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Brewin Dolphin Hldgs (BRW)

  Print          Annual reports

Wednesday 05 December, 2018

Brewin Dolphin Hldgs

Director/PDMR Shareholding

RNS Number : 5495J
Brewin Dolphin Holdings PLC
05 December 2018
 

Brewin Dolphin Holdings PLC

(the 'Company')

 

Persons discharging managerial responsibilities ('PDMR') received a conditional share award granted under the Company's Long Term Performance Plan ('LTIP') in December 2015 (the 'Awards'). The performance period for the Awards was three years to 30 September 2018. Performance against the criteria was tested and the Awards automatically vested at 74.6% on 3 December 2018.

 

The Company has in place an automatic sell to cover tax and national insurance provision (the 'Provision'), after which the balance of shares is automatically transferred to the participant (the 'Balance of Shares').

 

Detailed below is the Balance of Shares post the Provision having been applied. The price used for the value of the Balance of Shares is the market price used to calculate the Provision.

 

All individuals listed below have retained the Balance of Shares.

 

The notification set out below is provided in accordance with the requirements of the EU Market Abuse Regulation.

 

 

1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

 

Susan Beckett

 

2

 

Reason for the notification

 

a)

 

Position/status

 

 

Chief Risk Officer (PDMR)

b)

 

Initial notification /Amendment

 

 

Initial notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

 

Brewin Dolphin Holdings PLC

b)

 

LEI

 

 

213800PS7FS5UYOWAC49

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

 

Shares

 

GB0001765816

b)

 

Nature of the transaction

 

 

Resulting acquisition of the Balance of shares following automatic vesting of share award under the LTIP and the automatic Provision having been applied.

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

£3.296

 

32,976

d)

 

Aggregated information

 

 

- Aggregated volume

 

 

- Price

 

 

 

 

 

32,976 shares

 

 

£3.296

 

 

 

e)

 

Date of the transaction

 

 

2018-12-03

f)

 

Place of the transaction

 

 

London Stock Exchange

1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

 

Robin Beer

 

2

 

Reason for the notification

 

a)

 

Position/status

 

 

Managing Director of Investment Solutions & Distribution (PDMR)

b)

 

Initial notification /Amendment

 

 

Initial notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

 

Brewin Dolphin Holdings PLC

b)

 

LEI

 

 

213800PS7FS5UYOWAC49

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

 

Shares

 

GB0001765816

b)

 

Nature of the transaction

 

 

Resulting acquisition of the Balance of shares following automatic vesting of share award under the LTIP and the automatic Provision having been applied.

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

£3.296

 

16,483

d)

 

Aggregated information

 

 

- Aggregated volume

 

 

- Price

 

 

 

 

 

16,483 shares

 

 

£3.296

 

 

 

e)

 

Date of the transaction

 

 

2018-12-03

f)

 

Place of the transaction

 

 

London Stock Exchange

1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

 

Charles Ferry

 

2

 

Reason for the notification

 

a)

 

Position/status

 

 

Managing Director of Private Clients (PDMR)

b)

 

Initial notification /Amendment

 

 

Initial notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

 

Brewin Dolphin Holdings PLC

b)

 

LEI

 

 

213800PS7FS5UYOWAC49

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

 

Shares

 

GB0001765816

b)

 

Nature of the transaction

 

 

Resulting acquisition of the Balance of shares following automatic vesting of share award under the LTIP and the automatic Provision having been applied.

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

£3.296

 

14,651

d)

 

Aggregated information

 

 

- Aggregated volume

 

 

- Price

 

 

 

 

 

14,651 shares

 

 

£3.296

 

 

 

e)

 

Date of the transaction

 

 

2018-12-03

f)

 

Place of the transaction

 

 

London Stock Exchange

1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

 

Nicholas Fitzgerald

 

2

 

Reason for the notification

 

a)

 

Position/status

 

 

Managing Director of Financial Planning (PDMR)

b)

 

Initial notification /Amendment

 

 

Initial notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

 

Brewin Dolphin Holdings PLC

b)

 

LEI

 

 

213800PS7FS5UYOWAC49

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

 

Shares

 

GB0001765816

b)

 

Nature of the transaction

 

 

Resulting acquisition of the Balance of shares following automatic vesting of share award under the LTIP and the automatic Provision having been applied.

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

£3.296

 

11,318

d)

 

Aggregated information

 

 

- Aggregated volume

 

 

- Price

 

 

 

 

 

11,318 shares

 

 

£3.296

 

 

 

e)

 

Date of the transaction

 

 

2018-12-03

f)

 

Place of the transaction

 

 

London Stock Exchange

1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

 

David Nicol

 

2

 

Reason for the notification

 

a)

 

Position/status

 

 

Chief Executive (Director/PDMR)

b)

 

Initial notification /Amendment

 

 

Initial notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

 

Brewin Dolphin Holdings PLC

b)

 

LEI

 

 

213800PS7FS5UYOWAC49

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

 

Shares

 

GB0001765816

b)

 

Nature of the transaction

 

 

Resulting acquisition of the Balance of shares following automatic vesting of share award under the LTIP and the automatic Provision having been applied.

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

£3.296

 

51,282

d)

 

Aggregated information

 

 

- Aggregated volume

 

 

- Price

 

 

 

 

 

51,282 shares

 

 

£3.296

 

 

 

e)

 

Date of the transaction

 

 

2018-12-03

f)

 

Place of the transaction

 

 

London Stock Exchange

1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

 

Richard Buxton

2

 

Reason for the notification

 

a)

 

Position/status

 

 

HR Director (PDMR)

b)

 

Initial notification /Amendment

 

 

Initial notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

 

Brewin Dolphin Holdings PLC

b)

 

LEI

 

 

213800PS7FS5UYOWAC49

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

 

Shares

 

GB0001765816

b)

 

Nature of the transaction

 

 

Resulting acquisition of the Balance of shares following automatic vesting of share award under the LTIP and the automatic Provision having been applied.

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

£3.296

 

30,769

d)

 

Aggregated information

 

 

- Aggregated volume

 

 

- Price

 

 

 

 

 

30,769 shares

 

 

£3.296

 

 

 

e)

 

Date of the transaction

 

 

2018-12-03

f)

 

Place of the transaction

 

 

London Stock Exchange

 


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