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Brewin Dolphin Hldgs (BRW)

  Print          Annual reports

Thursday 08 December, 2016

Brewin Dolphin Hldgs

Director/PDMR Shareholding

RNS Number : 3592R
Brewin Dolphin Holdings PLC
08 December 2016
 

The notification set out below is provided in accordance with the requirements of the EU Market Abuse Regulation.

 

1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

 

Robin Beer

 

2

 

Reason for the notification

 

a)

 

Position/status

 

 

Head of Intermediary and Institutional (PDMR)

b)

 

Initial notification /Amendment

 

 

Initial notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

 

Brewin Dolphin Holdings PLC

b)

 

LEI

 

 

213800PS7FS5UYOWAC49

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

 

Shares

 

GB0001765816

b)

 

Nature of the transaction

 

 

Exercise of nil cost share options under the Deferred Profit Share Plan - 2013 Grant. Sufficient shares sold to cover tax liability.

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

0.00p

 

10,047

276.06p

4,732

d)

 

Aggregated information

 

 

- Aggregated volume

 

 

- Price

 

 

- Aggregate volume

 

 

- Price

 

 

 

 

10,047 shares (exercise)

 

 

 0.00p (exercise)

 

 

 4,732 shares (sale)

 

 

 276.06p (sale)

e)

 

Date of the transaction

 

 

2016-12-05

f)

 

Place of the transaction

 

 

London Stock Exchange

1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

 

Charles Ferry

 

2

 

Reason for the notification

 

a)

 

Position/status

 

 

Co-Head of Private Clients (PDMR)

b)

 

Initial notification /Amendment

 

 

Initial notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

 

Brewin Dolphin Holdings PLC

b)

 

LEI

 

 

213800PS7FS5UYOWAC49

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

 

Shares

 

GB0001765816

b)

 

Nature of the transaction

 

 

Exercise of nil cost share options under the Deferred Profit Share Plan - 2013 Grant. Sufficient shares sold to cover tax liability.

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

0.00p

 

17,021

276.06p

8,016

d)

 

Aggregated information

 

 

- Aggregated volume

 

 

- Price

 

 

- Aggregate volume

 

 

- Price

 

 

 

 

17,021 shares (exercise)

 

 

 0.00p (exercise)

 

 

 8,016 shares (sale)

 

 

 276.06p (sale)

e)

 

Date of the transaction

 

 

2016-12-05

f)

 

Place of the transaction

 

 

London Stock Exchange

1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

 

Nicholas Fitzgerald

2

 

Reason for the notification

 

a)

 

Position/status

 

 

Head of Financial Planning (PDMR)

b)

 

Initial notification /Amendment

 

 

Initial notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

 

Brewin Dolphin Holdings PLC

b)

 

LEI

 

 

213800PS7FS5UYOWAC49

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

 

Shares

 

GB0001765816

b)

 

Nature of the transaction

 

 

Exercise of nil cost share options under the Deferred Profit Share Plan - 2013 Grant. All shares sold as a result of the exercise.

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

0.00p

18,912

276.06p

18,912

d)

 

Aggregated information

 

 

- Aggregated volume

 

 

- Price

 

 

- Aggregate volume

 

 

- Price

 

 

 

 

18,912 shares (exercise)

 

 

 0.00p (exercise)

 

 

 18,912 shares  (sale)

 

 

 276.06p  (sale)

e)

 

Date of the transaction

 

 

2016-12-05

f)

 

Place of the transaction

 

 

London Stock Exchange

1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

 

Stephen Jones

2

 

Reason for the notification

 

a)

 

Position/status

 

 

Co-Head of Private Clients (PDMR)

b)

 

Initial notification /Amendment

 

 

Initial notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

 

Brewin Dolphin Holdings PLC

b)

 

LEI

 

 

213800PS7FS5UYOWAC49

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

 

Shares

 

GB0001765816

b)

 

Nature of the transaction

 

 

Exercise of nil cost share options under the Deferred Profit Share Plan - 2013 Grant. Sufficient shares sold to cover tax liability.

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

0.00p

 

11,229

276.06p

5,289

d)

 

Aggregated information

 

 

- Aggregated volume

 

 

- Price

 

 

- Aggregate volume

 

 

- Price

 

 

 

 

11,229 shares (exercise)

 

 

 0.00p (exercise)

 

 

 5,289 shares  (sale)

 

 

 276.06p  (sale)

e)

 

Date of the transaction

 

 

2016-12-05

f)

 

Place of the transaction

 

 

London Stock Exchange

Details of the person discharging managerial responsibilities / person closely associated

 

Name

 

 

David Nicol

Reason for the notification

 

Position/status

 

 

Chief Executive (Director/PDMR)

Initial notification /Amendment

 

 

Initial notification

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

Name

 

 

Brewin Dolphin Holdings PLC

LEI

 

 

213800PS7FS5UYOWAC49

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

 

Shares

 

GB0001765816

Nature of the transaction

 

 

Exercise of nil cost share options under the Deferred Profit Share Plan - 2013 Grant. Sufficient shares sold to cover tax liability.

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

0.00p

 

29,584

276.06p

13,933

Aggregated information

 

 

- Aggregated volume

 

 

- Price

 

 

- Aggregate volume

 

 

- Price

 

 

 

 

29,584 shares (exercise)

 

 

 0.00p (exercise)

 

 

 13,933 shares (sale)

 

 

 276.06p (sale)

Date of the transaction

 

 

2016-12-05

Place of the transaction

 

 

London Stock Exchange

 

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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