|
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|
a)
|
Name
|
Robin Beer
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Head of Intermediary and Institutional (PDMR)
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Brewin Dolphin Holdings PLC
|
|
b)
|
LEI
|
213800PS7FS5UYOWAC49
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Shares
GB0001765816
|
|
b)
|
Nature of the transaction
|
Exercise of nil cost share options under the Deferred Profit Share Plan - 2013 Grant. Sufficient shares sold to cover tax liability.
|
|
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
|
0.00p
|
10,047
|
|
276.06p
|
4,732
|
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
- Aggregate volume
- Price
|
10,047 shares (exercise)
0.00p (exercise)
4,732 shares (sale)
276.06p (sale)
|
|
e)
|
Date of the transaction
|
2016-12-05
|
|
f)
|
Place of the transaction
|
London Stock Exchange
|
|
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|
a)
|
Name
|
Charles Ferry
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Co-Head of Private Clients (PDMR)
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Brewin Dolphin Holdings PLC
|
|
b)
|
LEI
|
213800PS7FS5UYOWAC49
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Shares
GB0001765816
|
|
b)
|
Nature of the transaction
|
Exercise of nil cost share options under the Deferred Profit Share Plan - 2013 Grant. Sufficient shares sold to cover tax liability.
|
|
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
|
0.00p
|
17,021
|
|
276.06p
|
8,016
|
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
- Aggregate volume
- Price
|
17,021 shares (exercise)
0.00p (exercise)
8,016 shares (sale)
276.06p (sale)
|
|
e)
|
Date of the transaction
|
2016-12-05
|
|
f)
|
Place of the transaction
|
London Stock Exchange
|
|
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|
a)
|
Name
|
Nicholas Fitzgerald
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Head of Financial Planning (PDMR)
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Brewin Dolphin Holdings PLC
|
|
b)
|
LEI
|
213800PS7FS5UYOWAC49
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Shares
GB0001765816
|
|
b)
|
Nature of the transaction
|
Exercise of nil cost share options under the Deferred Profit Share Plan - 2013 Grant. All shares sold as a result of the exercise.
|
|
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
|
0.00p
|
18,912
|
|
276.06p
|
18,912
|
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
- Aggregate volume
- Price
|
18,912 shares (exercise)
0.00p (exercise)
18,912 shares (sale)
276.06p (sale)
|
|
e)
|
Date of the transaction
|
2016-12-05
|
|
f)
|
Place of the transaction
|
London Stock Exchange
|
|
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|
a)
|
Name
|
Stephen Jones
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Co-Head of Private Clients (PDMR)
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Brewin Dolphin Holdings PLC
|
|
b)
|
LEI
|
213800PS7FS5UYOWAC49
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Shares
GB0001765816
|
|
b)
|
Nature of the transaction
|
Exercise of nil cost share options under the Deferred Profit Share Plan - 2013 Grant. Sufficient shares sold to cover tax liability.
|
|
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
|
0.00p
|
11,229
|
|
276.06p
|
5,289
|
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
- Aggregate volume
- Price
|
11,229 shares (exercise)
0.00p (exercise)
5,289 shares (sale)
276.06p (sale)
|
|
e)
|
Date of the transaction
|
2016-12-05
|
|
f)
|
Place of the transaction
|
London Stock Exchange
|
|
Details of the person discharging managerial responsibilities / person closely associated
|
|
Name
|
David Nicol
|
|
Reason for the notification
|
|
Position/status
|
Chief Executive (Director/PDMR)
|
|
Initial notification /Amendment
|
Initial notification
|
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|
Name
|
Brewin Dolphin Holdings PLC
|
|
LEI
|
213800PS7FS5UYOWAC49
|
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|
Description of the financial instrument, type of instrument
Identification code
|
Shares
GB0001765816
|
|
Nature of the transaction
|
Exercise of nil cost share options under the Deferred Profit Share Plan - 2013 Grant. Sufficient shares sold to cover tax liability.
|
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
|
0.00p
|
29,584
|
|
276.06p
|
13,933
|
|
|
Aggregated information
- Aggregated volume
- Price
- Aggregate volume
- Price
|
29,584 shares (exercise)
0.00p (exercise)
13,933 shares (sale)
276.06p (sale)
|
|
Date of the transaction
|
2016-12-05
|
|
Place of the transaction
|
London Stock Exchange
|
|
|
|
|