RNS Number : 0118E
Brewin Dolphin Holdings PLC
03 April 2014
Brewin Dolphin Holdings PLC
("Brewin Dolphin" of the "Company")
BLOCK LISTING SIX MONTHLY RETURN
3 April 2014
|
Name of applicant:
|
Brewin Dolphin Holdings PLC
|
|
Name of scheme:
|
Blocklisting of Senior Employee Matching Purchase Scheme Nil paid shares granted in December 2008 @ £1.086
|
|
Period of return:
|
From:
|
1 October 2013
|
To:
|
31 March 2014
|
|
Balance of unallotted securities under scheme(s) from previous return:
|
Nil
|
|
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):
|
110,496
|
|
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):
|
Nil
|
|
Equals: Balance under scheme(s) not yet issued/allotted at end of period:
|
110,496
|
|
|
|
|
|
|
Name of applicant:
|
Brewin Dolphin Holdings PLC
|
|
Name of scheme:
|
Blocklisting of Senior Employee Matching Purchase Scheme Nil Paid shares granted in July 2008 @ £1.04
|
|
Period of return:
|
From:
|
1 October 2013
|
To:
|
31 March 2014
|
|
Balance of unallotted securities under scheme(s) from previous return:
|
Nil
|
|
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):
|
346,142
|
|
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):
|
-76,921
|
|
Equals: Balance under scheme(s) not yet issued/allotted at end of period:
|
269,221
|
|
|
|
|
|
|
Name of applicant:
|
Brewin Dolphin Holdings PLC
|
|
Name of scheme:
|
Blocklisting of Senior Employee Matching Purchase Scheme Nil paid shares granted in December 2007 @ £1.625
|
|
Period of return:
|
From:
|
1 October 2013
|
To:
|
31 March 2014
|
|
Balance of unallotted securities under scheme(s) from previous return:
|
Nil
|
|
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):
|
332,846
|
|
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):
|
-36,918
|
|
Equals: Balance under scheme(s) not yet issued/allotted at end of period:
|
295,928
|
|
|
|
|
|
|
Name of applicant:
|
Brewin Dolphin Holdings PLC
|
|
Name of scheme:
|
Blocklisting of Senior Employee Matching Purchase Scheme Nil Paid Shares granted in June 2007 @ £2.175
|
|
Period of return:
|
From:
|
1 October 2013
|
To:
|
31 March 2014
|
|
Balance of unallotted securities under scheme(s) from previous return:
|
Nil
|
|
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):
|
195,986
|
|
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):
|
-80,855
|
|
Equals: Balance under scheme(s) not yet issued/allotted at end of period:
|
115,131
|
|
|
|
|
|
|
Name of applicant:
|
Brewin Dolphin Holdings PLC
|
|
Name of scheme:
|
Blocklisting of Senior Employee Matching Purchase Scheme matching options granted in December 2008 @ £1.086
|
|
Period of return:
|
From:
|
1 October 2013
|
To:
|
31 March 2014
|
|
Balance of unallotted securities under scheme(s) from previous return:
|
Nil
|
|
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):
|
184,160
|
|
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):
|
Nil
|
|
Equals: Balance under scheme(s) not yet issued/allotted at end of period:
|
184,160
|
|
|
|
|
|
|
Name of applicant:
|
Brewin Dolphin Holdings PLC
|
|
Name of scheme:
|
Blocklisting of Senior Employee Matching Purchase Scheme matching options granted in July 2008 @ £1.04
|
|
Period of return:
|
From:
|
1 October 2013
|
To:
|
31 March 2014
|
|
Balance of unallotted securities under scheme(s) from previous return:
|
Nil
|
|
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):
|
673,055
|
|
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):
|
Nil
|
|
Equals: Balance under scheme(s) not yet issued/allotted at end of period:
|
673,055
|
|
|
|
|
|
|
Name of applicant:
|
Brewin Dolphin Holdings PLC
|
|
Name of scheme:
|
Blocklisting of Senior Employee Matching Purchase Scheme granted in December 2007 @ £1.625
|
|
Period of return:
|
From:
|
1 October 2013
|
To:
|
31 March 2014
|
|
Balance of unallotted securities under scheme(s) from previous return:
|
Nil
|
|
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):
|
519,939
|
|
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):
|
Nil
|
|
Equals: Balance under scheme(s) not yet issued/allotted at end of period:
|
519,939
|
|
|
|
|
|
|
Name of applicant:
|
Brewin Dolphin Holdings PLC
|
|
Name of scheme:
|
Blocklisting of 1994 Approved Executive Share Option Scheme granted in December 2003 @ £0.813
|
|
Period of return:
|
From:
|
1 October 2013
|
To:
|
31 March 2014
|
|
Balance of unallotted securities under scheme(s) from previous return:
|
155,169
|
|
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):
|
Nil
|
|
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):
|
-123,944
|
|
Less: Number of securities removed from the block listing due to expiry during the period.
