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Brewin Dolphin Hldgs (BRW)

  Print          Annual reports

Tuesday 19 December, 2017

Brewin Dolphin Hldgs

Director/PDMR Shareholding

RNS Number : 6975Z
Brewin Dolphin Holdings PLC
19 December 2017
 

Brewin Dolphin Holdings PLC

 

The notification set out below is provided in accordance with the requirements of the EU Market Abuse Regulation.

 

 

1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

 

Susan Beckett

 

2

 

Reason for the notification

 

a)

 

Position/status

 

 

Chief Risk Officer (PDMR)

b)

 

Initial notification /Amendment

 

 

Initial notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

 

Brewin Dolphin Holdings PLC

b)

 

LEI

 

 

213800PS7FS5UYOWAC49

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

 

Shares

 

GB0001765816

b)

 

Nature of the transaction

 

 

Exercise of nil cost option over shares awarded under the Deferred Profit Share Plan - 2014 grant. All shares sold as a result of the exercise.

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

0.00p

 

14,983

385.50p

14,983

d)

 

Aggregated information

 

 

- Aggregated volume

 

 

- Price

 

 

Aggregated volume

 

 

- Price

 

 

 

 

 

14,983 shares (exercise)

 

 

0.00p (exercise)

 

 

14,983 shares (sale)

 

 

385.50p (exercise)

 

 

e)

 

Date of the transaction

 

 

2017-12-15

f)

 

Place of the transaction

 

 

London Stock Exchange

1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

 

Robin Beer

 

2

 

Reason for the notification

 

a)

 

Position/status

 

 

Managing Director of Investment Solutions & Distribution (PDMR)

b)

 

Initial notification /Amendment

 

 

Initial notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

 

Brewin Dolphin Holdings PLC

b)

 

LEI

 

 

213800PS7FS5UYOWAC49

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

 

Shares

 

GB0001765816

b)

 

Nature of the transaction

 

 

Exercise of nil cost option over shares awarded under the Deferred Profit Share Plan - 2014 grant. All shares sold as a result of the exercise.

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

0.00p

 

20,170

385.50p

20,170

d)

 

Aggregated information

 

 

- Aggregated volume

 

 

- Price

 

 

Aggregated volume

 

 

- Price

 

 

 

 

 

20,170 shares (exercise)

 

 

0.00p (exercise)

 

 

20,170 shares (sale)

 

 

385.50p (sale)

e)

 

Date of the transaction

 

 

2017-12-15

f)

 

Place of the transaction

 

 

London Stock Exchange

1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

 

Charles Ferry

 

2

 

Reason for the notification

 

a)

 

Position/status

 

 

Managing Director of Private Clients (PDMR)

b)

 

Initial notification /Amendment

 

 

Initial notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

 

Brewin Dolphin Holdings PLC

b)

 

LEI

 

 

213800PS7FS5UYOWAC49

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

 

Shares

 

GB0001765816

b)

 

Nature of the transaction

 

 

Exercise of nil cost option over shares awarded under the Deferred Profit Share Plan - 2014 grant. All shares sold as a result of the exercise.

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

0.00p

 

26,740

385.50p

26,740

d)

 

Aggregated information

 

 

- Aggregated volume

 

 

- Price

 

 

Aggregated volume

 

 

- Price

 

 

 

 

 

26,740 shares (exercise)

 

 

0.00p (exercise)

 

 

26,740 shares (sale)

 

 

385.50p (sale)

e)

 

Date of the transaction

 

 

2017-12-15

f)

 

Place of the transaction

 

 

London Stock Exchange

1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

 

David Nicol

 

2

 

Reason for the notification

 

a)

 

Position/status

 

 

Chief Executive (Director/PDMR)

b)

 

Initial notification /Amendment

 

 

Initial notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

 

Brewin Dolphin Holdings PLC

b)

 

LEI

 

 

213800PS7FS5UYOWAC49

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

 

Shares

 

GB0001765816

b)

 

Nature of the transaction

 

 

Exercise of nil cost option over shares awarded under the Deferred Profit Share Plan - 2014 grant. Sufficient shares sold to cover income tax and national insurance liabilities.

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

0.00p

 

50,714

385.50p

23,884

d)

 

Aggregated information

 

 

- Aggregated volume

 

 

- Price

 

 

Aggregated volume

 

 

- Price

 

 

 

 

 

50,714 shares (exercise)

 

 

0.00p (exercise)

 

 

23,884 shares (sale)

 

 

385.50p (sale)

 

 

e)

 

Date of the transaction

 

 

2017-12-15

f)

 

Place of the transaction

 

 

London Stock Exchange

1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

 

Andrew Westenberger

 

2

 

Reason for the notification

 

a)

 

Position/status

 

 

Finance Director (Diector/PDMR)

b)

 

Initial notification /Amendment

 

 

Initial notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

 

Brewin Dolphin Holdings PLC

b)

 

LEI

 

 

213800PS7FS5UYOWAC49

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

 

Shares

 

GB0001765816

b)

 

Nature of the transaction

 

 

Exercise of nil cost option over shares awarded under the Deferred Profit Share Plan - 2014 grant. All shares sold as a result of the exercise.

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

0.00p

 

42,646

385.50p

42,646

d)

 

Aggregated information

 

 

- Aggregated volume

 

 

- Price

 

 

Aggregated volume

 

 

- Price

 

 

 

 

 

42,646 shares (exercise)

 

 

0.00p (exercise)

 

 

42,646 shares (sale)

 

 

385.50p (sale)

 

 

e)

 

Date of the transaction

 

 

2017-12-15

f)

 

Place of the transaction

 

 

London Stock Exchange

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
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