 

 

2019-11-28

Place of the transaction

 

 

London Stock Exchange

Details of the person discharging managerial responsibilities / person closely associated

 

Name

 

 

Robin Beer

 

Reason for the notification

 

Position/status

 

 

Managing Director of Investment Solutions & Distribution (PDMR)

Initial notification /Amendment

 

 

Initial notification

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

Name

 

 

Brewin Dolphin Holdings PLC

LEI

 

 

213800PS7FS5UYOWAC49

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

 

Shares

 

GB0001765816

Nature of the transaction

 

 

Grant of a nil cost option over shares under the Deferred Profit Share Plan

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

£3.45

 

30,434

 

Aggregated information

 

 

- Aggregated volume

 

 

- Price

 

 

 

 

 

30,434 shares

 

 

£3.45

 

 

Date of the transaction

 

 

2019-11-28

Place of the transaction

 

 

London Stock Exchange

Details of the person discharging managerial responsibilities / person closely associated

 

Name

 

 

Siobhan Boylan

Reason for the notification

 

Position/status

 

 

Chief Financial Officer (Director/PDMR)

Initial notification /Amendment

 

 

Initial notification

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

Name

 

 

Brewin Dolphin Holdings PLC

LEI

 

 

213800PS7FS5UYOWAC49

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

 

Shares

 

GB0001765816

Nature of the transaction

 

 

Grant of a nil cost option over shares under the Deferred Profit Share Plan

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

£3.45

 

12,339

Aggregated information

 

 

- Aggregated volume

 

 

- Price

 

 

 

 

 

12,339 shares

 

 

£3.45

 

 

 

Date of the transaction

 

 

2019-11-28

Place of the transaction

 

 

London Stock Exchange

Details of the person discharging managerial responsibilities / person closely associated

 

Name

 

 

Richard Buxton

 

Reason for the notification

 

Position/status

 

 

Group Human Resources Director (PDMR)

Initial notification /Amendment

 

 

Initial notification

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

Name

 

 

Brewin Dolphin Holdings PLC

LEI

 

 

213800PS7FS5UYOWAC49

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

 

Shares

 

GB0001765816

Nature of the transaction

 

 

Grant of a nil cost option over shares under the Deferred Profit Share Plan

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

£3.45

 

20,289

Aggregated information

 

 

- Aggregated volume

 

 

- Price

 

 

 

 

 

20,289 shares

 

 

£3.45

 

 

 

Date of the transaction

 

 

2019-11-28

Place of the transaction

 

 

London Stock Exchange

Details of the person discharging managerial responsibilities / person closely associated

 

Name

 

 

Charles Ferry

 

Reason for the notification

 

Position/status

 

 

Managing Director of Private Clients (PDMR)

Initial notification /Amendment

 

 

Initial notification

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

Name

 

 

Brewin Dolphin Holdings PLC

LEI

 

 

213800PS7FS5UYOWAC49

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

 

Shares

 

GB0001765816

Nature of the transaction

 

 

Grant of a nil cost option over shares under the Deferred Profit Share Plan

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

£3.45

 

36,714

Aggregated information

 

 

- Aggregated volume

 

 

- Price

 

 

 

 

 

36,714 shares

 

 

£3.45

 

 

 

Date of the transaction

 

 

2019-11-28

Place of the transaction

 

 

London Stock Exchange

Details of the person discharging managerial responsibilities / person closely associated

 

Name

 

 

Nicholas Fitzgerald

Reason for the notification

 

Position/status

 

 

Managing Director of Financial Planning (PDMR)

Initial notification /Amendment

 

 

Initial notification

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

Name

 

 

Brewin Dolphin Holdings PLC

LEI

 

 

213800PS7FS5UYOWAC49

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

 

Shares

 

GB0001765816

Nature of the transaction

 

 

Grant of a nil cost option over shares under the Deferred Profit Share Plan

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

£3.45

 

28,502

Aggregated information

 

 

- Aggregated volume

 

 

- Price

 

 

 

 

 

28,502 shares

 

 

£3.45

 

 

 

Date of the transaction

 

 

2019-11-28

Place of the transaction

 

 

London Stock Exchange

Details of the person discharging managerial responsibilities / person closely associated

 

Name

 

 

David Nicol

Reason for the notification

 

Position/status

 

 

Chief Executive (Director/PDMR)

Initial notification /Amendment

 

 

Initial notification

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

Name

 

 

Brewin Dolphin Holdings PLC

LEI

 

 

213800PS7FS5UYOWAC49

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

 

Shares

 

GB0001765816

Nature of the transaction

 

 

