RNS Number : 4750B
Brewin Dolphin Holdings PLC
03 April 2013
Brewin Dolphin Holdings PLC
("Brewin Dolphin" of the "Company")
BLOCK LISTING SIX MONTHLY RETURN
3rd April 2012
|
Name of applicant:
|
Brewin Dolphin Holdings plc
|
|
Name of scheme:
|
Senior Employee Matching Share Purchase Scheme issued and nil pd Dec 2005 block listing
|
|
Period of return:
|
From:
|
1 Oct 2012
|
To:
|
31 March 2013
|
|
Balance of unallotted securities under scheme(s) from previous return:
|
142,985
|
|
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):
|
Nil
|
|
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):
|
-142,985
|
|
Equals: Balance under scheme(s) not yet issued/allotted at end of period:
|
0
|
|
|
|
|
|
|
Name of applicant:
|
Brewin Dolphin Holdings plc
|
|
Name of scheme:
|
Senior Employee Matching Purchase Scheme issued matching option Dec 2005 blocklisting
|
|
Period of return:
|
From:
|
1 Oct 2012
|
To:
|
31 March 2013
|
|
Balance of unallotted securities under scheme(s) from previous return:
|
382,143
|
|
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):
|
Nil
|
|
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):
|
-156,041
|
|
Less: Number of securities removed from the block listing due to expiry during the period:
|
226,102
|
|
Equals: Balance under scheme(s) not yet issued/allotted at end of period:
|
0
|
|
|
|
|
|
|
Name of applicant:
|
Brewin Dolphin Holdings plc
|
|
Name of scheme:
|
1994 Approved Executive Share option Scheme granted in December 2002 @ £0.375 Block listing
|
|
Period of return:
|
From:
|
1 Oct 2012
|
To:
|
31 March 2013
|
|
Balance of unallotted securities under scheme(s) from previous return:
|
39,167
|
|
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):
|
Nil
|
|
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):
|
-6,250
|
|
Less: Number of securities removed from the block listing due to expiry during the period:
|
32,917
|
|
Equals: Balance under scheme(s) not yet issued/allotted at end of period:
|
0
|
|
|
|
|
|
|
Name of applicant:
|
Brewin Dolphin Holdings plc
|
|
Name of scheme:
|
Blocklisting of 1994 Approved Executive Share option Scheme granted in December 2003 @ £0.813
|
|
Period of return:
|
From:
|
1 Oct 2012
|
To:
|
31 March 2013
|
|
Balance of unallotted securities under scheme(s) from previous return:
|
224,997
|
|
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):
|
Nil
|
|
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):
|
-40,000
|
|
Equals: Balance under scheme(s) not yet issued/allotted at end of period:
|
184,997
|
|
|
|
|
|
|
Name of applicant:
|
Brewin Dolphin Holdings plc
|
|
Name of scheme:
|
Blocklisting of 2004 Approved Executive Share Option Scheme granted in December 2004 @ £0.98
|
|
Period of return:
|
From:
|
1 Oct 2012
|
To:
|
31 March 2013
|
|
Balance of unallotted securities under scheme(s) from previous return:
|
188,652
|
|
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):
|
Nil
|
|
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):
|
-47,000
|
|
Equals: Balance under scheme(s) not yet issued/allotted at end of period:
|
141,652
|
|
|
|
|
|
|
Name of applicant:
|
Brewin Dolphin Holdings plc
|
|
Name of scheme:
|
Blocklisting of 2004 Approved Executive Share option Scheme granted in December 2005 @ £1.45
|
|
Period of return:
|
From:
|
1 Oct 2012
|
To:
|
31 March 2013
|
|
Balance of unallotted securities under scheme(s) from previous return:
|
483,819
|
|
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):
|
Nil
|
|
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):
|
-136,000
|
|
Equals: Balance under scheme(s) not yet issued/allotted at end of period:
|
347,819
|
|
|
|
|
|
|
Name of applicant:
|
Brewin Dolphin Holdings plc
|
|
Name of scheme:
|
Blocklisting of 2004 Approved Executive Share option Scheme granted in December 2006 @ £1.7525
|
|
Period of return:
|
From:
|
1 Oct 2012
|
To:
|
31 March 2013
|
|
Balance of unallotted securities under scheme(s) from previous return:
|
Nil
|
|
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):
|
713,482
|
|
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):
|
-187,263
|
|
Equals: Balance under scheme(s) not yet issued/allotted at end of period:
|
526,219
|
|
|
|
|
|
|
Name of applicant:
|
Brewin Dolphin Holdings plc
|
|
Name of scheme:
|
Blocklisting of 2004 Approved Executive Share option Scheme granted in December 2007 @ £1.68
|
|
Period of return:
|
From:
|
1 Oct 2012
|
To:
|
31 March 2013
|
|
Balance of unallotted securities under scheme(s) from previous return:
|
Nil
|
|
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):
|
676,120
|
|
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):
|
-303,353
|
|
Equals: Balance under scheme(s) not yet issued/allotted at end of period:
|
372,767
|
|
|
|
|
|
This information is provided by RNS
The company news service from the London Stock Exchange
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