|
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|
a)
|
Name
|
Susan Beckett
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Chief Risk Officer (PDMR)
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Brewin Dolphin Holdings PLC
|
|
b)
|
LEI
|
213800PS7FS5UYOWAC49
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Shares
GB0001765816
|
|
b)
|
Nature of the transaction
|
Exercise of nil cost option over shares awarded under the Deferred Profit Share Plan - 2014 grant. All shares sold as a result of the exercise.
|
|
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
|
0.00p
|
14,983
|
|
385.50p
|
14,983
|
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
Aggregated volume
- Price
|
14,983 shares (exercise)
0.00p (exercise)
14,983 shares (sale)
385.50p (exercise)
|
|
e)
|
Date of the transaction
|
2017-12-15
|
|
f)
|
Place of the transaction
|
London Stock Exchange
|
|
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|
a)
|
Name
|
Robin Beer
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Managing Director of Investment Solutions & Distribution (PDMR)
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Brewin Dolphin Holdings PLC
|
|
b)
|
LEI
|
213800PS7FS5UYOWAC49
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Shares
GB0001765816
|
|
b)
|
Nature of the transaction
|
Exercise of nil cost option over shares awarded under the Deferred Profit Share Plan - 2014 grant. All shares sold as a result of the exercise.
|
|
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
|
0.00p
|
20,170
|
|
385.50p
|
20,170
|
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
Aggregated volume
- Price
|
20,170 shares (exercise)
0.00p (exercise)
20,170 shares (sale)
385.50p (sale)
|
|
e)
|
Date of the transaction
|
2017-12-15
|
|
f)
|
Place of the transaction
|
London Stock Exchange
|
|
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|
a)
|
Name
|
Charles Ferry
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Managing Director of Private Clients (PDMR)
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Brewin Dolphin Holdings PLC
|
|
b)
|
LEI
|
213800PS7FS5UYOWAC49
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Shares
GB0001765816
|
|
b)
|
Nature of the transaction
|
Exercise of nil cost option over shares awarded under the Deferred Profit Share Plan - 2014 grant. All shares sold as a result of the exercise.
|
|
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
|
0.00p
|
26,740
|
|
385.50p
|
26,740
|
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
Aggregated volume
- Price
|
26,740 shares (exercise)
0.00p (exercise)
26,740 shares (sale)
385.50p (sale)
|
|
e)
|
Date of the transaction
|
2017-12-15
|
|
f)
|
Place of the transaction
|
London Stock Exchange
|
|
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|
a)
|
Name
|
David Nicol
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Chief Executive (Director/PDMR)
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Brewin Dolphin Holdings PLC
|
|
b)
|
LEI
|
213800PS7FS5UYOWAC49
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Shares
GB0001765816
|
|
b)
|
Nature of the transaction
|
Exercise of nil cost option over shares awarded under the Deferred Profit Share Plan - 2014 grant. Sufficient shares sold to cover income tax and national insurance liabilities.
|
|
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
|
0.00p
|
50,714
|
|
385.50p
|
23,884
|
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
Aggregated volume
- Price
|
50,714 shares (exercise)
0.00p (exercise)
23,884 shares (sale)
385.50p (sale)
|
|
e)
|
Date of the transaction
|
2017-12-15
|
|
f)
|
Place of the transaction
|
London Stock Exchange
|
|
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|
a)
|
Name
|
Andrew Westenberger
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Finance Director (Diector/PDMR)
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Brewin Dolphin Holdings PLC
|
|
b)
|
LEI
|
213800PS7FS5UYOWAC49
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Shares
GB0001765816
|
|
b)
|
Nature of the transaction
|
Exercise of nil cost option over shares awarded under the Deferred Profit Share Plan - 2014 grant. All shares sold as a result of the exercise.
|
|
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
|
0.00p
|
42,646
|
|
385.50p
|
42,646
|
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
Aggregated volume
- Price
|
42,646 shares (exercise)
0.00p (exercise)
42,646 shares (sale)
385.50p (sale)
|
|
e)
|
Date of the transaction
|
2017-12-15
|
|
f)
|
Place of the transaction
|
London Stock Exchange
|