Grant of a nil cost option over shares under the Deferred Profit Share Plan

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

£3.45

 

31,482

Aggregated information

 

 

- Aggregated volume

 

 

- Price

 

 

 

 

 

31,482 shares

 

 

£3.45

 

 

 

Date of the transaction

 

 

2019-11-28

Place of the transaction

 

 

London Stock Exchange

Details of the person discharging managerial responsibilities / person closely associated

 

Name

 

 

Grant Parkinson

Reason for the notification

 

Position/status

 

 

Chief Operating Officer (PDMR)

Initial notification /Amendment

 

 

Initial notification

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

Name

 

 

Brewin Dolphin Holdings PLC

LEI

 

 

213800PS7FS5UYOWAC49

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

 

Shares

 

GB0001765816

Nature of the transaction

 

 

Grant of a nil cost option over shares under the Deferred Profit Share Plan

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

£3.45

 

21,256

Aggregated information

 

 

- Aggregated volume

 

 

- Price

 

 

 

 

 

21,256 shares

 

 

£3.45

 

 

 

Date of the transaction

 

 

2019-11-28

Place of the transaction

 

 

London Stock Exchange

 



 

The notification set out below is provided in accordance with the requirements of the EU Market Abuse Regulation.

 

Details of the person discharging managerial responsibilities / person closely associated

 

Name

 

 

Susan Beckett

 

Reason for the notification

 

Position/status

 

 

Chief Risk Officer (PDMR)

Initial notification /Amendment

 

 

Initial notification

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

Name

 

 

Brewin Dolphin Holdings PLC

LEI

 

 

213800PS7FS5UYOWAC49

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

 

Shares

 

GB0001765816

Nature of the transaction

 

 

Grant of a conditional share award under the Long Term Performance Plan (LTIP)

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

£3.45

 

72,463

Aggregated information

 

 

- Aggregated volume

 

 

- Price

 

 

 

 

 

72,463 shares

 

 

£3.45

 

 

 

Date of the transaction

 

 

2019-11-28

Place of the transaction

 

 

London Stock Exchange

Details of the person discharging managerial responsibilities / person closely associated

 

Name

 

 

Robin Beer

 

Reason for the notification

 

Position/status

 

 

Managing Director of Investment Solutions & Distribution (PDMR)

Initial notification /Amendment

 

 

Initial notification

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

Name

 

 

Brewin Dolphin Holdings PLC

LEI

 

 

213800PS7FS5UYOWAC49

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

 

Shares

 

GB0001765816

Nature of the transaction

 

 

Grant of a conditional share award under the Long Term Performance Plan (LTIP)

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

£3.45

 

72,463

Aggregated information

 

 

- Aggregated volume

 

 

- Price

 

 

 

 

 

72,463 shares

 

 

£3.45

 

 

Date of the transaction

 

 

2019-11-28

Place of the transaction

 

 

London Stock Exchange

Details of the person discharging managerial responsibilities / person closely associated

 

Name

 

 

Siobhan Boylan

Reason for the notification

 

Position/status

 

 

Chief Financial Officer (Director/PDMR)

Initial notification /Amendment

 

 

Initial notification

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

Name

 

 

Brewin Dolphin Holdings PLC

LEI

 

 

213800PS7FS5UYOWAC49

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

 

Shares

 

GB0001765816

Nature of the transaction

 

 

Grant of a conditional share award under the Long Term Performance Plan (LTIP)

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

£3.45

 

141,304

Aggregated information

 

 

- Aggregated volume

 

 

- Price

 

 

 

 

 

141,304 shares

 

 

£3.45

 

 

 

Date of the transaction

 

 

2019-11-28

Place of the transaction

 

 

London Stock Exchange

Details of the person discharging managerial responsibilities / person closely associated

 

Name

 

 

Richard Buxton

 

Reason for the notification

 

Position/status

 

 

Group Human Resources Director (PDMR)

Initial notification /Amendment

 

 

Initial notification

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

Name

 

 

Brewin Dolphin Holdings PLC

LEI

 

 

213800PS7FS5UYOWAC49

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

 

Shares

 

GB0001765816

Nature of the transaction

 

 

Grant of a conditional share award under the Long Term Performance Plan (LTIP)

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

£3.45

 

72,463

Aggregated information

 

 

- Aggregated volume

 

 

- Price

 

 

 

 

 

72,463 shares

 

 

£3.45

 

 

 

Date of the transaction

 

 

2019-11-28

Place of the transaction

 

 

London Stock Exchange

Details of the person discharging managerial responsibilities / person closely associated

 

Name

 

 

Charles Ferry

 

Reason for the notification

 

