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Brewin Dolphin Hldgs (BRW)

  Print          Annual reports

Wednesday 06 December, 2017

Brewin Dolphin Hldgs

Director/PDMR Shareholding

RNS Number : 5758Y
Brewin Dolphin Holdings PLC
06 December 2017
 

Brewin Dolphin Holdings PLC

(the 'Company')

 

Persons discharging managerial responsibilities ('PDMR') received a conditional share award granted under the Company's Long Term Performance Plan ('LTIP') in December 2014 (the 'Awards'). The performance period for the Awards was three years to 30 September 2017. Performance against the criteria was tested and the Awards automatically vested at 16.2% on 4 December 2017.

 

The Company has in place an automatic sell to cover tax and national insurance provision (the 'Provision'), after which the balance of shares is automatically transferred to the participant (the 'Balance of Shares').

 

Detailed below is the Balance of Shares post the Provision having been applied. The price used for the value of the Balance of Shares is the market price used for the Provision.

 

All individuals listed below have retained the Balance of Shares.

 

The notification set out below is provided in accordance with the requirements of the EU Market Abuse Regulation.

 

 

1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

 

Susan Beckett

 

2

 

Reason for the notification

 

a)

 

Position/status

 

 

Chief Risk Officer (PDMR)

b)

 

Initial notification /Amendment

 

 

Initial notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

 

Brewin Dolphin Holdings PLC

b)

 

LEI

 

 

213800PS7FS5UYOWAC49

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

 

Shares

 

GB0001765816

b)

 

Nature of the transaction

 

 

Resulting acquisition of the Balance of shares following automatic vesting of share award under the LTIP and the automatic Provision having been applied.

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

369.6610p

 

5,000

d)

 

Aggregated information

 

 

- Aggregated volume

 

 

- Price

 

 

 

 

 

5,000 shares

 

 

369.6610p

 

 

 

e)

 

Date of the transaction

 

 

2017-12-4

f)

 

Place of the transaction

 

 

London Stock Exchange

1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

 

Robin Beer

 

2

 

Reason for the notification

 

a)

 

Position/status

 

 

Managing Director of Investment Solutions & Distribution (PDMR)

b)

 

Initial notification /Amendment

 

 

Initial notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

 

Brewin Dolphin Holdings PLC

b)

 

LEI

 

 

213800PS7FS5UYOWAC49

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

 

Shares

 

GB0001765816

b)

 

Nature of the transaction

 

 

Resulting acquisition of the Balance of shares following automatic vesting of share award under the LTIP and the automatic Provision having been applied.

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

369.6610p

 

4,445

d)

 

Aggregated information

 

 

- Aggregated volume

 

 

- Price

 

 

 

 

 

4,445 shares

 

 

369.6610p

 

 

 

e)

 

Date of the transaction

 

 

2017-12-4

f)

 

Place of the transaction

 

 

London Stock Exchange

1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

 

Charles Ferry

 

2

 

Reason for the notification

 

a)

 

Position/status

 

 

Managing Director of Private Clients (PDMR)

b)

 

Initial notification /Amendment

 

 

Initial notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

 

Brewin Dolphin Holdings PLC

b)

 

LEI

 

 

213800PS7FS5UYOWAC49

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

 

Shares

 

GB0001765816

b)

 

Nature of the transaction

 

 

Resulting acquisition of the Balance of shares following automatic vesting of share award under the LTIP and the automatic Provision having been applied.

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

369.6610p

 

3,852

d)

 

Aggregated information

 

 

- Aggregated volume

 

 

- Price

 

 

 

 

 

3,852 shares

 

 

369.6610p

 

 

 

e)

 

Date of the transaction

 

 

2017-12-4

f)

 

Place of the transaction

 

 

London Stock Exchange

1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

 

Nicholas Fitzgerald

 

2

 

Reason for the notification

 

a)

 

Position/status

 

 

Managing Director of Financial Planning (PDMR)

b)

 

Initial notification /Amendment

 

 

Initial notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

 

Brewin Dolphin Holdings PLC

b)

 

LEI

 

 

213800PS7FS5UYOWAC49

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

 

Shares

 

GB0001765816

b)

 

Nature of the transaction

 

 

Resulting acquisition of the Balance of shares following automatic vesting of share award under the LTIP and the automatic Provision having been applied.

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

369.6610p

 

2,289

d)

 

Aggregated information

 

 

- Aggregated volume

 

 

- Price

 

 

 

 

 

2,289 shares

 

 

369.6610p

 

 

 

e)

 

Date of the transaction

 

 

2017-12-4

f)

 

Place of the transaction

 

 

London Stock Exchange

1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

 

David Nicol

 

2

 

Reason for the notification

 

a)

 

Position/status

 

 

Chief Executive (Director/PDMR)

b)

 

Initial notification /Amendment

 

 

Initial notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

 

Brewin Dolphin Holdings PLC

b)

 

LEI

 

 

213800PS7FS5UYOWAC49

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

 

Shares

 

GB0001765816

b)

 

Nature of the transaction

 

 

Resulting acquisition of the Balance of shares following automatic vesting of share award under the LTIP and the automatic Provision having been applied.

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

369.6610p

 

10,372

d)

 

Aggregated information

 

 

- Aggregated volume

 

 

- Price

 

 

 

 

 

10,372 shares

 

 

369.6610p

 

 

 

e)

 

Date of the transaction

 

 

2017-12-4

f)

 

Place of the transaction

 

 

London Stock Exchange

1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

 

Andrew Westenberger

 

2

 

Reason for the notification

 

a)

 

Position/status

 

 

Finance Director (Diector/PDMR)

b)

 

Initial notification /Amendment

 

 

Initial notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

 

Brewin Dolphin Holdings PLC

b)

 

LEI

 

 

213800PS7FS5UYOWAC49

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

 

Shares

 

GB0001765816

b)

 

Nature of the transaction

 

 

Resulting acquisition of the Balance of shares following automatic vesting of share award under the LTIP and the automatic Provision having been applied.

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

369.6610p

 

8,890

d)

 

Aggregated information

 

 

- Aggregated volume

 

 

- Price

 

 

 

 

 

8,890 shares

 

 

369.6610p

 

 

 

e)

 

Date of the transaction

 

 

2017-12-4

f)

 

Place of the transaction

 

 

London Stock Exchange

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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