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Brewin Dolphin Hldgs (BRW)

  Print          Annual reports

Tuesday 19 January, 2010

Brewin Dolphin Hldgs

Holding(s) in Company

RNS Number : 7503F
Brewin Dolphin Holdings PLC
19 January 2010
 







TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi



1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are

attached:
 ii

Brewin Dolphin

2 Reason for the notification (please tick the appropriate box or boxes):

An acquisition or disposal of voting rights

x

An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached


An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments


An event changing the breakdown of voting rights


Other (please specify):



3. Full name of person(s) subject to the
notification obligation:
 iii

BT Pension Scheme Trustees Limited as trustee of the BT Pension Scheme. See Section 9 for further information.

4. Full name of shareholder(s) 
 (if different from 3.):iv

Hermes Specialist UK Focus Fund

5. Date of the transaction and date on
which the threshold is crossed or

reached:
 v

15 January 2010

6. Date on which issuer notified:

18 January 2010

7. Threshold(s) that is/are crossed or
reached:
 vi, vii

6%

  

8. Notified details:

A: Voting rights attached to shares viii, ix

Class/type of
shares


if possible using
the ISIN CODE

Situation previous
to the 
triggering
transaction

Resulting situation after the triggering transaction

Number
of

Shares

Number
of

V
oting
Rights

Number
of shares

Number of voting
rights

% of voting rights x

Direct

Direct xi

Indirect xii

Direct

Indirect

Ord GBP 1p

GB00001765816

0176581

11,328,727

11,328,727

0

0

13,728,727

0%

6.027%


B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial
instrument

Expiration
date
 xiii

Exercise/ 
Conversion Period xiv

Number of voting
rights that may be

acquired if the

instrument is

exercised/ converted.

% of voting
rights








Total (A+B+C)

Number of voting rights

Percentage of voting rights

13,728,727

6.027%

  

9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:
 xxi


BT Pension Scheme Trustees Limited is the parent undertaking of Britel Fund Trustees Limited, which is the parent undertaking of Hermes Fund Managers Limited. Hermes Fund Managers Limited is the parent undertaking of:


1. Hermes Equity Ownership Services Limited (voting rights held in this issuer: 0.188%)

2. Hermes Investment Management Limited (voting rights held in this issuer: 0.79%)

3. Hermes Focus Asset Management Limited (voting rights held in this issuer: 5.049%)


Please see Section 13 for further information.


Proxy Voting:

10. Name of the proxy holder:

See Comment in Section 13

11. Number of voting rights proxy holder will cease
to hold:

See Comment in Section 13

12. Date on which proxy holder will cease to hold
voting rights:

See Comment in section 13



13. Additional information:


Hermes Equity Ownership Services Limited hold the voting rights under a standing proxy contained in agreements for the provision of voting services to various underlying clients for the purposes of DTR 5.2.1(h), which includes all the shares owned directly by BT Pension Scheme.


Hermes Investment Management Limited hold the voting rights under a standing proxy contained in investment management agreements with various underlying clients for the purposes of DTR 5.2.1(h).


Hermes Focus Asset management Limited hold the voting rights as General Partner under a standing proxy contained in limited partnership agreements with various limited partnerships for the purposes of DTR 5.2.1(h).


All voting rights held on behalf of the above entities are aggregated for the purposes of DTR 5.2.1(e).


This disclosure is made by BT Pension Scheme Trustees Limited, which is the ultimate parent undertaking for the purposes of DTR 5.2.1(e).


14. Contact name:

Valerie Davidson/Margaret Moss

15. Contact telephone number:

020 7680 2177/020 7680 2125



This information is provided by RNS
The company news service from the London Stock Exchange
 
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