|
-31,225
|
|
Equals: Balance under scheme(s) not yet issued/allotted at end of period:
|
Nil
|
|
|
|
|
|
|
Name of applicant:
|
Brewin Dolphin Holdings PLC
|
|
Name of scheme:
|
Blocklisting of 2004 Approved Executive Share Option Scheme granted in December 2005 @ £1.45
|
|
Period of return:
|
From:
|
1 October 2013
|
To:
|
31 March 2014
|
|
Balance of unallotted securities under scheme(s) from previous return:
|
277,819
|
|
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):
|
Nil
|
|
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):
|
-54,414
|
|
Equals: Balance under scheme(s) not yet issued/allotted at end of period:
|
223,405
|
|
|
|
|
|
|
Name of applicant:
|
Brewin Dolphin Holdings PLC
|
|
Name of scheme:
|
Blocklisting of 2004 Approved Executive Share Option Scheme granted in December 2006 @ £1.7525
|
|
Period of return:
|
From:
|
1 October 2013
|
To:
|
31 March 2014
|
|
Balance of unallotted securities under scheme(s) from previous return:
|
372,186
|
|
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):
|
Nil
|
|
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):
|
-96,334
|
|
Equals: Balance under scheme(s) not yet issued/allotted at end of period:
|
275,852
|
|
|
|
|
|
|
Name of applicant:
|
Brewin Dolphin Holdings PLC
|
|
Name of scheme:
|
Blocklisting of 2004 Approved Executive Share Option Scheme granted in December 2007 @ £1.68
|
|
Period of return:
|
From:
|
1 October 2013
|
To:
|
31 March 2014
|
|
Balance of unallotted securities under scheme(s) from previous return:
|
235,587
|
|
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):
|
Nil
|
|
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):
|
-86,611
|
|
Equals: Balance under scheme(s) not yet issued/allotted at end of period:
|
148,976
|
|
|
|
|
|
|
Name of applicant:
|
Brewin Dolphin Holdings PLC
|
|
Name of scheme:
|
Blocklisting of 2004 Approved Executive Share Option Scheme granted in December 2008 @ £1.035
|
|
Period of return:
|
From:
|
1 October 2013
|
To:
|
31 March 2014
|
|
Balance of unallotted securities under scheme(s) from previous return:
|
Nil
|
|
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):
|
567,167
|
|
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):
|
-421,787
|
|
Equals: Balance under scheme(s) not yet issued/allotted at end of period:
|
145,380
|
|
|
|
|
|
|
Name of applicant:
|
Brewin Dolphin Holdings PLC
|
|
Name of scheme:
|
Block listing of 2004 Approved Executive Share Option Scheme granted in December 2004 @ £0.98
|
|
Period of return:
|
From:
|
1 October 2013
|
To:
|
31 March 2014
|
|
Balance of unallotted securities under scheme(s) from previous return:
|
95,891
|
|
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):
|
Nil
|
|
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):
|
-22,500
|
|
Equals: Balance under scheme(s) not yet issued/allotted at end of period:
|
73,391
|
|
|
|
|
|
This information is provided by RNS
The company news service from the London Stock Exchange
END
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