Position/status

 

 

Managing Director of Private Clients (PDMR)

Initial notification /Amendment

 

 

Initial notification

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

Name

 

 

Brewin Dolphin Holdings PLC

LEI

 

 

213800PS7FS5UYOWAC49

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

 

Shares

 

GB0001765816

Nature of the transaction

 

 

Grant of a conditional share award under the Long Term Performance Plan (LTIP)

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

£3.45

 

72,463

Aggregated information

 

 

- Aggregated volume

 

 

- Price

 

 

 

 

 

72,463 shares

 

 

£3.45

 

 

 

Date of the transaction

 

 

2019-11-28

Place of the transaction

 

 

London Stock Exchange

Details of the person discharging managerial responsibilities / person closely associated

 

Name

 

 

Nicholas Fitzgerald

Reason for the notification

 

Position/status

 

 

Managing Director of Financial Planning (PDMR)

Initial notification /Amendment

 

 

Initial notification

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

Name

 

 

Brewin Dolphin Holdings PLC

LEI

 

 

213800PS7FS5UYOWAC49

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

 

Shares

 

GB0001765816

Nature of the transaction

 

 

Grant of a conditional share award under the Long Term Performance Plan (LTIP

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

£3.45

 

72,463

Aggregated information

 

 

- Aggregated volume

 

 

- Price

 

 

 

 

 

72,463 shares

 

 

£3.45

 

 

 

Date of the transaction

 

 

2019-11-28

Place of the transaction

 

 

London Stock Exchange

Details of the person discharging managerial responsibilities / person closely associated

 

Name

 

 

Grant Parkinson

Reason for the notification

 

Position/status

 

 

Chief Operating Officer (PDMR)

Initial notification /Amendment

 

 

Initial notification

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

Name

 

 

Brewin Dolphin Holdings PLC

LEI

 

 

213800PS7FS5UYOWAC49

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

 

Shares

 

GB0001765816

Nature of the transaction

 

 

Grant of a conditional share award under the Long Term Performance Plan (LTIP)

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

£3.45

 

72,463

Aggregated information

 

 

- Aggregated volume

 

 

- Price

 

 

 

 

 

72,463 shares

 

 

£3.45

 

 

 

Date of the transaction

 

 

2019-11-28

Place of the transaction

 

 

London Stock Exchange

Details of the person discharging managerial responsibilities / person closely associated

 

Name

 

 

David Nicol

Reason for the notification

 

Position/status

 

 

Chief Executive (Director/PDMR)

Initial notification /Amendment

 

 

Initial notification

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

Name

 

 

Brewin Dolphin Holdings PLC

LEI

 

 

213800PS7FS5UYOWAC49

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

 

Shares

 

GB0001765816

Nature of the transaction

 

 

Grant of a conditional share award under the Long Term Performance Plan (LTIP)

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

£3.45

 

189,130

Aggregated information

 

 

- Aggregated volume

 

 

- Price

 

 

 

 

 

189,130 shares

 

 

£3.45

 

 

 

Date of the transaction

 

 

2019-11-28

Place of the transaction

 

 

London Stock Exchange

 



 

Brewin Dolphin Holdings PLC

(the 'Company')

 

Persons discharging managerial responsibilities ('PDMR') received a conditional share award granted under the Company's Long Term Performance Plan ('LTIP') on 1 December 2016 (the 'Grant Date') (collectively the 'Awards'). The performance period for the Awards was three years to 30 September 2019. Performance against the criteria was tested and the Awards automatically vested at 61.8% on 2 December 2019 (the first business day after the third anniversary of the Grant Date).

 

The Company has in place an automatic sell to cover tax and national insurance provision (the 'Provision'), after which the balance of shares is automatically transferred to the participant (the 'Balance of Shares').

 

Detailed below is the Balance of Shares post the Provision having been applied. The price used for the value of the Balance of Shares is the market price used to calculate the Provision.

 

All individuals listed below have retained the Balance of Shares.

 

The notification set out below is provided in accordance with the requirements of the EU Market Abuse Regulation.

 

 

1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

 

Susan Beckett

 

2

 

Reason for the notification

 

a)

 

Position/status

 

 

Chief Risk Officer (PDMR)

b)

 

Initial notification /Amendment

 

 

Initial notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

 

Brewin Dolphin Holdings PLC

b)

 

LEI

 

 

213800PS7FS5UYOWAC49

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

 

Shares

 

GB0001765816

b)

 

Nature of the transaction

 

 

Resulting acquisition of the Balance of shares following automatic vesting of share award under the LTIP and the automatic Provision having been applied.

