Information  X 
Enter a valid email address

Brewin Dolphin Hldgs (BRW)

  Print          Annual reports

Thursday 10 January, 2019

Brewin Dolphin Hldgs

Director/PDMR Shareholding

RNS Number : 8081M
Brewin Dolphin Holdings PLC
10 January 2019
 

Brewin Dolphin Holdings PLC

 

The notification set out below is provided in accordance with the requirements of the EU Market Abuse Regulation.

 

 

1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

 

Susan Beckett

 

2

 

Reason for the notification

 

a)

 

Position/status

 

 

Chief Risk Officer (PDMR)

b)

 

Initial notification /Amendment

 

 

Initial notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

 

Brewin Dolphin Holdings PLC

b)

 

LEI

 

 

213800PS7FS5UYOWAC49

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

 

Shares

 

GB0001765816

b)

 

Nature of the transaction

 

 

Exercise of nil cost option over shares awarded under the Deferred Profit Share Plan - 2015 grant. All shares sold as a result of the exercise.

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

0.00p

 

21,685

332.1p

21,685

d)

 

Aggregated information

 

 

- Aggregated volume

 

 

- Price

 

 

Aggregated volume

 

 

- Price

 

 

 

 

 

21,685 shares (exercise)

 

 

0.00p (exercise)

 

 

21,685 shares (sale)

 

 

332.1p (sale)

 

 

e)

 

Date of the transaction

 

 

7 January 2019

f)

 

Place of the transaction

 

 

London Stock Exchange

1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

 

Robin Beer

 

2

 

Reason for the notification

 

a)

 

Position/status

 

 

Managing Director of Investment Solutions & Distribution (PDMR)

b)

 

Initial notification /Amendment

 

 

Initial notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

 

Brewin Dolphin Holdings PLC

b)

 

LEI

 

 

213800PS7FS5UYOWAC49

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

 

Shares

 

GB0001765816

b)

 

Nature of the transaction

 

 

Exercise of nil cost option over shares awarded under the Deferred Profit Share Plan - 2015 grant. All shares sold as a result of the exercise.

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

0.00p

 

22,304

332.09p

22,304

d)

 

Aggregated information

 

 

- Aggregated volume

 

 

- Price

 

 

Aggregated volume

 

 

- Price

 

 

 

 

 

22,304 shares (exercise)

 

 

0.00p (exercise)

 

 

22,304 (sale)

 

 

332.09p (sale)

e)

 

Date of the transaction

 

 

7 January 2019

f)

 

Place of the transaction

 

 

London Stock Exchange

1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

 

Charles Ferry

 

2

 

Reason for the notification

 

a)

 

Position/status

 

 

Managing Director of Private Clients (PDMR)

b)

 

Initial notification /Amendment

 

 

Initial notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

 

Brewin Dolphin Holdings PLC

b)

 

LEI

 

 

213800PS7FS5UYOWAC49

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

 

Shares

 

GB0001765816

b)

 

Nature of the transaction

 

 

Exercise of nil cost option over shares awarded under the Deferred Profit Share Plan - 2015 grant. All shares sold as a result of the exercise.

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

0.00p

 

29,739

337.64p

29,739

d)

 

Aggregated information

 

 

- Aggregated volume

 

 

- Price

 

 

Aggregated volume

 

 

- Price

 

 

 

 

 

29,739 shares (exercise)

 

 

0.00p (exercise)

 

 

29,739 shares (sale)

 

 

337.64p (sale)

e)

 

Date of the transaction

 

 

9 January 2019

f)

 

Place of the transaction

 

 

London Stock Exchange

1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

 

David Nicol

 

2

 

Reason for the notification

 

a)

 

Position/status

 

 

Chief Executive (Director/PDMR)

b)

 

Initial notification /Amendment

 

 

Initial notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

 

Brewin Dolphin Holdings PLC

b)

 

LEI

 

 

213800PS7FS5UYOWAC49

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

 

Shares

 

GB0001765816

b)

 

Nature of the transaction

 

 

Exercise of nil cost option over shares awarded under the Deferred Profit Share Plan - 2015 grant. Sufficient shares sold to cover income tax and national insurance liabilities.

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

0.00p

 

37,174

335.8p

17,885

d)

 

Aggregated information

 

 

- Aggregated volume

 

 

- Price

 

 

Aggregated volume

 

 

- Price

 

 

 

 

 

37,174 shares (exercise)

 

 

0.00p (exercise)

 

 

17,885 shares (sale)

 

 

335.8p (sale)

 

 

e)

 

Date of the transaction

 

 

7 January 2019

f)

 

Place of the transaction

 

 

London Stock Exchange

1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

Richard Buxton

2

 

Reason for the notification

 

a)

 

Position/status

 

Group Human Resources Director (PDMR)

b)

 

Initial notification /Amendment

 

Initial notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

 

Brewin Dolphin Holdings PLC

b)

 

LEI

 

 

213800PS7FS5UYOWAC49

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

a)

 

Description of the financial instrument, type of instrument

Identification code

 

 

Shares

 

GB0001765816

b)

 

Nature of the transaction

 

 

Exercise of nil cost option over shares awarded under the Deferred Profit Share Plan - 2015 grant.

 

Sufficient shares sold to cover income tax and national insurance liabilities.

 

Sale of own shares.

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

0.00p

 

8,674

336.59p

4,174

334.8p

19,721

d)

 

Aggregated information

 

 

- Aggregated volume

 

 

- Price

 

 

Aggregated volume

 

 

- Price

 

 

 

 

8,674 shares (exercise)

 

 

0.00p (exercise)

 

 

23,895 shares (sale)

 

 

335.69p (sale)

 

e)

 

Date of the transaction

 

7 January 2019

f)

 

Place of the transaction

 

London Stock Exchange

 


This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact [email protected] or visit www.rns.com.
 
END
 
 
DSHBRGDBDBBBGCG

a d v e r t i s e m e n t