Brewin Dolphin Holdings PLC
28 September 2007
To: Listing Applications
UK Listing Authority
Financial Services Authority
25, The North Colonnade
Canary Wharf
London, E14 5HS
SCHEDULE 5
BLOCKLISTING SIX MONTHLY RETURN
1. Name of company
Brewin Dolphin Holdings plc
2. Name of scheme
1994 Approved Executive Share Option Scheme, Granted in 2000
3. Period of return:
From 01/04/2007 to 30/09/2007
4. Number and class of shares(s) (amount of stock / debt security) not issued
under scheme
1,006,700 Ordinary 1 penny shares
5. Number of shares issued / allotted under scheme during period:
274,800 Ordinary 1 penny shares
6. Balance under scheme not yet issued / allotted at end of period
731,900 Ordinary 1 penny shares
7. Number and class of share(s) (amount of stock / debt securities) originally
listed and the date of admission;
1,011,500 Ordinary 1 penny shares - 28/02/2007
Please confirm total number of shares in issue at the end of the period in order
for us to update our records
Listed
In issue & fully paid up 203,538,486
In issue, blocklisted & nil paid 2,160,223
Not Listed
In issue, nil paid 1,005,326
Total Number of Voting Rights in Brewin Dolphin 206,704,035
Blocklisted but not allotted 1,352,011
Contact for queries
Name Anna Reed
Position Assistant Company Secretary
Address 12 Smithfield Street, London EC1A 9BD
Telephone 0845 213 3206
Person making the return
Name A. Wright
Position Company Secretary
SCHEDULE 5
BLOCKLISTING SIX MONTHLY RETURN
1. Name of company
Brewin Dolphin Holdings plc
2. Name of scheme
1994 Approved Executive Share Option Scheme, Granted in 2001
3. Period of return:
From 01/04/2007 to 30/09/2007
4. Number and class of shares(s) (amount of stock / debt security) not issued
under scheme
779,800 Ordinary 1 penny shares
5. Number of shares issued / allotted under scheme during period:
166,300 Ordinary 1 penny shares
6. Balance under scheme not yet issued / allotted at end of period
613,500 Ordinary 1 penny shares
7. Number and class of share(s) (amount of stock / debt securities) originally
listed and the date of admission;
1,306,582 Ordinary 1 penny shares
31/05/2006
Please confirm total number of shares in issue at the end of the period in order
for us to update our records
Listed
In issue & fully paid up 203,538,486
In issue, blocklisted & nil paid 2,160,223
Not Listed
In issue, nil paid 1,005,326
Total Number of Voting Rights in Brewin Dolphin 206,704,035
Blocklisted but not allotted 1,352,011
Contact for queries
Name Anna Reed
Position Assistant Company Secretary
Address 12 Smithfield Street, London EC1A 9BD
Telephone 0845 213 3206
Person making the return
Name A. Wright
Position Company Secretary
SCHEDULE 5
BLOCKLISTING SIX MONTHLY RETURN
1. Name of company
Brewin Dolphin Holdings plc
2. Name of scheme
Savings Related Share Option Scheme 1998
3. Period of return:
From 01/04/2007 to 30/09/2007
4. Number and class of shares(s) (amount of stock / debt security) not issued
under scheme
25,777 Ordinary 1 penny shares
5. Number of shares issued / allotted under scheme during period:
19,166 Ordinary 1 penny shares
6. Balance under scheme not yet issued / allotted at end of period
6,611 Ordinary 1 penny shares
7. Number and class of share(s) (amount of stock / debt securities) originally
listed and the date of admission;
847,813 Ordinary 1 penny shares
14/02/2007
Please confirm total number of shares in issue at the end of the period in order
for us to update our records
Listed
In issue & fully paid up 203,538,486
In issue, blocklisted & nil paid 2,160,223
Not Listed
In issue, nil paid 1,005,326
Total Number of Voting Rights in Brewin Dolphin 206,704,035
Blocklisted but not allotted 1,352,011
Contact for queries
Name Anna Reed
Position Assistant Company Secretary
Address 12 Smithfield Street, London EC1A 9BD
Telephone 0845 213 3206
Person making the return
Name A. Wright
Position Company Secretary
SCHEDULE 5
BLOCKLISTING SIX MONTHLY RETURN
1. Name of company
Brewin Dolphin Holdings plc
2. Name of scheme
Senior Employee Matching Share Purchase Scheme, Granted 2003
3. Period of return:
From 01/04/2007 to 30/09/2007
4. Number and class of shares(s) (amount of stock / debt security) not issued
under scheme
838,375 Ordinary 1 penny shares
5. Number of shares issued / allotted under scheme during period:
24,300 Ordinary 1 penny shares
6. Balance under scheme not yet issued / allotted at end of period
814,075 Ordinary 1 penny shares
