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Brewin Dolphin Hldgs (BRW)

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  Print          Annual reports

Tuesday 15 December, 2020

Brewin Dolphin Hldgs

Director/PDMR Shareholding

RNS Number : 7605I
Brewin Dolphin Holdings PLC
15 December 2020
 

Brewin Dolphin Holdings PLC

(the 'Company')

 

Persons discharging managerial responsibilities ('PDMR') received a conditional share award granted under the Company's Long Term Performance Plan ('LTIP') on 13 December 2017 (the 'Grant Date') (collectively the 'Awards'). The performance period for the Awards was three years to 30 September 2020. Performance against the criteria was tested and the Awards automatically vested at 32.2% on 14 December 2020 (the first business day after the third anniversary of the Grant Date).

 

The Company has in place an automatic sell to cover tax and national insurance provision (the 'Provision'), after which the balance of shares is automatically transferred to the participant (the 'Balance of Shares').

 

Detailed below is the Balance of Shares post the Provision having been applied. The price used for the value of the Balance of Shares is the market price used to calculate the Provision.

 

All individuals listed below have retained the Balance of Shares.

 

The notification set out below is provided in accordance with the requirements of the EU Market Abuse Regulation.

 

 

1

 

Details of the person discharging managerial responsibilities / person closely associated

a)

 

Name

Susan Beckett

2

 

Reason for the notification

a)

 

Position/status

Chief Risk Officer (PDMR)

b)

 

Initial notification /Amendment

Initial notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

 

Name

Brewin Dolphin Holdings PLC

b)

 

LEI

213800PS7FS5UYOWAC49

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

Shares

 

GB0001765816

b)

 

Nature of the transaction

 

 

Resulting acquisition of the Balance of Shares following automatic vesting of share award under the LTIP and the automatic Provision having been applied.

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

Volume(s)

£2.89

10,961

d)

 

Aggregated information

 

 

- Aggregated volume

 

 

- Price

 

 

 

10,961 shares

 

 

£2.89

 

e)

 

Date of the transaction

2020-12-14

f)

 

Place of the transaction

London Stock Exchange

1

 

Details of the person discharging managerial responsibilities / person closely associated

a)

 

Name

Robin Beer

2

 

Reason for the notification

a)

 

Position/status

Chief Executive (PDMR)

b)

 

Initial notification /Amendment

Initial notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

Brewin Dolphin Holdings PLC

b)

 

LEI

213800PS7FS5UYOWAC49

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

Shares

 

GB0001765816

b)

 

Nature of the transaction

 

 

Resulting acquisition of the Balance of Shares following automatic vesting of share award under the LTIP and the automatic Provision having been applied.

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

Volume(s)

£2.89

10,961

d)

 

Aggregated information

 

 

- Aggregated volume

 

 

- Price

 

 

 

 

10,961 shares

 

 

£2.89

 

e)

 

Date of the transaction

2020-12-14

f)

 

Place of the transaction

London Stock Exchange

1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

Richard Buxton

2

 

Reason for the notification

 

a)

 

Position/status

Group People and Sustainability Director (PDMR)

b)

 

Initial notification /Amendment

 

Initial notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

Brewin Dolphin Holdings PLC

b)

 

LEI

213800PS7FS5UYOWAC49

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

Shares

 

GB0001765816

b)

 

Nature of the transaction

 

 

Resulting acquisition of the Balance of Shares following automatic vesting of share award under the LTIP and the automatic Provision having been applied.

c)

 

Price(s) and volume(s)

 

 

Price(s)

Volume(s)

£2.89

10,961

d)

 

Aggregated information

 

 

- Aggregated volume

 

 

- Price

 

 

 

 

10,961 shares

 

 

£2.89

 

e)

 

Date of the transaction

2020-12-14

f)

 

Place of the transaction

London Stock Exchange

1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

Charles Ferry

2

 

Reason for the notification

a)

 

Position/status

Managing Director of Wealth and Investment (PDMR)

b)

 

Initial notification /Amendment

Initial notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

 

Name

Brewin Dolphin Holdings PLC

b)

 

LEI

213800PS7FS5UYOWAC49

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

Shares

 

GB0001765816

b)

 

Nature of the transaction

 

 

Resulting acquisition of the Balance of Shares following automatic vesting of share award under the LTIP and the automatic Provision having been applied.

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

Volume(s)

£2.89

10,961

d)

 

Aggregated information

 

 

- Aggregated volume

 

 

- Price

 

 

 

 

10,961 shares

 

 

£2.89

 

e)

 

Date of the transaction

2020-12-14

f)

 

Place of the transaction

 

London Stock Exchange

1

 

Details of the person discharging managerial responsibilities / person closely associated

a)

 

Name

Nicholas Fitzgerald

2

 

Reason for the notification

a)

 

Position/status

 

Managing Director of Advice and Innovation (PDMR)

b)

 

Initial notification /Amendment

Initial notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

Brewin Dolphin Holdings PLC

b)

 

LEI

213800PS7FS5UYOWAC49

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

Shares

 

GB0001765816

b)

 

Nature of the transaction

 

 

Resulting acquisition of the Balance of Shares following automatic vesting of share award under the LTIP and the automatic Provision having been applied.

c)

 

Price(s) and volume(s)

 

 

Price(s)

Volume(s)

£2.89

10,961

d)

 

Aggregated information

 

 

- Aggregated volume

 

 

- Price

 

 

 

 

10,961 shares

 

 

£2.89

 

e)

 

Date of the transaction

2020-12-14

f)

 

Place of the transaction

London Stock Exchange

 

 

 

 

The notification set out below is provided in accordance with the requirements of the EU Market Abuse Regulation.

 

1

 

Details of the person discharging managerial responsibilities / person closely associated

a)

 

Name

Charles Ferry

2

 

Reason for the notification

a)

 

Position/status

Managing Director of Wealth and Investment (PDMR)

b)

 

Initial notification /Amendment

Initial notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

 

Name

Brewin Dolphin Holdings PLC

b)

 

LEI

213800PS7FS5UYOWAC49

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

Shares

 

GB0001765816

b)

 

Nature of the transaction

Sale and repurchase into personal pension plan.

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

Volume(s)

£2.89

45,000 (sale)

£2.8905

45,000 (purchase)

d)

 

Aggregated information

 

 

- Aggregated volume

 

 

- Price

 

- Aggregated volume

 

 

- Price

 

 

Sale

 

45,000 shares

 

 

£2.89

 

Purchase

 

45,000 shares

 

£2.8905

 

e)

 

Date of the transaction

2020-12-14

f)

 

Place of the transaction

 

London Stock Exchange

 

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