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Brewin Dolphin Hldgs (BRW)

  Print          Annual reports

Monday 18 July, 2016

Brewin Dolphin Hldgs

Holding(s) in Company (correction)

RNS Number : 4936E
Brewin Dolphin Holdings PLC
18 July 2016
 

TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
 

 

 

1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached:
ii

Brewin Dolphin Holdings PLC

2 Reason for the notification:

An acquisition or disposal of voting rights

Yes

An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached

 

An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments

 

An event changing the breakdown of voting rights

 

Other (please specify):

 

 

3. Full name of person(s) subject to the
notification obligation:
iii

Aberforth Partners LLP

4. Full name of shareholder(s)
 (if different from 3.):iv

Shareholder                                                                 Shares

1.  Aberforth Smaller Companies Trust plc            10,144,305

2.  Aberforth UK Small Companies Fund                1,682,154

3.  Aberforth Geared Income Trust plc                    2,564,300

 

All shares registered in the name of Nortrust Nominees Ltd A/c Aberfrth

5. Date of the transaction (and date on
which the threshold is crossed or
reached if different): v

15/07/2016

6. Date on which issuer notified:

18/07/2016

7. Threshold(s) that is/are crossed or
reached:
vi, vii

5%

           
 

 

8. Notified details:

A: Voting rights attached to shares viii, ix

Class/type of
shares


if possible using
the ISIN CODE

Situation previous
to the triggering
transaction

Resulting situation after the triggering transaction

Number
of
Shares

Number
of
Voting
Rights

Number
of shares

Number of voting
rights

% of  voting rights x

 

Direct xi

Indirect xii

Direct

Indirect

Ordinary

GB0001765816

Below 5%

Below 5%

14,390,759

N/A

14,390,759

N/A

5.08

 

 

B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial
instrument

Expiration
date
xiii

Exercise/
Conversion Period
xiv

No. of voting
rights that may be
acquired if the
instrument is
exercised/ converted

% of voting
rights

N/A

N/A

N/A

N/A

N/A

 

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi

Resulting situation after the triggering transaction

Type of financial
instrument

Expirationprice

Expiration date xvii

Exercise/
Conversion period
xviii

No. of voting rights instrument refers to

 

% of voting rights xix, xx

 

N/A

N/A

N/A

N/A

N/A

 

Nominal

%

N/A

N/A

 

Total (A+B+C)

Number of voting rights

Percentage of voting rights

14,390,759

5.08

                                 
 

 

9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:
xxi

 

Held by Aberforth Partners LLP

 

Proxy Voting:

10. Name of the proxy holder:

N/A

11. Number of voting rights proxy holder will cease to hold:

N/A

12. Date on which proxy holder will cease to hold voting rights:

N/A

 

13. Additional information:

 

14. Contact name:

Pauline Robson, Aberforth Partners LLP

15. Contact telephone number:

 

0131 220 0733

     

 

 

 

 

 

 

 

 

 

 

 

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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