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

£3.296

22,570

d)

 

Aggregated information

 

 

- Aggregated volume

 

 

- Price

 

 

 

 

 

22,570 shares

 

 

£3.296

 

 

e)

 

Date of the transaction

 

 

2019-12-02

f)

 

Place of the transaction

 

 

London Stock Exchange

1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

 

Robin Beer

 

2

 

Reason for the notification

 

a)

 

Position/status

 

 

Managing Director of Investment Solutions & Distribution (PDMR)

b)

 

Initial notification /Amendment

 

 

Initial notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

 

Brewin Dolphin Holdings PLC

b)

 

LEI

 

 

213800PS7FS5UYOWAC49

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

 

Shares

 

GB0001765816

b)

 

Nature of the transaction

 

 

Resulting acquisition of the Balance of shares following automatic vesting of share award under the LTIP and the automatic Provision having been applied.

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

£3.296

 

22,570

d)

 

Aggregated information

 

 

- Aggregated volume

 

 

- Price

 

 

 

 

 

22,570 shares

 

 

£3.296

 

 

 

e)

 

Date of the transaction

 

 

2019-12-02

f)

 

Place of the transaction

 

 

London Stock Exchange

1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

 

Richard Buxton

2

 

Reason for the notification

 

a)

 

Position/status

 

 

HR Director (PDMR)

b)

 

Initial notification /Amendment

 

 

Initial notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

 

Brewin Dolphin Holdings PLC

b)

 

LEI

 

 

213800PS7FS5UYOWAC49

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

 

Shares

 

GB0001765816

b)

 

Nature of the transaction

 

 

Resulting acquisition of the Balance of shares following automatic vesting of share award under the LTIP and the automatic Provision having been applied.

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

£3.296

22,570

d)

 

Aggregated information

 

 

- Aggregated volume

 

 

- Price

 

 

 

 

 

22,570 shares

 

 

£3.296

 

 

e)

 

Date of the transaction

 

 

2019-12-02

f)

 

Place of the transaction

 

 

London Stock Exchange

1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

 

Charles Ferry

 

2

 

Reason for the notification

 

a)

 

Position/status

 

 

Managing Director of Private Clients (PDMR)

b)

 

Initial notification /Amendment

 

 

Initial notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

 

Brewin Dolphin Holdings PLC

b)

 

LEI

 

 

213800PS7FS5UYOWAC49

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

 

Shares

 

GB0001765816

b)

 

Nature of the transaction

 

 

Resulting acquisition of the Balance of shares following automatic vesting of share award under the LTIP and the automatic Provision having been applied.

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

£3.296

 

22,570

d)

 

Aggregated information

 

 

- Aggregated volume

 

 

- Price

 

 

 

 

 

22,570 shares

 

 

£3.296

 

e)

 

Date of the transaction

 

 

2019-12-02

f)

 

Place of the transaction

 

 

London Stock Exchange

1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

 

Nicholas Fitzgerald

 

2

 

Reason for the notification

 

a)

 

Position/status

 

 

Managing Director of Financial Planning (PDMR)

b)

 

Initial notification /Amendment

 

 

Initial notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

 

Brewin Dolphin Holdings PLC

b)

 

LEI

 

 

213800PS7FS5UYOWAC49

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

 

Shares

 

GB0001765816

b)

 

Nature of the transaction

 

 

Resulting acquisition of the Balance of shares following automatic vesting of share award under the LTIP and the automatic Provision having been applied.

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

£3.296

22,570

d)

 

Aggregated information

 

 

- Aggregated volume

 

 

- Price

 

 

 

 

 

22,570 shares

 

£3.296

 

 

 

e)

 

Date of the transaction

 

 

2019-12-02

f)

 

Place of the transaction

 

 

London Stock Exchange

1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

 

David Nicol

 

2

 

Reason for the notification

 

a)

 

Position/status

 

 

Chief Executive (Director/PDMR)

b)

 

Initial notification /Amendment

 

 

Initial notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

 

Brewin Dolphin Holdings PLC

b)

 

LEI

 

 

213800PS7FS5UYOWAC49

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

 

Shares

 

GB0001765816

b)

 

Nature of the transaction

 

 

Resulting acquisition of the Balance of shares following automatic vesting of share award under the LTIP and the automatic Provision having been applied.

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

£3.296

 

47,960

d)

 

Aggregated information

 

 

- Aggregated volume

 

 

- Price

 

 

 

 

 

47,960 shares

 

 

£3.296

 

 

 

e)

 

Date of the transaction

 

 

2019-12-02

f)

 

Place of the transaction

 

 

London Stock Exchange

 

 

 


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