RNS Number : 9056N
Brewin Dolphin Holdings PLC
18 June 2010
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TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
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1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached: ii
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Brewin Dolphin Holdings Plc
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2 Reason for the notification (please tick the appropriate box or boxes):
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An acquisition or disposal of voting rights
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x
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
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An event changing the breakdown of voting rights
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Other (please specify):
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3. Full name of person(s) subject to the
notification obligation: iii
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BT Pension Scheme Trustees Limited as trustee of the BT Pension Scheme. See Section 9 for further information.
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4. Full name of shareholder(s)
(if different from 3.):iv
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N/A
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5. Date of the transaction and date on
which the threshold is crossed or
reached: v
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17 June 2010
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6. Date on which issuer notified:
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18 June 2010
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7. Threshold(s) that is/are crossed or
reached: vi, vii
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From 5% to 4%
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8. Notified details:
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A: Voting rights attached to shares viii, ix
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Class/type of
shares
if possible using
the ISIN CODE
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Situation previous
to the triggering
transaction
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Resulting situation after the triggering transaction
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Number
of
Shares
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Number
of
Voting
Rights
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Number
of shares
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Number of voting
rights
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% of voting rights x
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Direct
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Direct xi
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Indirect xii
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Direct
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Indirect
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GB0001765816
0176581
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12,789,579
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12,789,579
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N/A
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N/A
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11,356,002
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N/A
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4.934%
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B: Qualifying Financial Instruments
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Resulting situation after the triggering transaction
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Type of financial
instrument
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Expiration
date xiii
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Exercise/
Conversion Period xiv
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Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.
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% of voting
rights
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi
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Resulting situation after the triggering transaction
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Type of financial
instrument
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Exercise price
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Expiration date xvii
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Exercise/
Conversion period xviii
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Number of voting rights instrument refers to
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% of voting rights xix, xx
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Nominal
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Delta
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Total (A+B+C)
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Number of voting rights
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Percentage of voting rights
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11,356,002
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4.934%
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9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable: xxi
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BT Pension Scheme Trustees Limited, as trustee of the BT Pension Scheme ("BTPS") is the parent undertaking of Britel Fund Nominees Limited and Britel Fund Trustees Limited, which is the parent undertaking of Hermes Fund Managers Limited ("HFML"). HFML is the parent undertaking of:
1. Hermes Focus Asset Management Limited ("HFAM")** as General Partner of the following limited partnerships:
a. Hermes UK Specialist Focus Fund ("HUKSFF") (voting rights: 3.288%)
b. Hermes European Focus Fund ("HEFF") (voting rights: 1.646%)****
** This notification is also being made in respect of HFAM, which is an indirect holder of shares for the purpose of DTR 5.2.1(h) and has an individual notification obligation under DTR 5.1.5
**** HEFF has two general partners; HFAM and Hermes Focus Asset Management Europe Limited ("HFAME"). Under a business transfer agreement between HFAM and HFAME ("BTA"), HFAME has delegated the voting obligations to HFAM.
Please see Section 13 for further information.
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Proxy Voting:
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10. Name of the proxy holder:
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See Comment in Section 13.
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11. Number of voting rights proxy holder will cease
to hold:
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See Comment in Section 13.
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12. Date on which proxy holder will cease to hold
voting rights:
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See Comment in Section 13.
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13. Additional information:
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HFAM hold the voting rights as General Partner under a standing proxy contained in limited partnership agreements with various limited partnerships for the purposes of DTR 5.2.1(h).
HFAME hold the voting rights as General Partner under a standing proxy contained in limited partnership agreements with various limited partnerships for the purposes of DTR 5.2.1(h).
All voting rights held on behalf of the above entities are aggregated for the purposes of DTR 5.2.1(e).
This disclosure is made by BT Pension Scheme Trustees Limited as trustee of the BT Pension Scheme, which is the ultimate parent undertaking for the purposes of DTR 5.2.1(e).
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14. Contact name:
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Fowzia Hussain (f.hussain @hermes.co.uk)
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15. Contact telephone number:
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020 7680 8017
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Note: Annex should only be submitted to the FSA not the issuer
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Annex: Notification of major interests in share
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A: Identity of the persons or legal entity subject to the notification obligation
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Full name
(including legal form of legal entities)
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BT Pension Scheme Trustees Limited
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Contact address
(registered office for legal entities)
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1 Portsoken Street, London E1 8HZ
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Phone number & email
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020 7702 0888
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Other useful information
(at least legal representative for legal persons)
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BT Pension Scheme Trustees Limited is the parent undertaking of the group of companies subject to the notification obligation as indirect holders of voting rights for the purpose of DTR 5.2.1(h) and 5.2.1(e).
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B: Identity of the notifier, if applicable
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Full name
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Hermes Fund Managers Limited as agent for BT Pension Scheme Trustees Limited
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Contact address
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1 Portsoken Street, London E1 8HZ
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Phone number & email
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020 7680 2177
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Other useful information
(e.g. functional relationship with the person or legal entity subject to the notification obligation)
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Hermes Fund Managers Limited acts as the authorised administration agent on behalf of BT Pension Scheme Trustees Limited
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C: Additional information
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Please contact Fowzia Hussain on the above number for further information.
Copy to Company Secretary [email protected] [email protected]
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For notes on how to complete form TR-1 please see the FSA website.
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This information is provided by RNS
The company news service from the London Stock Exchange
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