|
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|
|
a)
|
Name
|
Robin Beer
|
|
|
2
|
Reason for the notification
|
|
|
a)
|
Position/status
|
Managing Director of Investment Solutions & Distribution (PDMR)
|
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
|
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|
|
a)
|
Name
|
Brewin Dolphin Holdings PLC
|
|
|
b)
|
LEI
|
213800PS7FS5UYOWAC49
|
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|
|
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Shares
GB0001765816
|
|
|
b)
|
Nature of the transaction
|
Exercise of nil cost option over shares awarded under the 2016 Deferred Profit Share Plan. All shares sold.
|
|
|
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
|
£0.00
|
25,516
|
|
£3.289
|
25,516
|
|
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
Aggregated volume
- Price
|
25,516 shares (exercise)
£0.00 (exercise)
25,516 (sale)
£3.289 (sale)
|
|
|
e)
|
Date of the transaction
|
4 December 2019
|
|
|
f)
|
Place of the transaction
|
London Stock Exchange
|
|
|
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|
|
a)
|
Name
|
Robin Beer
|
|
|
2
|
Reason for the notification
|
|
|
a)
|
Position/status
|
Managing Director of Investment Solutions & Distribution (PDMR)
|
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
|
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|
|
a)
|
Name
|
Brewin Dolphin Holdings PLC
|
|
|
b)
|
LEI
|
213800PS7FS5UYOWAC49
|
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|
|
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Shares
GB0001765816
|
|
|
b)
|
Nature of the transaction
|
Sale of shares
|
|
|
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
|
£3.297
|
22,570
|
|
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
22,570
£3.297
|
|
|
e)
|
Date of the transaction
|
4 December 2019
|
|
|
f)
|
Place of the transaction
|
London Stock Exchange
|
|
|
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|
|
a)
|
Name
|
Charles Ferry
|
|
|
2
|
Reason for the notification
|
|
|
a)
|
Position/status
|
Managing Director of Private Clients (PDMR)
|
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
|
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|
|
a)
|
Name
|
Brewin Dolphin Holdings PLC
|
|
|
b)
|
LEI
|
213800PS7FS5UYOWAC49
|
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|
|
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Shares
GB0001765816
|
|
|
b)
|
Nature of the transaction
|
Exercise of nil cost option over shares awarded under the 2016 Deferred Profit Share Plan. All shares sold.
|
|
|
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
|
£0.00
|
34,794
|
|
£3.352
|
34,794
|
|
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
Aggregated volume
- Price
|
34,794 shares (exercise)
£0.00 (exercise)
34,794 shares (sale)
£3.352 (sale)
|
|
|
e)
|
Date of the transaction
|
5 December 2019
|
|
|
f)
|
Place of the transaction
|
London Stock Exchange
|
|
|
Details of the person discharging managerial responsibilities / person closely associated
|
|
Name
|
Nicholas Fitzgerald
|
|
Reason for the notification
|
|
Position/status
|
Managing Director of Financial Planning (PDMR)
|
|
Initial notification /Amendment
|
Initial notification
|
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|
Name
|
Brewin Dolphin Holdings PLC
|
|
LEI
|
213800PS7FS5UYOWAC49
|
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|
Description of the financial instrument, type of instrument
Identification code
|
Shares
GB0001765816
|
|
Nature of the transaction
|
Exercise of nil cost option over shares awarded under the 2016 Deferred Profit Share Plan. All shares sold.
|
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
|
£0.00
|
30,735
|
|
£3.380
|
30,735
|
|
|
Aggregated information
- Aggregated volume
- Price
Aggregated volume
- Price
|
30,735 shares (exercise)
£0.00 (exercise)
30,735 shares (sale)
£3.380 (sale)
|
|
Date of the transaction
|
5 December 2019
|
|
Place of the transaction
|
London Stock Exchange
|
|
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|
|
a)
|
Name
|
David Nicol
|
|
|
2
|
Reason for the notification
|
|
|
a)
|
Position/status
|
Chief Executive (Director/PDMR)
|
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
|
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|
|
a)
|
Name
|
Brewin Dolphin Holdings PLC
|
|
|
b)
|
LEI
|
213800PS7FS5UYOWAC49
|
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|
|
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Shares
GB0001765816
|
|
|
b)
|
Nature of the transaction
|
Exercise of nil cost option over shares awarded under the 2016 Deferred Profit Share Plan. Sufficient shares sold to cover tax and NICs.
|
|
|
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
|
£0.00
|
33,344
|
|
£3.321
|
15,986
|
|
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
Aggregated volume
- Price
|
33,344 shares (exercise)
£0.00 (exercise)
15,986 shares (sale)
£3.321 (sale)
|
|
|
e)
|
Date of the transaction
|
4 December 2019
|
|
|
f)
|
Place of the transaction
|
London Stock Exchange
|
|