RNS Number : 6412I
Brewin Dolphin Holdings PLC
02 June 2014
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
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1.
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Name of the issuer
BREWIN DOLPHIN HOLDINGS PLC
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2.
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State whether the notification relates to (i) a
transaction notified in accordance with DTR 3.1.2 R,
(ii) a disclosure made in accordance
LR 9.8.6R(1) or
(iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
i) TRANSACTION NOTIFIED IN ACCORDANCE WITH DTR 3.1.2.R
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3.
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Name of person discharging managerial
responsibilities/director
STEPHEN JONES
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4.
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State whether notification relates to a person
connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
STEPHEN JONES AND SPOUSE
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5.
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Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial
interest 1
BENEFICIAL HOLDING
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6.
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Description of shares (including class), debentures or derivatives or financial instruments relating to shares
ORDINARY SHARES OF 1P EACH
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7.
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Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
BREWIN DOLPHIN NOMINEES LIMITED
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8.
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State the nature of the transaction
BED AND ISA 8,000 SHARES (4,463 STEPHEN JONES AND 3,537 TO SPOUSE)
TRANSFER TO SPOUSE 30,000 SHARES
NO CHANGE IN TOTAL NUMBER OF SHARES HELD BY STEPHEN JONES AND SPOUSE
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9.
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Number of shares, debentures or financial
instruments relating to shares acquired
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10.
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Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
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8,000 (BED & ISA)
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0.003%
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11.
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Number of shares, debentures or financial
instruments relating to shares disposed
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12.
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Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
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8,000 (BED & ISA)
30,000 (TRANSFER TO SPOUSE)
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0.01%
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13.
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Price per share or value of transaction
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14.
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Date and place of transaction
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321.70p sold
322.0p purchased
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LONDON, 2 JUNE 2014
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15.
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Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
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16.
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Date issuer informed of transaction
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168,550 (0.06%)
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2 JUNE 2014
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If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
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17.
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Date of grant
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18.
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Period during which or date on which exercisable
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19.
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Total amount paid (if any) for grant of the option
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20.
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Description of shares or debentures involved (class and number)
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21.
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Exercise price (if fixed at time of grant) or
indication that price is to be fixed at the time of exercise
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22.
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Total number of shares or debentures over which options held following notification
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23.
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Any additional information
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24.
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Name of contact and telephone number for queries
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Name of authorised official of issuer responsible for making notification
Louise Meads
Company Secretary
Date of notification
2 June 2014
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This information is provided by RNS
The company news service from the London Stock Exchange
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