7. Number and class of share(s) (amount of stock / debt securities) originally
listed and the date of admission;
978,106 Ordinary 1 penny shares
08/01/2004
Please confirm total number of shares in issue at the end of the period in order
for us to update our records
Listed
In issue & fully paid up 203,538,486
In issue, blocklisted & nil paid 2,160,223
Not Listed
In issue, nil paid 1,005,326
Total Number of Voting Rights in Brewin Dolphin 206,704,035
Blocklisted but not allotted 1,352,011
Contact for queries
Name Anna Reed
Position Assistant Company Secretary
Address 12 Smithfield Street, London EC1A 9BD
Telephone 0845 213 3206
Person making the return
Name A. Wright
Position Company Secretary
SCHEDULE 5
BLOCKLISTING SIX MONTHLY RETURN
1. Name of company
Brewin Dolphin Holdings plc
2. Name of scheme
Senior Employee Matching Share Purchase Scheme, Granted 2004
3. Period of return:
From 01/04/2007 to 30/09/2007
4. Number and class of shares(s) (amount of stock / debt security) not issued
under scheme
861,538 Ordinary 1 penny shares
5. Number of shares issued / allotted under scheme during period:
116,164 Ordinary 1 penny shares
6. Balance under scheme not yet issued / allotted at end of period
745,374 Ordinary 1 penny shares
7. Number and class of share(s) (amount of stock / debt securities) originally
listed and the date of admission;
914,779 Ordinary 1 penny shares
22/12/2004
Please confirm total number of shares in issue at the end of the period in order
for us to update our records
Listed
In issue & fully paid up 203,538,486
In issue, blocklisted & nil paid 2,160,223
Not Listed
In issue, nil paid 1,005,326
Total Number of Voting Rights in Brewin Dolphin 206,704,035
Blocklisted but not allotted 1,352,011
Contact for queries
Name Anna Reed
Position Assistant Company Secretary
Address 12 Smithfield Street, London EC1A 9BD
Telephone 0845 213 3206
Person making the return
Name A. Wright
Position Company Secretary
SCHEDULE 5
BLOCKLISTING SIX MONTHLY RETURN
1. Name of company
Brewin Dolphin Holdings plc
2. Name of scheme
Senior Employee Matching Share Purchase Scheme, Granted May 2005
3. Period of return:
From 01/04/2007 to 30/09/2007
4. Number and class of shares(s) (amount of stock / debt security) not issued
under scheme
59,404 Ordinary 1 penny shares
5. Number of shares issued / allotted under scheme during period:
0
6. Balance under scheme not yet issued / allotted at end of period
59,404 Ordinary 1 penny shares
7. Number and class of share(s) (amount of stock / debt securities) originally
listed and the date of admission;
84,156 Ordinary 1 penny shares
02/06/2005
Please confirm total number of shares in issue at the end of the period in order
for us to update our records
Listed
In issue & fully paid up 203,538,486
In issue, blocklisted & nil paid 2,160,223
Not Listed
In issue, nil paid 1,005,326
Total Number of Voting Rights in Brewin Dolphin 206,704,035
Blocklisted but not allotted 1,352,011
Contact for queries
Name Anna Reed
Position Assistant Company Secretary
Address 12 Smithfield Street, London EC1A 9BD
Telephone 0845 213 3206
Person making the return
Name A. Wright
Position Company Secretary
SCHEDULE 5
BLOCKLISTING SIX MONTHLY RETURN
1. Name of company
Brewin Dolphin Holdings plc
2. Name of scheme
Senior Employee Matching Share Purchase Scheme, Granted December 2005
3. Period of return:
From 01/04/2007 to 30/09/2007
4. Number and class of shares(s) (amount of stock / debt security) not issued
under scheme
611,431 Ordinary 1 penny shares
5. Number of shares issued / allotted under scheme during period:
70,061 Ordinary 1 penny shares
6. Balance under scheme not yet issued / allotted at end of period
541,370 Ordinary 1 penny shares
7. Number and class of share(s) (amount of stock / debt securities) originally
listed and the date of admission;
611,431 Ordinary 1 penny shares
19/12/2005
Please confirm total number of shares in issue at the end of the period in order
for us to update our records
Listed
In issue & fully paid up 203,538,486
In issue, blocklisted & nil paid 2,160,223
Not Listed
In issue, nil paid 1,005,326
Total Number of Voting Rights in Brewin Dolphin 206,704,035
Blocklisted but not allotted 1,352,011
Contact for queries
Name Anna Reed
Position Assistant Company Secretary
Address 12 Smithfield Street, London EC1A 9BD
Telephone 0845 213 3206
Person making the return
Name A. Wright
Position Company Secretary
This information is provided by RNS
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